Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Decuman Securities, Inc. CRD: 15857 | - | 0 | 0 | A | INACTIVE |
| Dedicated Capital Advisors, LLC CRD: 168132 | - | 0 | 1 | - | Unknown |
| Dedicated Financial Services LLC CRD: 288505 | - | 0 | 0 | - | Unknown |
| Dedicated Investment Advisers LLC CRD: 128626 | - | 0 | 2 | - | Unknown |
| Dedicated Wealth Partners CRD: 309342 | - | 0 | 0 | - | Unknown |
| Dedora Capital, Inc. CRD: 177523 | - | 0 | 1 | - | Unknown |
| DEE-ANN R. FOX, CFP CRD: 126184 | - | 0 | 1 | - | Unknown |
| Deeds Select Advisors Inc. CRD: 151416 | - | 0 | 0 | - | Unknown |
| Deem Asset Management CRD: 315845 | - | 0 | 2 | - | Unknown |
| Deem Global (UK) Limited CRD: 327840 | - | 0 | 0 | - | Unknown |
| Deemer Wealth Management LLC CRD: 296823 | - | 0 | 1 | - | Unknown |
| Deen Capital Management, Inc. CRD: 113041 | - | 0 | 0 | - | Unknown |
| Deep Alpha, LLC CRD: 309658 | - | 0 | 0 | - | Unknown |
| Deep Basin Capital LP CRD: 288967 | - | 0 | 0 | - | Unknown |
| Deep Blue Capital CRD: 336045 | - | 0 | 1 | - | Unknown |
| Deep Blue Financial LLC CRD: 170446 | - | 0 | 1 | - | Unknown |
| Deep Blue Investment Advisors CRD: 115344 | - | 0 | 2 | - | Unknown |
| Deep Creek Colts, Inc. CRD: 105002 | - | 0 | 0 | - | Unknown |
| Deep Draft Consulting, LLC CRD: 170137 | - | 0 | 1 | - | Unknown |
| Deep Field Asset Management, LLC CRD: 175184 | - | 0 | 0 | - | Unknown |
| Deep Fork Capital, LLC CRD: 342976 | - | 0 | 1 | - | Unknown |
| Deep Future, LLC CRD: 322626 | - | 0 | 1 | - | Unknown |
| Deep Journey Protocol Ventures CRD: 337320 | - | 0 | 0 | - | Unknown |
| Deep River Capital Advisors, LLC CRD: 283441 | - | 0 | 0 | - | Unknown |
| Deep Roots Capital CRD: 284864 | - | 0 | 1 | - | Unknown |
| Deep Tech Fund Advisors LLC CRD: 338233 | - | 0 | 1 | - | Unknown |
| Deep Tech Fund Advisors SPV, LLC CRD: 340288 | - | 0 | 1 | - | Unknown |
| Deep Think Investments CRD: 305920 | - | 0 | 2 | - | Unknown |
| Deep Track Capital, LP CRD: 312459 | - | 0 | 1 | - | Unknown |
| Deep Valley GP, LLC CRD: 301361 | - | 0 | 1 | - | Unknown |
| Deep Ventures Capital Management Company, LLC CRD: 336328 | - | 0 | 0 | - | Unknown |
| Deepblue Asset Management, LLC CRD: 301689 | - | 0 | 0 | - | Unknown |
| Deepbriar Capital Management LLC CRD: 288608 | - | 0 | 0 | - | Unknown |
| Deepcurrents Investment Group LLC CRD: 288159 | - | 0 | 1 | - | Unknown |
| Deeper Pockets CRD: 322395 | - | 0 | 0 | - | Unknown |
| Deephaven Distributors LLC CRD: 104036 | - | 0 | 0 | A | INACTIVE |
| Deephaven Market Neutral Trading Limited CRD: 41101 | - | 0 | 0 | A | INACTIVE |
| Deephaven Market Neutral Trading LP CRD: 35479 | - | 0 | 0 | A | INACTIVE |
| Deephaven Opportunity Trading Fund, L.P. CRD: 45032 | - | 0 | 0 | A | INACTIVE |
| Deepmacro, LLC CRD: 304784 | - | 0 | 0 | - | Unknown |
| Deepthink Inc. CRD: 141524 | - | 0 | 0 | - | Unknown |
| Deepwater Asset Management, LLC CRD: 316507 | - | 0 | 3 | - | Unknown |
| Deepwork Capital, LLC CRD: 314673 | - | 0 | 1 | - | Unknown |
| Deer Creek Capital Partners LLC CRD: 124543 | - | 0 | 0 | - | Unknown |
| Deer Isle Capital, LLC CRD: 146269 | NY | 0 | 5 | A | Active |
| Deer Isle Financial, LLC CRD: 165320 | - | 0 | 0 | - | Unknown |
| Deer Isle Research & Management, LLC CRD: 156636 | - | 0 | 2 | - | Unknown |
| Deer Lake Strategic Management, LLC CRD: 334485 | - | 0 | 1 | - | Unknown |
| Deer Park Road Management Company, LP CRD: 140370 | - | 0 | 1 | - | Unknown |
| Deer Pond Partners Manager, LLC CRD: 333232 | - | 0 | 1 | - | Unknown |