Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Quiddity Financial CRD: 174996 | - | 0 | 0 | A | Unknown |
| Quiena Inversiones CRD: 283236 | - | 0 | 0 | A | Unknown |
| Quiet Capital Management, LLC CRD: 296749 | - | 0 | 0 | A | Unknown |
| Quiet Capital Management, LLC CRD: 287484 | - | 0 | 1 | A | Unknown |
| Quiet Creek Capital Management LLC CRD: 168527 | - | 0 | 0 | A | Unknown |
| Quiet Foundation CRD: 296968 | - | 0 | 0 | A | Unknown |
| Quiet Light Securities, LLC CRD: 35870 | - | 10 | 0 | D | INACTIVE |
| Quiet Wealth CRD: 307285 | - | 0 | 0 | A | Unknown |
| Quiet Wealth Management CRD: 312940 | - | 0 | 1 | A | Unknown |
| Quigley Associates, Inc. CRD: 129256 | - | 0 | 0 | A | Unknown |
| Quigley Financial LLC CRD: 144704 | - | 0 | 1 | A | Unknown |
| Quilici Asset Management, LLC CRD: 130240 | - | 0 | 0 | A | Unknown |
| Quility Financial Advisors CRD: 304586 | - | 0 | 12 | A | Unknown |
| Quillpen Advisors, LLC CRD: 308896 | - | 0 | 1 | A | Unknown |
| Quilt Investment Management, LLC CRD: 282545 | - | 0 | 1 | A | Unknown |
| Quilvest Capital Partners AM S.A. CRD: 285757 | - | 0 | 0 | A | Unknown |
| Quilvest Capital Partners Management, LLC CRD: 175159 | - | 0 | 1 | A | Unknown |
| Quilvest Capital Partners Securities LLC CRD: 286380 | NY | 0 | 2 | A | Active |
| Quinbrook Capital Partners LLC CRD: 313779 | NY | 0 | 3 | A | Active |
| Quinbrook Infrastructure Partners (Jersey) Limited CRD: 288840 | - | 0 | 0 | A | Unknown |
| Quinbrook Infrastructure Partners Limited CRD: 288815 | - | 0 | 0 | A | Unknown |
| Quinbrook Infrastructure Partners LLC CRD: 287822 | - | 0 | 1 | A | Unknown |
| Quinbrook Infrastructure Partners PTY Limited CRD: 288764 | - | 0 | 0 | A | Unknown |
| Quince Hill Partners, LLC CRD: 119614 | - | 0 | 0 | A | INACTIVE |
| Quincy Cass Associates, Incorporated CRD: 686 | CA | 6 | 2 | C | Active |
| Quincy Wells Advisors, LLC CRD: 307477 | - | 0 | 24 | A | Unknown |
| Quincy Wells Capital, LLC CRD: 334163 | IL | 0 | 1 | A | Active |
| Quinley Stewardship LLC CRD: 309888 | - | 0 | 2 | A | Unknown |
| Quinn & Co., Inc. CRD: 687 | - | 0 | 0 | A | INACTIVE |
| Quinn Capital LLC CRD: 143182 | - | 0 | 2 | A | Unknown |
| Quinn Financial Planning, LLC CRD: 150528 | - | 0 | 1 | A | Unknown |
| Quinn Opportunity Partners CRD: 167470 | - | 0 | 1 | A | Unknown |
| Quinn Wealth Advisors CRD: 166144 | - | 0 | 0 | A | Unknown |
| Quint Capital Corporation CRD: 26586 | NY | 1 | 8 | B | Active |
| Quint Capital Fund, LLC CRD: 315652 | - | 0 | 1 | A | Unknown |
| Quint Investments and Insurance CRD: 168463 | - | 0 | 2 | A | Unknown |
| Quint Technology Investments, LLC CRD: 340765 | - | 0 | 1 | A | Unknown |
| Quintana Associates, Inc. CRD: 8276 | - | 0 | 0 | A | INACTIVE |
| Quintes Financial Services, LLC CRD: 284960 | - | 0 | 0 | A | Unknown |
| Quintessential Capital Management LLC CRD: 307535 | - | 0 | 0 | A | Unknown |
| Quinti Capital Partners, L.P. CRD: 282980 | - | 0 | 0 | A | Unknown |
| Quintin Group,Ltd. CRD: 32698 | - | 0 | 0 | A | INACTIVE |
| Quintium Advisors, LLC CRD: 158424 | - | 0 | 0 | A | Unknown |
| Quintus Partners LLC CRD: 269859 | - | 0 | 0 | A | INACTIVE |
| Quiq Capital LLC CRD: 330077 | - | 0 | 1 | A | Unknown |
| Quish CRD: 146212 | - | 0 | 1 | A | Unknown |
| Quish & Co. Ltd CRD: 334840 | - | 0 | 0 | A | Unknown |
| Quist Capital Advisors, LLP CRD: 44403 | - | 0 | 0 | A | INACTIVE |
| Quiver & Arrow Financial Services CRD: 321855 | - | 0 | 0 | A | Unknown |
| Quiver Financial Holdings LLC CRD: 305224 | - | 0 | 3 | A | Unknown |