Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Quantor Capital LLC CRD: 332629 | - | 0 | 2 | A | Unknown |
| Quantor Capital, LLC CRD: 172794 | - | 0 | 0 | A | Unknown |
| Quantos Capital Management, Inc. CRD: 31255 | - | 0 | 0 | A | INACTIVE |
| Quantportal LLC CRD: 319347 | - | 0 | 0 | A | Unknown |
| Quantrader CRD: 305510 | - | 0 | 0 | A | Unknown |
| Quantriver Financial, LLC CRD: 153906 | FL | 1 | 2 | B | Active |
| Quants Capital Management, Inc CRD: 153124 | - | 0 | 1 | A | Unknown |
| Quants Compete CRD: 313310 | - | 0 | 1 | A | Unknown |
| Quantscape Asset Management LLC CRD: 167079 | - | 0 | 0 | A | Unknown |
| Quantsgeek Technology Limited CRD: 288612 | - | 0 | 0 | A | Unknown |
| Quantsoft Advisers LP CRD: 145942 | - | 0 | 0 | A | Unknown |
| Quantstreet Capital CRD: 316095 | - | 0 | 2 | A | Unknown |
| Quanttrade CRD: 135723 | - | 0 | 0 | A | INACTIVE |
| Quantum Advisors Private Limited CRD: 141476 | - | 0 | 0 | A | Unknown |
| Quantum Advisory Group, LLC CRD: 286341 | - | 0 | 2 | A | Unknown |
| Quantum ARC Investments CRD: 340117 | - | 0 | 1 | A | Unknown |
| Quantum Aurea Capital LLC CRD: 313206 | - | 0 | 1 | A | Unknown |
| Quantum Capital Advisors, LLC CRD: 162826 | - | 0 | 2 | A | Unknown |
| Quantum Capital Corporation CRD: 42307 | - | 3 | 0 | C | INACTIVE |
| Quantum Capital Group CRD: 160267 | - | 0 | 1 | A | Unknown |
| Quantum Capital Group CRD: 174733 | - | 0 | 1 | A | Unknown |
| Quantum Capital Investments, Inc. CRD: 156037 | - | 0 | 2 | A | Unknown |
| Quantum Capital Management CRD: 143150 | - | 0 | 0 | A | Unknown |
| Quantum Capital Management CRD: 323719 | - | 0 | 1 | A | Unknown |
| Quantum Capital Management, LLC CRD: 111083 | - | 0 | 2 | A | Unknown |
| Quantum Capital Partners Ltd. CRD: 331406 | - | 0 | 0 | A | Unknown |
| Quantum Capital, LLC CRD: 143530 | - | 0 | 0 | A | INACTIVE |
| Quantum Econometrics, LLC CRD: 161197 | - | 0 | 0 | A | Unknown |
| Quantum Edge Derivatives Trading, LLC CRD: 153576 | - | 1 | 0 | B | INACTIVE |
| Quantum FC Management LLC CRD: 327088 | - | 0 | 1 | A | Unknown |
| Quantum Financial Advisors Inc CRD: 113563 | - | 0 | 7 | A | Unknown |
| Quantum Financial Advisors, LLC CRD: 317386 | - | 0 | 11 | A | Unknown |
| Quantum Financial Advisors, P.A. CRD: 141815 | - | 0 | 0 | A | Unknown |
| Quantum Financial Consultants, LLC CRD: 154099 | - | 0 | 0 | A | Unknown |
| Quantum Financial Institute Ltd CRD: 340045 | - | 0 | 1 | A | Unknown |
| Quantum Financial LLC CRD: 295542 | - | 0 | 2 | A | Unknown |
| Quantum Financial Management LLC CRD: 142891 | - | 0 | 0 | A | Unknown |
| Quantum Financial Partners LLC CRD: 138112 | - | 0 | 5 | A | Unknown |
| Quantum Financial Planning LLC CRD: 133626 | - | 0 | 2 | A | Unknown |
| Quantum Financial Planning Services, Inc. CRD: 115877 | - | 0 | 2 | A | Unknown |
| Quantum Financial Securities Company, L.L.C. CRD: 30348 | - | 0 | 0 | A | INACTIVE |
| Quantum Financial Services Inc. CRD: 121631 | - | 0 | 2 | A | Unknown |
| Quantum GBL Asset Management, LLC CRD: 312017 | - | 0 | 1 | A | Unknown |
| Quantum Global Advisors LLC CRD: 299358 | - | 0 | 0 | A | Unknown |
| Quantum Greeks CRD: 327035 | - | 0 | 0 | A | Unknown |
| Quantum Group, Ltd. CRD: 33615 | - | 0 | 0 | A | INACTIVE |
| Quantum Leap Capital, LLC CRD: 165310 | - | 0 | 1 | A | Unknown |
| Quantum Nexus CRD: 323598 | - | 0 | 0 | A | Unknown |
| Quantum Portfolio Management, LLC CRD: 326280 | - | 0 | 2 | A | Unknown |
| Quantum Private Assets, LLC CRD: 103965 | - | 0 | 0 | A | INACTIVE |