Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Decade Renewable Partners LP CRD: 316905 | - | 0 | 0 | - | Unknown |
| Decade Securities Corp. CRD: 10226 | - | 2 | 0 | B | INACTIVE |
| Decagon Asset Management (US) LP CRD: 322135 | - | 0 | 1 | - | Unknown |
| Decagon Asset Management LLP CRD: 319363 | - | 0 | 0 | - | Unknown |
| Decal Financial Management CRD: 153000 | - | 0 | 0 | - | Unknown |
| Decamilla Capital Management LLC CRD: 108027 | - | 0 | 3 | - | Unknown |
| Decasonic CRD: 317998 | - | 0 | 1 | - | Unknown |
| Decathlon Capital Management II, LLC CRD: 175030 | - | 0 | 1 | - | Unknown |
| Decatur Capital Management, Inc. CRD: 120679 | - | 0 | 2 | - | Unknown |
| Decatur Securities Corporation CRD: 10625 | - | 0 | 0 | A | INACTIVE |
| Decca Lane EF SPV Manager, LLC CRD: 317138 | - | 0 | 0 | - | Unknown |
| Decca Private Wealth Management, Inc. CRD: 328165 | - | 0 | 3 | - | Unknown |
| Deccan Value Investors L.P. CRD: 158187 | - | 0 | 1 | - | Unknown |
| Decell Securities Corporation CRD: 8324 | - | 0 | 0 | A | INACTIVE |
| Decennia Capital Management, LLC CRD: 332872 | - | 0 | 1 | - | Unknown |
| Decennial Group CRD: 300805 | - | 0 | 0 | - | Unknown |
| Decentral Park Advisors, LLC CRD: 292576 | - | 0 | 1 | - | Unknown |
| Decenzo Infrastructure Partners CRD: 294213 | - | 0 | 0 | - | Unknown |
| Decheque Securities LLC CRD: 311020 | UT | 0 | 2 | A | Active |
| Dechtman Wealth Management CRD: 308183 | - | 0 | 0 | - | Unknown |
| Decibel Partners, LLC CRD: 308477 | - | 0 | 1 | - | Unknown |
| Decide Advisers CRD: 307195 | - | 0 | 0 | - | Unknown |
| Deciens Capital CRD: 294047 | - | 0 | 1 | - | Unknown |
| Deciens Capital CRD: 310812 | - | 0 | 1 | - | Unknown |
| Decile Capital, LLC CRD: 323277 | - | 0 | 1 | - | Unknown |
| Decile Start Fund Management, LLC CRD: 336540 | - | 0 | 1 | - | Unknown |
| Decipher Capital Partners LLC CRD: 298282 | - | 0 | 0 | - | Unknown |
| Decision Investments, Inc. CRD: 145073 | - | 0 | 2 | - | Unknown |
| Decision Options, LLC CRD: 131994 | - | 0 | 1 | - | Unknown |
| Decision Tree Advisor CRD: 322530 | - | 0 | 1 | - | Unknown |
| Decision Tree Investment Advisors LLC CRD: 314366 | - | 0 | 0 | - | Unknown |
| Decision Tree Wealth CRD: 159268 | - | 0 | 0 | - | Unknown |
| Decisional Wealth Advisors LLC CRD: 326684 | - | 0 | 0 | - | Unknown |
| Decisionmap Wealth Management, LLC CRD: 328429 | - | 0 | 3 | - | Unknown |
| Decisionpoint Financial, LLC CRD: 296988 | - | 0 | 5 | - | Unknown |
| Decisions, LLC CRD: 118960 | - | 0 | 2 | - | Unknown |
| Decisive Path FEE-Only Financial Advisory CRD: 159146 | - | 0 | 0 | - | Unknown |
| Decker & Co, LLC CRD: 166446 | CA | 1 | 2 | B | Active |
| Decker Capital Management, LLC CRD: 310817 | - | 0 | 1 | - | Unknown |
| Decker Financial CRD: 131197 | - | 0 | 0 | - | Unknown |
| Decker Retirement Planning Inc. CRD: 284281 | - | 0 | 9 | - | Unknown |
| Decker Securities Corporation CRD: 13068 | - | 0 | 0 | A | INACTIVE |
| Decker Wealth Management, LLC CRD: 150094 | - | 0 | 1 | - | Unknown |
| Decker, Fagin & Mcdonough, Inc. CRD: 39601 | - | 0 | 0 | A | INACTIVE |
| Decker, Zender, Pelman & Co. CRD: 13566 | - | 0 | 0 | A | INACTIVE |
| Declaration Management & Research LLC CRD: 105930 | - | 0 | 0 | - | Unknown |
| Declaration Partners LP CRD: 297786 | - | 0 | 1 | - | Unknown |
| Decode Finance LLC CRD: 331985 | - | 0 | 1 | - | Unknown |
| Decollibus, William Benjamin CRD: 133684 | - | 0 | 0 | A | INACTIVE |
| Decorus Imperium CRD: 326943 | - | 0 | 0 | - | Unknown |