Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| R.D.DRENKOW & Co., Inc. CRD: 117068 | - | 0 | 2 | A | Unknown |
| R.D.S. Securities, Inc. CRD: 8385 | - | 0 | 0 | A | INACTIVE |
| R.E. Securities, Inc. CRD: 10895 | - | 0 | 0 | A | INACTIVE |
| R.E.A.L. Coach CRD: 174860 | - | 0 | 1 | A | Unknown |
| R.E.JONES & Associates CRD: 128163 | - | 0 | 0 | A | Unknown |
| R.F.G. Company CRD: 13874 | - | 0 | 0 | A | INACTIVE |
| R.G. Escoffery & Co., Inc. CRD: 35845 | - | 0 | 0 | A | INACTIVE |
| R.G. Kaiser LLC CRD: 130683 | - | 0 | 0 | A | INACTIVE |
| R.G. Knox Corporation CRD: 20887 | - | 0 | 0 | A | INACTIVE |
| R.G. White Investments,Inc. CRD: 15178 | - | 0 | 0 | A | INACTIVE |
| R.H. Bluestein & Co LLC CRD: 106229 | - | 0 | 0 | A | Unknown |
| R.H. Investment Group, LLC CRD: 115994 | - | 0 | 1 | A | Unknown |
| R.H. Post, Inc. CRD: 107329 | - | 0 | 0 | A | INACTIVE |
| R.H. Post, Inc. CRD: 32851 | - | 5 | 0 | C | INACTIVE |
| R.H. Stewart & Co., Inc. CRD: 13673 | - | 0 | 0 | A | INACTIVE |
| R.H.DAMON & Co., Inc. CRD: 23091 | - | 0 | 0 | A | INACTIVE |
| R.I.C. Securities, Inc. CRD: 16852 | - | 0 | 0 | A | INACTIVE |
| R.J. Fuchs Advisory Services CRD: 140811 | - | 0 | 0 | A | Unknown |
| R.J. Healy & Company CRD: 134470 | - | 0 | 0 | A | Unknown |
| R.J. Kross Assoc. Ltd. CRD: 24456 | - | 0 | 0 | A | INACTIVE |
| R.J. Robinson Co. CRD: 120316 | - | 0 | 0 | A | Unknown |
| R.J. Rudden Financial, LLC CRD: 123993 | - | 0 | 0 | A | INACTIVE |
| R.J. Russell Securities Corp. CRD: 13144 | - | 0 | 0 | A | INACTIVE |
| R.J. Sutts & Company CRD: 109375 | - | 0 | 1 | A | Unknown |
| R.J. Telese & Company CRD: 23341 | - | 0 | 0 | A | INACTIVE |
| R.J. Walls & Co., Inc. CRD: 25926 | - | 0 | 0 | A | INACTIVE |
| R.J.S. Investments Ltd. CRD: 31418 | - | 0 | 0 | A | INACTIVE |
| R.K. Grace & Company CRD: 35203 | - | 2 | 0 | B | INACTIVE |
| R.K. Securities CRD: 15012 | - | 0 | 0 | A | INACTIVE |
| R.K. Steele CRD: 1904 | - | 0 | 0 | A | INACTIVE |
| R.L. Crary & Co., Inc. CRD: 13270 | - | 0 | 0 | A | INACTIVE |
| R.L. Kraai Incorporated CRD: 25952 | - | 0 | 0 | A | INACTIVE |
| R.L. Marks & Company CRD: 16038 | - | 0 | 0 | A | INACTIVE |
| R.L.K. Advisory Group CRD: 174632 | - | 0 | 0 | A | Unknown |
| R.L.ROBINSON CRD: 308514 | - | 0 | 0 | A | Unknown |
| R.M. Evans, LLC CRD: 45624 | - | 0 | 0 | A | INACTIVE |
| R.M. Hobson, Inc. CRD: 19977 | - | 0 | 0 | A | INACTIVE |
| R.M. Robinson Capital Management CRD: 123586 | - | 0 | 0 | A | Unknown |
| R.M. Stark & Co., Inc. CRD: 7612 | FL | 4 | 6 | B | Active |
| R.O.I. CRD: 116966 | - | 0 | 3 | A | Unknown |
| R.O.S. Asset Management CRD: 116211 | - | 0 | 2 | A | Unknown |
| R.R. Gordon Advisors CRD: 284747 | - | 0 | 0 | A | Unknown |
| R.R.Y. Partners CRD: 14777 | - | 0 | 0 | A | INACTIVE |
| R.R.Y. Securities Corp. CRD: 15911 | - | 0 | 0 | A | INACTIVE |
| R.W. MAK Investments CRD: 113442 | - | 0 | 0 | A | Unknown |
| R.W. Roge & Company, Inc CRD: 104645 | - | 0 | 4 | A | Unknown |
| R.W.PRESSPRICH & Co. CRD: 26460 | - | 4 | 0 | C | INACTIVE |
| R/Evolution Gate CRD: 323363 | - | 0 | 0 | A | Unknown |
| R1 Financial Group CRD: 166051 | - | 0 | 1 | A | Unknown |
| R136 Ventures CRD: 323997 | - | 0 | 0 | A | Unknown |