Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Quivira Advisors, LLC CRD: 332457 | - | 0 | 1 | A | Unknown |
| Qumra Capital CRD: 295852 | - | 0 | 0 | A | Unknown |
| QUO Vadis Capital, Inc. CRD: 288611 | - | 0 | 1 | A | Unknown |
| Quoin Capital LLC CRD: 136160 | PA | 1 | 4 | B | Active |
| Quoinage Capital LLC CRD: 310802 | - | 0 | 1 | A | Unknown |
| Quona Capital Management LLC CRD: 277131 | - | 0 | 1 | A | Unknown |
| Quona Capital Management Ltd. CRD: 175033 | - | 0 | 0 | A | Unknown |
| Quorum Advisors CRD: 128147 | - | 0 | 1 | A | Unknown |
| Quorum Asset Management Ltd. CRD: 162700 | - | 0 | 0 | A | Unknown |
| Quorum Investment Counsel, LLC CRD: 281497 | - | 0 | 0 | A | Unknown |
| Quorus Inc. CRD: 323161 | - | 0 | 3 | A | Unknown |
| Quotient Investors, LLC CRD: 146011 | - | 0 | 0 | A | Unknown |
| Quotient Wealth Asset Management, LLC CRD: 336552 | - | 0 | 1 | A | Unknown |
| Quotient Wealth Partners, LLC CRD: 326819 | - | 0 | 21 | A | Unknown |
| Quox, Incorporated CRD: 8446 | - | 0 | 0 | A | INACTIVE |
| Quraishi Wealth Management CRD: 280032 | - | 0 | 1 | A | Unknown |
| Qurium Capital LLC CRD: 131379 | - | 0 | 2 | A | Unknown |
| Quvat Management PTE. Ltd. CRD: 160612 | - | 0 | 0 | A | Unknown |
| QVG, LLC CRD: 149388 | - | 0 | 4 | A | Unknown |
| Qvidtvm Management LLC CRD: 309456 | - | 0 | 1 | A | Unknown |
| QVM Advisors, LLC CRD: 283435 | - | 0 | 0 | A | Unknown |
| QVM Group LLC CRD: 142534 | - | 0 | 2 | A | Unknown |
| QVR Advisors CRD: 288357 | - | 0 | 1 | A | Unknown |
| QVT Financial LP CRD: 156508 | - | 0 | 1 | A | Unknown |
| Qwikt Global Securities LLC CRD: 305541 | - | 0 | 0 | A | INACTIVE |
| Qwon Investment Consultants, Inc. CRD: 45760 | - | 0 | 0 | A | INACTIVE |
| R & B Realty, Inc. CRD: 16069 | - | 0 | 0 | A | INACTIVE |
| R & D Associates, L.P. CRD: 39155 | - | 0 | 0 | A | INACTIVE |
| R & F Securities, Inc. CRD: 13374 | - | 0 | 0 | A | INACTIVE |
| R & G Securities, LLC CRD: 147040 | - | 0 | 0 | A | INACTIVE |
| R & M Investment Marketing CRD: 7698 | - | 0 | 0 | A | INACTIVE |
| R & M Wealth Management, LLC CRD: 170106 | - | 0 | 1 | A | Unknown |
| R & R Financial CRD: 330772 | - | 0 | 1 | A | Unknown |
| R & R Financial Planners, Inc. CRD: 113291 | - | 0 | 2 | A | Unknown |
| R & R Financial Services, LLC CRD: 114644 | - | 0 | 1 | A | Unknown |
| R & R James, Inc. CRD: 139063 | - | 0 | 2 | A | Unknown |
| R & R Retirement Services, Inc CRD: 118776 | - | 0 | 2 | A | Unknown |
| R & R Wealth Strategies, LLC CRD: 151405 | - | 0 | 2 | A | Unknown |
| R and R Securities Company CRD: 13354 | - | 0 | 0 | A | INACTIVE |
| R G Financial Ltd. CRD: 18098 | - | 0 | 0 | A | INACTIVE |
| R Gregory Souder CRD: 115061 | - | 0 | 1 | A | Unknown |
| R H Securities CRD: 10997 | - | 0 | 0 | A | INACTIVE |
| R L Capital, LLC CRD: 132435 | - | 0 | 2 | A | Unknown |
| R L Trading Corp CRD: 42290 | - | 0 | 0 | A | INACTIVE |
| R M Davis Inc CRD: 105448 | - | 0 | 10 | A | Unknown |
| R R Gordon Financial CRD: 329942 | - | 0 | 0 | A | Unknown |
| R Scott Silva LLC CRD: 157168 | - | 0 | 0 | A | Unknown |
| R Squared Capital CRD: 168432 | - | 0 | 0 | A | Unknown |
| R Squared IV CRD: 337212 | - | 0 | 1 | A | Unknown |
| R&L Trading L.L.C. CRD: 124301 | - | 0 | 0 | A | INACTIVE |