Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| R136 Ventures CRD: 323993 | - | 0 | 1 | A | Unknown |
| R136 Ventures UAE CRD: 325540 | - | 0 | 0 | A | Unknown |
| R3 Returns, LLC CRD: 163138 | - | 0 | 0 | A | Unknown |
| R3I Capital CRD: 327814 | - | 0 | 0 | A | Unknown |
| R3WC Capital CRD: 335371 | - | 0 | 0 | A | Unknown |
| R42 Group LLC CRD: 312974 | - | 0 | 1 | A | Unknown |
| R5 Capital Management CRD: 169098 | - | 0 | 1 | A | Unknown |
| R7 Partners CRD: 299385 | - | 0 | 1 | A | Unknown |
| RA Advisory LLC CRD: 165395 | - | 0 | 1 | A | Unknown |
| RAA CRD: 108203 | - | 0 | 0 | A | Unknown |
| Raamps, LLC CRD: 305811 | - | 0 | 0 | A | Unknown |
| Raba Capital, LLC CRD: 305317 | - | 0 | 1 | A | Unknown |
| Rabbitplans CRD: 338966 | - | 0 | 1 | A | Unknown |
| Rabo Inc. CRD: 116092 | - | 0 | 0 | A | Unknown |
| Rabo Securities USA, Inc. CRD: 122657 | NY | 0 | 6 | A | Active |
| Race Capital Management Company, L.L.C. CRD: 324710 | - | 0 | 1 | A | Unknown |
| Race Capital, L.L.C. CRD: 308466 | - | 0 | 0 | A | Unknown |
| Race Rock Capital LLC CRD: 153363 | MA | 0 | 3 | A | Active |
| Racon Capital CRD: 166508 | - | 0 | 0 | A | Unknown |
| RAD Capital LLC CRD: 339072 | - | 0 | 0 | A | Unknown |
| Radar Gestora DE Recursos Ltda. CRD: 175273 | - | 0 | 0 | A | Unknown |
| Radiant Wealth Advisory, LLC CRD: 340207 | - | 0 | 2 | A | Unknown |
| Radical Ventures CRD: 329337 | - | 0 | 0 | A | Unknown |
| Radix Wealth CRD: 328329 | - | 0 | 1 | A | Unknown |
| Radnor Securities Corp. CRD: 8188 | - | 0 | 0 | A | INACTIVE |
| RAE Securities, Inc CRD: 30262 | - | 0 | 0 | A | INACTIVE |
| Raga Partners LP CRD: 316791 | - | 0 | 1 | A | Unknown |
| RAH, LLC CRD: 326110 | - | 0 | 0 | A | Unknown |
| RAI Wealth CRD: 324695 | - | 0 | 1 | A | Unknown |
| RAI Wealth Management CRD: 277137 | - | 0 | 2 | A | Unknown |
| Raider Trading L.L.C CRD: 42684 | - | 0 | 0 | A | INACTIVE |
| Raif, LLC CRD: 154409 | - | 0 | 0 | A | Unknown |
| Raiff Partners, Inc. CRD: 160789 | - | 0 | 0 | A | Unknown |
| Rail, LLC CRD: 340759 | - | 0 | 1 | A | Unknown |
| Rail-Splitter CRD: 311548 | - | 0 | 0 | A | Unknown |
| Railroad Ranch Capital Management, LP CRD: 282997 | - | 0 | 0 | A | Unknown |
| Rain Capital CRD: 334483 | - | 0 | 1 | A | Unknown |
| Rain DOG Financial CRD: 328633 | - | 0 | 1 | A | Unknown |
| Rain Force, LLC CRD: 323113 | - | 0 | 0 | A | Unknown |
| Raine Finance CRD: 301718 | - | 0 | 0 | A | Unknown |
| Rainey & Randall Wealth Advisors, Inc. CRD: 116251 | - | 0 | 2 | A | Unknown |
| Raisa Energy LLC CRD: 313463 | - | 0 | 1 | A | Unknown |
| Rait Securities, LLC CRD: 136622 | - | 0 | 0 | A | INACTIVE |
| Rajs Funds CRD: 298713 | - | 0 | 2 | A | Unknown |
| Rakr Trading L.L.C. CRD: 126961 | - | 0 | 0 | A | INACTIVE |
| RAM Active Investments S.A. CRD: 226589 | - | 0 | 0 | A | Unknown |
| RAM Financial LLC CRD: 330235 | MI | 0 | 1 | A | Active |
| RAM Realty Advisors LLC CRD: 160238 | - | 0 | 1 | A | Unknown |
| RAM Securities, Inc. CRD: 17721 | - | 0 | 0 | A | INACTIVE |
| RAM Securities, Inc. CRD: 31090 | - | 0 | 0 | A | INACTIVE |