Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Qubits Ventures Management Company, LLC CRD: 319147 | - | 0 | 1 | A | Unknown |
| Queen City Capital Management, LLC CRD: 162785 | - | 0 | 1 | A | Unknown |
| Queen City Investment Partners CRD: 288047 | - | 0 | 0 | A | Unknown |
| Queen City Securities Corporation CRD: 5460 | - | 0 | 0 | A | INACTIVE |
| Queen City Wealth CRD: 340532 | - | 0 | 1 | A | Unknown |
| Queen's Park Equity LLP CRD: 335536 | - | 0 | 0 | A | Unknown |
| Queenbridge Capital, LLC CRD: 324027 | - | 0 | 1 | A | Unknown |
| Queenfin LLC CRD: 281550 | - | 0 | 2 | A | Unknown |
| Queens OAK Advisors CRD: 150605 | - | 0 | 0 | A | Unknown |
| Queens Road Securities, LLC CRD: 104277 | - | 0 | 0 | A | INACTIVE |
| Queensbury Global Advisors CRD: 326014 | - | 0 | 2 | A | Unknown |
| Queenscliff Partners LP CRD: 160793 | - | 0 | 0 | A | Unknown |
| Queenvest CRD: 296891 | - | 0 | 1 | A | Unknown |
| Quellos Fund Services, LLC CRD: 137247 | - | 0 | 0 | A | INACTIVE |
| Quent Capital, LLC CRD: 308203 | - | 0 | 1 | A | Unknown |
| Quentec Asset Management LLC CRD: 164737 | - | 0 | 0 | A | Unknown |
| Query Capital, LLC CRD: 315674 | - | 0 | 1 | A | Unknown |
| Quesne Capital CRD: 285557 | - | 0 | 0 | A | Unknown |
| Quest 10 Wealth Builders, Inc. CRD: 154092 | - | 0 | 1 | A | Unknown |
| Quest Capital Management, Inc. CRD: 114690 | - | 0 | 0 | A | Unknown |
| Quest Capital Strategies, Inc. CRD: 16783 | - | 11 | 0 | D | INACTIVE |
| Quest Financial Services, Inc. CRD: 133548 | - | 0 | 0 | A | Unknown |
| Quest Global Advisors, LLC CRD: 161599 | - | 0 | 0 | A | Unknown |
| Quest Hospitality Ventures CRD: 162852 | - | 0 | 0 | A | Unknown |
| Quest Investment Firm CRD: 170742 | - | 0 | 2 | A | Unknown |
| Quest Investment Management, LLC CRD: 110640 | - | 0 | 3 | A | Unknown |
| Quest Investment Portfolio Management, Limited CRD: 114540 | - | 0 | 2 | A | Unknown |
| Quest Limited Securities, Inc. CRD: 14099 | - | 0 | 0 | A | INACTIVE |
| Quest Management Inc. CRD: 281664 | - | 0 | 0 | A | Unknown |
| Quest Securities, Inc. CRD: 6828 | - | 0 | 0 | A | INACTIVE |
| Quest Venture Partners CRD: 189515 | - | 0 | 1 | A | Unknown |
| Quest Wealth Management Incorporated CRD: 173668 | - | 0 | 1 | A | Unknown |
| Questa Capital Management, L.L.C. CRD: 286038 | - | 0 | 1 | A | Unknown |
| Questar Asset Management Sciences, Inc. CRD: 22535 | - | 0 | 0 | A | INACTIVE |
| Questar Asset Management, Inc. CRD: 133358 | - | 0 | 0 | A | Unknown |
| Questar Capital Corporation CRD: 43100 | - | 9 | 0 | D | INACTIVE |
| Questis CRD: 130157 | - | 0 | 0 | A | Unknown |
| Questmark Management Co., Inc. CRD: 161944 | - | 0 | 0 | A | Unknown |
| Questmark Management Company, LLC CRD: 171108 | - | 0 | 1 | A | Unknown |
| Questmont Virtual Family Office, LLC CRD: 335307 | - | 0 | 1 | A | Unknown |
| Questor Financial Services CRD: 17934 | - | 0 | 0 | A | INACTIVE |
| Questrade USA Inc. CRD: 147370 | - | 0 | 0 | A | Active |
| Questrion Research Corporation CRD: 6908 | - | 0 | 0 | A | INACTIVE |
| Questron Securities, Inc. CRD: 29730 | - | 0 | 0 | A | INACTIVE |
| Questus Trading, LLC CRD: 282251 | - | 0 | 0 | A | Unknown |
| Quick & Reilly, Inc. CRD: 11217 | - | 28 | 0 | F | INACTIVE |
| Quicksilver Ventures CRD: 161277 | - | 0 | 0 | A | Unknown |
| Quid Capital CRD: 307242 | - | 0 | 2 | A | Unknown |
| Quid Capital Group Holdings, LLC CRD: 297179 | - | 0 | 1 | A | Unknown |
| Quiddich Trading L.L.C. CRD: 103907 | - | 0 | 0 | A | INACTIVE |