Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RAM Trading LLC CRD: 42645 | - | 0 | 0 | A | INACTIVE |
| Ramajal CRD: 114739 | - | 0 | 0 | A | Unknown |
| Ramos, Mario CRD: 324264 | - | 0 | 0 | A | Unknown |
| Rampart Group, LLC CRD: 131964 | - | 0 | 0 | A | Unknown |
| Rampart Portfolio Partners LLC CRD: 284406 | - | 0 | 0 | A | Unknown |
| Ramsey Quantitative Systems, Inc. CRD: 175257 | - | 0 | 1 | A | Unknown |
| Ranade Financial CRD: 324479 | - | 0 | 0 | A | Unknown |
| Rance King Securities Corp. CRD: 15737 | CA | 2 | 2 | B | Active |
| Rancocas Group, LP CRD: 46185 | - | 0 | 0 | A | INACTIVE |
| Rand & Associates CRD: 157807 | - | 0 | 0 | A | Unknown |
| Rand Group Financial CRD: 329132 | - | 0 | 1 | A | Unknown |
| Randall P Martin CRD: 108546 | - | 0 | 1 | A | Unknown |
| Randall T. Kline,CPA CRD: 123079 | - | 0 | 0 | A | Unknown |
| Randall, Rogers & Long Financial, Inc. CRD: 16004 | - | 0 | 0 | A | INACTIVE |
| Randel & Pierce, Inc. CRD: 14637 | - | 0 | 0 | A | INACTIVE |
| Randi Hope, L.L.C. CRD: 128707 | - | 0 | 0 | A | INACTIVE |
| Randolph Co Inc CRD: 104868 | - | 0 | 1 | A | Unknown |
| Range Advisory, LLC CRD: 321969 | - | 0 | 25 | A | Unknown |
| Range Global LLC CRD: 104393 | - | 3 | 0 | C | INACTIVE |
| Range Rock Capital CRD: 334203 | - | 0 | 1 | A | Unknown |
| Ranger Global Real Estate Advisors, LLC CRD: 284412 | - | 0 | 0 | A | Unknown |
| Ranieri & Co., Inc. CRD: 22374 | - | 0 | 0 | A | INACTIVE |
| Ransom Advisory CRD: 318747 | - | 0 | 1 | A | Unknown |
| Rapaport Investments, Inc. CRD: 13671 | - | 0 | 0 | A | INACTIVE |
| Raphael Aryeh and Associates CRD: 17858 | - | 1 | 0 | B | INACTIVE |
| Raphael, L.P. CRD: 23597 | - | 0 | 0 | A | INACTIVE |
| Rapid GP Limited CRD: 273031 | - | 0 | 0 | A | Unknown |
| Rapid Scale LLC CRD: 318269 | - | 0 | 2 | A | Unknown |
| Rapidbit Ltd CRD: 335966 | - | 0 | 1 | A | Unknown |
| Rappaport Reiches Capital Management, CRD: 137021 | - | 0 | 0 | A | Unknown |
| Raptor Partners LLC CRD: 143324 | - | 0 | 0 | A | INACTIVE |
| Raptornet CRD: 154432 | - | 0 | 0 | A | INACTIVE |
| Rare Ventures, LLC CRD: 290115 | - | 0 | 0 | A | Unknown |
| Raritan Capital CRD: 281670 | - | 0 | 0 | A | Unknown |
| RAS Trading, L.P. CRD: 31087 | - | 0 | 0 | A | INACTIVE |
| Rate Quest Investments CRD: 104064 | - | 0 | 0 | A | INACTIVE |
| Rathbones CRD: 124925 | - | 0 | 0 | A | Unknown |
| Rather & Kittrell, Inc. CRD: 114885 | - | 0 | 1 | A | Unknown |
| Rathunas Trading, L.L.C. CRD: 43374 | - | 0 | 0 | A | INACTIVE |
| Ratio Capital CRD: 283357 | - | 0 | 3 | A | Unknown |
| Ratio Wealth Group LLC CRD: 306278 | - | 0 | 0 | A | Unknown |
| Raton Wealth CRD: 290027 | - | 0 | 1 | A | Unknown |
| Ratson Advisory LLC CRD: 330091 | - | 0 | 1 | A | Unknown |
| Rauch Advisory LLC CRD: 155681 | - | 0 | 4 | A | Unknown |
| Rauscher Pierce Refsnes, Inc. CRD: 6663 | - | 0 | 0 | A | INACTIVE |
| RAV Financial CRD: 106632 | - | 0 | 0 | A | Unknown |
| Ravello Partners LLC CRD: 164718 | - | 0 | 1 | A | Unknown |
| Raven Ridge Advisors, LLC CRD: 305494 | - | 0 | 0 | A | Unknown |
| Raven Rock CRD: 155925 | - | 0 | 0 | A | Unknown |
| Raven Securities Corp. CRD: 35201 | - | 1 | 0 | B | INACTIVE |