Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Dehoff Wealth Advisory LLC
CRD: 338328
 - 0 1 - Unknown
Deianira Capital Management LLC
CRD: 338163
 - 0 0 - Unknown
Deimark Corp
CRD: 289280
 - 0 1 - Unknown
Deimling Forbes Financial Advisors, Inc
CRD: 121114
 - 0 0 - Unknown
Deimos Asset Management LLC
CRD: 174690
 - 0 0 - Unknown
Deimos Securities LLC
CRD: 175499
 - 0 0 A INACTIVE
Dejarnatt, Paul E
CRD: 138820
 - 0 1 - Unknown
DEK Financial Solutions, LLC
CRD: 297893
 - 0 0 - Unknown
Dekania Capital Management, LLC
CRD: 133169
 - 0 0 - Unknown
Dekrypt Capital LLC
CRD: 291879
 - 0 1 - Unknown
DEL Chmielewski, LLC
CRD: 133187
 - 0 0 - Unknown
DEL Gallo Financial Services, LLC
CRD: 148260
 - 0 3 - Unknown
DEL MAR Asset Management, LP
CRD: 137049
 - 0 0 - Unknown
DEL MAR Financial Services, Incorporated
CRD: 34638
 - 0 0 A INACTIVE
DEL MAR Research GMBH
CRD: 327566
 - 0 0 - Unknown
DEL MAR Securities, Inc.
CRD: 14411
 - 0 0 A INACTIVE
DEL MAR Wealth Advisors
CRD: 311989
 - 0 0 - Unknown
DEL MAR Wealth Management Inc
CRD: 175022
 - 0 1 - Unknown
DEL MAR Wealth Management, LLC
CRD: 165367
 - 0 0 - Unknown
DEL Monte Capital, Inc.
CRD: 300894
 - 0 1 - Unknown
DEL Monte Group, LLC
CRD: 106669
 - 0 0 - Unknown
DEL Principe O'brien Financial Advisors
CRD: 174935
 - 0 1 - Unknown
DEL REY Global Investors, LLC
CRD: 152872
 - 0 0 - Unknown
DEL RIO Financial Planning
CRD: 136819
 - 0 0 - Unknown
DEL Securities Corporation
CRD: 13890
 - 0 0 A INACTIVE
DEL VAL Retirement and Investment Services Inc
CRD: 332602
 - 0 1 - Unknown
DEL-Sette Capital Management, LLC
CRD: 159052
 - 0 3 - Unknown
DEL2 Capital LLC
CRD: 341423
 - 0 1 - Unknown
Delacort Securities, L.L.C.
CRD: 104434
 - 0 0 A INACTIVE
Delafield Hambrecht, Inc.
CRD: 119001
 - 0 0 A INACTIVE
Delagify Financial
CRD: 317223
 - 0 1 - Unknown
Delancey Asset Management Limited
CRD: 269993
 - 0 0 - Unknown
Delancey Credit Solutions Limited
CRD: 332197
 - 0 0 - Unknown
Delancey Investment Advisory Services Limited
CRD: 322888
 - 0 0 - Unknown
Delancey Real Estate Asset Management Limited
CRD: 161590
 - 0 0 - Unknown
Delancey Real Estate Investment Management Limited
CRD: 319412
 - 0 0 - Unknown
Delaney Equity Group LLC
CRD: 142285
 - 5 0 C INACTIVE
Delano Group Securities, L.L.C.
CRD: 47619
 - 1 0 B INACTIVE
Delano Investment Advisory, LLC
CRD: 114105
 - 0 0 - Unknown
Delarme Wealth Management, Inc.
CRD: 328372
 - 0 1 - Unknown
Delaware Advisory Group, Inc.
CRD: 145211
 - 0 0 - Unknown
Delaware Advisory Group, Inc.
CRD: 326933
 - 0 1 - Unknown
Delaware Avenue Advisors Inc.
CRD: 160020
 - 0 1 - Unknown
Delaware Capital Management Advisers, Inc
CRD: 152237
 - 0 0 - Unknown
Delaware Distributors, L.P.
CRD: 14232
 PA 3 7 B Active
Delaware Financial Planning, LLC
CRD: 324394
 - 0 1 - Unknown
Delaware Management Company, Inc.
CRD: 212
 - 0 0 A INACTIVE
Delaware Securities & Investments, Inc.
CRD: 7928
 - 0 0 A INACTIVE
Delaware Securities Inc.
CRD: 32002
 - 0 0 A INACTIVE
Delaware Wealth Planners
CRD: 306818
 - 0 1 - Unknown
Page 396 of 1601 (80,028 total)
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