Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| R&R Proprietary LLC CRD: 115917 | - | 0 | 0 | A | INACTIVE |
| R&R Stewardship Partners, LLC CRD: 172208 | - | 0 | 0 | A | Unknown |
| R-C Realty Company CRD: 14808 | - | 0 | 0 | A | INACTIVE |
| R-Squared Macro Management CRD: 173299 | - | 0 | 0 | A | Unknown |
| R-V Equities Corp. CRD: 13627 | - | 0 | 0 | A | INACTIVE |
| R. a. Johnson and Company, Inc. CRD: 10262 | - | 0 | 0 | A | INACTIVE |
| R. a. Kane Inc. CRD: 6854 | - | 0 | 0 | A | INACTIVE |
| R. a. Rigg & Co. CRD: 1836 | - | 0 | 0 | A | INACTIVE |
| R. Applegate & Associates LLC CRD: 290992 | - | 0 | 0 | A | Unknown |
| R. Barry Alter CRD: 134497 | - | 0 | 0 | A | Unknown |
| R. C. Crisler & Co., Inc. CRD: 1556 | - | 0 | 0 | A | INACTIVE |
| R. C. Pottharst Company CRD: 15493 | - | 0 | 0 | A | INACTIVE |
| R. D. Kushnir & Co. CRD: 24013 | - | 0 | 0 | A | INACTIVE |
| R. E. L. Securities, Inc. CRD: 40710 | - | 0 | 0 | A | INACTIVE |
| R. E. Tafel, JR. & Co., Inc. CRD: 15101 | - | 0 | 0 | A | INACTIVE |
| R. F. Lafferty & Co., Inc. CRD: 2498 | NY | 7 | 20 | B | Active |
| R. F. Thompson, Inc. CRD: 10136 | - | 0 | 0 | A | INACTIVE |
| R. G. Bradley Investments CRD: 1290 | - | 0 | 0 | A | INACTIVE |
| R. G. Mcentee & Co., Inc. CRD: 7139 | - | 0 | 0 | A | INACTIVE |
| R. G. Securities, Inc. CRD: 10577 | - | 0 | 0 | A | INACTIVE |
| R. H. Hansford & Company, Inc. CRD: 113060 | - | 0 | 1 | A | Unknown |
| R. H. Malin & Company CRD: 15179 | - | 0 | 0 | A | INACTIVE |
| R. H. Moulton & Co. CRD: 690 | - | 0 | 0 | A | INACTIVE |
| R. H. York & Company, Inc. CRD: 30099 | - | 0 | 0 | A | INACTIVE |
| R. Hilles Graham CRD: 116815 | - | 0 | 1 | A | Unknown |
| R. J. "RON" Marroy, Registered Investment Advisor CRD: 117002 | - | 0 | 0 | A | Unknown |
| R. J. Edwards, Inc. CRD: 1725 | - | 0 | 0 | A | INACTIVE |
| R. L. Renck & Co., Inc. CRD: 13462 | - | 0 | 0 | A | INACTIVE |
| R. L. Rigard & Associates Ltd. CRD: 277173 | - | 0 | 1 | A | Unknown |
| R. L. Stewart & Co., Inc. CRD: 3514 | - | 0 | 0 | A | INACTIVE |
| R. M. Tonge Company CRD: 6806 | - | 4 | 0 | C | INACTIVE |
| R. Meier, Inc. CRD: 134035 | - | 0 | 0 | A | Unknown |
| R. P. Borgan Inc. CRD: 32245 | - | 0 | 0 | A | INACTIVE |
| R. R. Wolfe and Company, Inc. CRD: 122365 | - | 0 | 0 | A | Unknown |
| R. Rowland & Co., Incorporated CRD: 911 | - | 0 | 0 | A | INACTIVE |
| R. Seelaus & Co., LLC CRD: 14974 | NJ | 12 | 7 | B | Active |
| R. W. Ellwood & Co., Inc. CRD: 7021 | - | 1 | 0 | B | INACTIVE |
| R. Weber Investments, LLC CRD: 269965 | - | 0 | 0 | A | Unknown |
| R.A. Mackie & Co., Inc. CRD: 23135 | - | 0 | 0 | A | INACTIVE |
| R.A. Mackie & Co., L.P. CRD: 28455 | - | 2 | 0 | B | INACTIVE |
| R.A. Peterson Associates, LLC CRD: 119255 | - | 0 | 0 | A | Unknown |
| R.B. Financial Group CRD: 132444 | - | 0 | 2 | A | Unknown |
| R.B. Marich, Inc. CRD: 13227 | - | 0 | 0 | A | INACTIVE |
| R.B. Sideckas & Co. CRD: 3407 | - | 0 | 0 | A | INACTIVE |
| R.B. Smith Co. Inc. CRD: 114658 | - | 0 | 0 | A | Unknown |
| R.C. Stamm & Co., Inc. CRD: 11105 | - | 0 | 0 | A | INACTIVE |
| R.C. Towne, Inc. CRD: 7611 | - | 0 | 0 | A | INACTIVE |
| R.C. Williams Capital & Securities Corp. CRD: 19210 | - | 0 | 0 | A | INACTIVE |
| R.C.J. Securities, Corp. CRD: 32757 | - | 1 | 0 | B | INACTIVE |
| R.D. White & Co., Inc. CRD: 7011 | - | 16 | 0 | D | INACTIVE |