Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Quantum Private Wealth, LLC CRD: 307358 | - | 0 | 4 | A | Unknown |
| Quantum Securities Corporation CRD: 19522 | - | 0 | 0 | A | INACTIVE |
| Quantum Securities, Inc. CRD: 10174 | - | 0 | 0 | A | INACTIVE |
| Quantum Securities, Inc. CRD: 130224 | - | 2 | 0 | B | INACTIVE |
| Quantum Solutions, Inc. CRD: 118309 | - | 0 | 2 | A | Unknown |
| Quantum Strategies Management Company CRD: 135355 | - | 0 | 0 | A | Unknown |
| Quantum Strategies Wealth Advisory CRD: 226572 | - | 0 | 2 | A | Unknown |
| Quantum Technalysis Asset Management CRD: 132001 | - | 0 | 0 | A | Unknown |
| Quantum Technologies Investment Management LLC CRD: 337626 | - | 0 | 1 | A | Unknown |
| Quantum Trading CRD: 38880 | - | 0 | 0 | A | INACTIVE |
| Quantum Trading Limited Partnership CRD: 40711 | - | 0 | 0 | A | INACTIVE |
| Quantum Wealth Advisors LLC CRD: 336823 | - | 0 | 2 | A | Unknown |
| Quantum Wealth Management CRD: 121036 | - | 0 | 0 | A | Unknown |
| Quantum Wealth Strategies, LLC CRD: 312748 | - | 0 | 1 | A | Unknown |
| Quantum X Global Capital LLC CRD: 335133 | - | 0 | 1 | A | Unknown |
| Quantumedge Ventures, LLC CRD: 337961 | - | 0 | 0 | A | Unknown |
| Quantumleap Wealth Management, LLC CRD: 173585 | - | 0 | 1 | A | Unknown |
| Quantumrock Capital GMBH CRD: 300208 | - | 0 | 0 | A | Unknown |
| Quantumshares, LLC CRD: 166467 | - | 0 | 0 | A | Unknown |
| Quantumvest, Inc. CRD: 171780 | - | 0 | 1 | A | Unknown |
| Quantumwave Capital Inc. CRD: 160234 | - | 0 | 0 | A | INACTIVE |
| Quantus Investment Group, LLC CRD: 137285 | - | 0 | 0 | A | Unknown |
| Quantwealth Advisors LLC CRD: 332564 | - | 0 | 1 | A | Unknown |
| Quantz Capital CRD: 167578 | - | 0 | 0 | A | Unknown |
| Quanxer Ltd. CRD: 339224 | - | 0 | 1 | A | Unknown |
| Quarba Capital, LLC CRD: 309106 | - | 0 | 1 | A | Unknown |
| Quarry Hill Advisors CRD: 288334 | - | 0 | 1 | A | Unknown |
| Quarry Lakes Capital, LLC CRD: 309139 | - | 0 | 1 | A | Unknown |
| Quarterdeck Investment Partners, LLC CRD: 109682 | - | 0 | 0 | A | INACTIVE |
| Quartermaster Wealth Management, LLC CRD: 166807 | - | 0 | 0 | A | Unknown |
| Quarterpoint CRD: 166918 | - | 0 | 2 | A | Unknown |
| Quarterpoint LLC CRD: 304122 | - | 0 | 0 | A | Unknown |
| Quarterwave Asset Management, LLC CRD: 162274 | - | 0 | 0 | A | Unknown |
| Quartus Investment Advisors LLC CRD: 287597 | - | 0 | 1 | A | Unknown |
| Quartz Partners Investment Management CRD: 174327 | - | 0 | 17 | A | Unknown |
| Quarve Associates, LLC CRD: 112160 | - | 0 | 2 | A | Unknown |
| Quasar Distributors, LLC CRD: 103848 | ME | 0 | 68 | A | Active |
| Quasar Trading, LLC CRD: 151974 | - | 6 | 0 | D | INACTIVE |
| Quash Profit Productions, LLC CRD: 42480 | - | 1 | 0 | B | INACTIVE |
| Quatkemeyer JR. Assoc. Agency, Inc. CRD: 120441 | - | 0 | 0 | A | Unknown |
| Quattro Advisors L.L.C. CRD: 146438 | - | 0 | 1 | A | Unknown |
| Quattro Financial Advisors CRD: 284852 | - | 0 | 1 | A | Unknown |
| Quattro M Securities Inc. CRD: 39289 | NY | 3 | 1 | C | Active |
| Quayle & Co. Securities CRD: 21335 | - | 0 | 1 | A | INACTIVE |
| Quayle Asset Management, Inc. CRD: 113884 | - | 0 | 2 | A | Unknown |
| Qube Capital Solutions, LLC CRD: 324137 | - | 0 | 1 | A | Unknown |
| Qube Research & Technologies Limited CRD: 304552 | - | 0 | 0 | A | Unknown |
| Qubed Capital, LLC CRD: 173854 | - | 0 | 1 | A | Unknown |
| Qubera Wealth Management CRD: 161389 | - | 0 | 2 | A | Unknown |
| Qubit Capital Management, LLC CRD: 158552 | - | 0 | 0 | A | Unknown |