Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Delbrook Capital Advisors Inc. CRD: 290923 | - | 0 | 0 | - | Unknown |
| Delcam Capital CRD: 335154 | - | 0 | 1 | - | Unknown |
| Delco Securities Company CRD: 39780 | - | 0 | 0 | A | INACTIVE |
| Delcutt Securities, Inc. CRD: 16483 | - | 0 | 0 | A | INACTIVE |
| Delebor AM SAS CRD: 281643 | - | 0 | 0 | - | Unknown |
| Delegate Advisors, LLC CRD: 159953 | - | 0 | 2 | - | Unknown |
| Delegated Planning CRD: 166413 | - | 0 | 1 | - | Unknown |
| Delegge Financial Services, LLC CRD: 123408 | - | 0 | 0 | - | Unknown |
| Deleno International Finance Corporation CRD: 329484 | - | 0 | 0 | - | Unknown |
| Deleon Wealth LLC CRD: 334043 | - | 0 | 1 | - | Unknown |
| Delgado Private Wealth Management LLC CRD: 329001 | - | 0 | 2 | - | Unknown |
| Delgatto Capital Group LLC CRD: 305894 | - | 0 | 1 | - | Unknown |
| Deliberate Capital CRD: 311806 | - | 0 | 1 | - | Unknown |
| Deliberate Finances CRD: 285661 | - | 0 | 1 | - | Unknown |
| Deliberate Wealth CRD: 340396 | - | 0 | 1 | - | Unknown |
| Della Parola Capital Management CRD: 138897 | - | 0 | 0 | - | Unknown |
| Dellacamera Capital Management, LLC CRD: 139073 | - | 0 | 0 | - | Unknown |
| Dellacamera Options Inc. CRD: 144347 | - | 0 | 0 | A | INACTIVE |
| Deller Wealth Management LLC CRD: 297975 | - | 0 | 1 | - | Unknown |
| Dellinsf Management LLC CRD: 288824 | - | 0 | 1 | - | Unknown |
| Dellith Wealth Advisory CRD: 339509 | - | 0 | 1 | - | Unknown |
| Dellora Investments LP CRD: 310885 | - | 0 | 1 | - | Unknown |
| Delmonaco Financial Advisers, LLC CRD: 292237 | - | 0 | 1 | - | Unknown |
| Deloache Capital Fund Manager CRD: 304410 | - | 0 | 1 | - | Unknown |
| Deloitte Corporate Finance LLC CRD: 111747 | IL | 3 | 7 | B | Active |
| Delong-Western Brokerage Co. CRD: 27284 | - | 0 | 0 | A | INACTIVE |
| Delonix Capital Management LP CRD: 284246 | - | 0 | 0 | - | Unknown |
| Delos Advisors Limited CRD: 320761 | - | 0 | 0 | - | Unknown |
| Delos Advisors, Inc. CRD: 334390 | - | 0 | 1 | - | Unknown |
| Delos Capital Advisors CRD: 300734 | - | 0 | 3 | - | Unknown |
| Delos Capital Advisors LLC CRD: 335144 | - | 0 | 0 | - | Unknown |
| Delos Capital Management, LP CRD: 170010 | - | 0 | 1 | - | Unknown |
| Delos Investment Management LLC CRD: 145673 | - | 0 | 0 | - | Unknown |
| Delpha Capital Management, LLC CRD: 168759 | - | 0 | 0 | - | Unknown |
| Delphi Advisers CRD: 304593 | - | 0 | 1 | - | Unknown |
| Delphi Brokerage Company CRD: 29729 | - | 0 | 0 | A | INACTIVE |
| Delphi Financial Corp. CRD: 25868 | - | 0 | 0 | A | INACTIVE |
| Delphi Management Inc CRD: 106042 | - | 0 | 1 | - | Unknown |
| Delphi Management Partners Viii, LLC CRD: 318937 | - | 0 | 1 | - | Unknown |
| Delphi Private Advisors CRD: 151135 | - | 0 | 0 | - | Unknown |
| Delphi Securities Inc. CRD: 10602 | - | 0 | 0 | A | INACTIVE |
| Delphi Securities, Corp CRD: 156529 | - | 2 | 0 | B | INACTIVE |
| Delphi Trading L.L.C. CRD: 110481 | - | 1 | 0 | B | INACTIVE |
| Delphi Trading, Inc. CRD: 14266 | - | 0 | 0 | A | INACTIVE |
| Delphi Value Investments, LLC CRD: 160601 | - | 0 | 1 | - | Unknown |
| Delphi Ventures CRD: 160419 | - | 0 | 0 | - | Unknown |
| Delphi Ventures General Partner LLC CRD: 320814 | - | 0 | 0 | - | Unknown |
| Delphi Wealth Management LLC CRD: 307655 | - | 0 | 1 | - | Unknown |
| Delphi Wealth Partners CRD: 268825 | - | 0 | 1 | - | Unknown |
| Delphia CRD: 305091 | - | 0 | 0 | - | Unknown |