Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Deafinvest CRD: 117485 | - | 0 | 1 | - | Unknown |
| Deak Reynolds Company CRD: 168714 | - | 0 | 1 | - | Unknown |
| Deak- Perera Securities, Inc. CRD: 13582 | - | 0 | 0 | A | INACTIVE |
| Dealcomposer Inc. CRD: 102640 | - | 0 | 0 | A | INACTIVE |
| Dealer Solutions North America LLC CRD: 286268 | - | 4 | 0 | C | INACTIVE |
| Dealerweb LLC CRD: 19662 | NJ | 7 | 4 | D | Active |
| Dealmaker Securities CRD: 315324 | NY | 0 | 2 | A | Active |
| Deam Investor Services, Inc. CRD: 754 | - | 1 | 0 | B | INACTIVE |
| Dean Bennett Advisory Services Inc. CRD: 322889 | - | 0 | 1 | - | Unknown |
| Dean Capital Investments Management, LLC CRD: 160375 | - | 0 | 0 | - | Unknown |
| Dean Capital Management CRD: 145666 | - | 0 | 2 | - | Unknown |
| Dean Davis Wealth LLC CRD: 340949 | - | 0 | 2 | - | Unknown |
| Dean Dorton Wealth Management, LLC CRD: 297616 | - | 0 | 2 | - | Unknown |
| Dean Financial Advisory CRD: 292122 | - | 0 | 0 | - | Unknown |
| Dean Financial Advisory, LLC. CRD: 152027 | - | 0 | 1 | - | Unknown |
| Dean Financial Services CRD: 129679 | - | 0 | 2 | - | Unknown |
| Dean Galvin IA, Dean Galvin or Dean CRD: 152849 | - | 0 | 0 | - | Unknown |
| Dean Horowitz & Co., L.L.C. CRD: 41419 | - | 0 | 0 | A | INACTIVE |
| Dean Investment Advising LLC CRD: 322448 | - | 0 | 0 | - | Unknown |
| Dean Investments CRD: 104635 | - | 0 | 3 | - | Unknown |
| Dean Peterson Capital Management, LLC CRD: 282062 | - | 0 | 1 | - | Unknown |
| Dean R. Lycas CRD: 111667 | - | 0 | 0 | - | Unknown |
| Dean Roland Russell, LLC CRD: 109480 | - | 0 | 1 | - | Unknown |
| Dean Ryle Asset Management CRD: 288168 | - | 0 | 0 | - | Unknown |
| Dean Ryle Asset Management, LLC CRD: 304947 | - | 0 | 0 | - | Unknown |
| Dean Securities, LLC CRD: 7653 | - | 5 | 0 | C | INACTIVE |
| Dean Wealth Management, LLC CRD: 172563 | - | 0 | 3 | - | Unknown |
| Dean Wealth Partners, LLC CRD: 298237 | - | 0 | 2 | - | Unknown |
| Dean Witter Puerto Rico Inc. CRD: 14805 | - | 0 | 0 | A | INACTIVE |
| Dean, Casey Financial Management, LLC CRD: 172323 | - | 0 | 0 | - | Unknown |
| Dean, Jacobson Financial Services CRD: 115879 | - | 0 | 3 | - | Unknown |
| Dean, Johnson & Burke Securities, Inc. CRD: 11408 | - | 0 | 0 | A | INACTIVE |
| Deane a. Penn M.D. P.C. CRD: 151060 | - | 0 | 0 | - | Unknown |
| Deane Retirement Strategies, Inc. CRD: 127096 | - | 0 | 3 | - | Unknown |
| Deans Knight Capital Management CRD: 149155 | - | 0 | 0 | - | Unknown |
| Dearborn Capital Management, LLC CRD: 155473 | - | 0 | 1 | - | Unknown |
| Dearborn Investor Services, Inc. CRD: 19826 | - | 0 | 0 | A | INACTIVE |
| Dearborn Partners L.L.C. CRD: 108147 | - | 0 | 4 | - | Unknown |
| Dearborn Street Advisors CRD: 304747 | - | 0 | 0 | - | Unknown |
| Dearfield Capital Management, LLC CRD: 324784 | - | 0 | 1 | - | Unknown |
| Deasil Wealth Management LLC CRD: 281710 | - | 0 | 1 | - | Unknown |
| Debanyfinancial Group, LLC CRD: 128277 | - | 0 | 1 | - | Unknown |
| Debellas & Co. Capital, LP CRD: 43391 | - | 0 | 0 | A | INACTIVE |
| Debellis Financial Services, Inc. CRD: 171593 | - | 0 | 0 | - | Unknown |
| Deborah Wealth Advisory LLC CRD: 341446 | - | 0 | 1 | - | Unknown |
| Debra B. Freedman Personal Financial Planning, LLC CRD: 283586 | - | 0 | 0 | - | Unknown |
| Debttraders, Inc. CRD: 102120 | - | 1 | 0 | B | INACTIVE |
| Debtx Securities, Inc. CRD: 114101 | - | 0 | 0 | A | INACTIVE |
| Debuey, LLC CRD: 286154 | - | 0 | 1 | - | Unknown |
| Deca Advisors LLC CRD: 284339 | - | 0 | 0 | - | Unknown |