Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Deere Park Equities, LLC CRD: 39855 | - | 2 | 0 | B | INACTIVE |
| Deerfield CRD: 104964 | - | 0 | 7 | - | Unknown |
| Deerfield Management Company CRD: 157876 | - | 0 | 1 | - | Unknown |
| Deerfield Partners, LLC CRD: 44064 | - | 0 | 0 | A | INACTIVE |
| Deerfield Securities, Inc. CRD: 104400 | - | 0 | 0 | A | INACTIVE |
| Deerfront LLC CRD: 297795 | - | 0 | 2 | - | Unknown |
| Deerhaven Securities Corporation CRD: 15571 | - | 0 | 0 | A | INACTIVE |
| Deeringer Wealth Management, LLC CRD: 301187 | - | 0 | 2 | - | Unknown |
| Deermont Market Center CRD: 117443 | - | 0 | 0 | - | Unknown |
| Deerpath BDC Adviser, LLC CRD: 289542 | - | 0 | 0 | - | Unknown |
| Deerpath Capital Management, LP CRD: 160791 | - | 0 | 1 | - | Unknown |
| Deerpath Securities Co., Inc. CRD: 13851 | - | 0 | 0 | A | INACTIVE |
| Deerview Asset Management CRD: 159731 | - | 0 | 1 | - | Unknown |
| Deerwood Capital, LLC CRD: 153619 | - | 0 | 0 | - | Unknown |
| Deerwood Capital, LLC CRD: 288538 | - | 0 | 1 | - | Unknown |
| Deeter Advisory Group, LLC CRD: 153818 | - | 0 | 1 | - | Unknown |
| Deevy, William J CRD: 33410 | - | 0 | 0 | A | INACTIVE |
| DEF Digital East Advisors Sarl CRD: 328640 | - | 0 | 0 | - | Unknown |
| Defcom Advisors, LLC CRD: 158426 | - | 0 | 0 | A | INACTIVE |
| Defelice Capital Management LLC CRD: 120029 | - | 0 | 1 | - | Unknown |
| Defender Asset Management LLC CRD: 305227 | - | 0 | 1 | - | Unknown |
| Defender Capital CRD: 159607 | - | 0 | 1 | - | Unknown |
| Defensive Portfolio Management CRD: 164984 | - | 0 | 0 | - | Unknown |
| Deferred Compensation Securities Corporation CRD: 13089 | - | 2 | 0 | B | INACTIVE |
| Defi Alliance LLC CRD: 321994 | - | 0 | 1 | - | Unknown |
| Defiance Etfs, LLC CRD: 294410 | - | 0 | 1 | - | Unknown |
| Defiant Capital Group CRD: 309626 | - | 0 | 1 | - | Unknown |
| Defiant Financial Services LLC CRD: 314403 | - | 0 | 1 | - | Unknown |
| Defilade Capital Management, L.P. CRD: 337997 | - | 0 | 1 | - | Unknown |
| Defilippo Capitale Partners LLC CRD: 164336 | - | 0 | 0 | A | INACTIVE |
| Define Financial, LLC CRD: 286648 | - | 0 | 1 | - | Unknown |
| Define Ventures Management, LLC CRD: 299671 | - | 0 | 1 | - | Unknown |
| Defined Capital LLC CRD: 317360 | - | 0 | 1 | - | Unknown |
| Defined Financial Planning LLC CRD: 310137 | - | 0 | 0 | - | Unknown |
| Defined Purpose Capital LLC CRD: 332015 | - | 0 | 0 | - | Unknown |
| Defined Wealth Management, LLC CRD: 306779 | - | 0 | 3 | - | Unknown |
| Defined Wealth, Inc. CRD: 281669 | - | 0 | 0 | - | Unknown |
| Defining Legacy Advisors CRD: 299537 | - | 0 | 1 | - | Unknown |
| Defining Wealth CRD: 328930 | - | 0 | 3 | - | Unknown |
| Definition Capital CRD: 321942 | - | 0 | 0 | - | Unknown |
| Definitive Advisor Group, LLC. CRD: 339346 | - | 0 | 1 | - | Unknown |
| Definitive Advisors LLC CRD: 160307 | - | 0 | 0 | - | Unknown |
| Defrehn Consulting CRD: 138968 | - | 0 | 1 | - | Unknown |
| Defy Partners Management, LLC CRD: 290048 | - | 0 | 1 | - | Unknown |
| DEG Advisory Services, Inc. CRD: 145398 | - | 0 | 0 | - | Unknown |
| Degrandis Corporation CRD: 10312 | - | 0 | 0 | A | INACTIVE |
| Degreen Capital Management, LLC CRD: 147074 | - | 0 | 0 | - | Unknown |
| Degreen Private Wealth, LLC CRD: 332192 | - | 0 | 1 | - | Unknown |
| Degroat Investments LLC CRD: 133914 | - | 0 | 0 | - | Unknown |
| Dehesa Capital , LLC CRD: 282964 | - | 0 | 0 | - | Unknown |