Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ravine Road Advisors CRD: 328051 | - | 0 | 2 | A | Unknown |
| RAY Securities, Inc. CRD: 20005 | - | 0 | 0 | A | INACTIVE |
| Rayliant Investment Research CRD: 306119 | - | 0 | 1 | A | Unknown |
| Raylign Advisory, LLC CRD: 135305 | - | 0 | 0 | A | Unknown |
| Raylor Investments LLC CRD: 139675 | - | 0 | 0 | A | Unknown |
| Raymond James (USA) Ltd. CRD: 25853 | - | 1 | 0 | C | Active |
| Raymond L. Gazelle JR. CRD: 141530 | - | 0 | 1 | A | Unknown |
| Raymond Ritter CRD: 13343 | - | 0 | 0 | A | INACTIVE |
| Rays Financial CRD: 283748 | - | 0 | 0 | A | Unknown |
| Razmar Management, LLC CRD: 300941 | - | 0 | 0 | A | Unknown |
| Razor Aptos LLC CRD: 332107 | - | 0 | 0 | A | Unknown |
| Razor GP 2 LLC CRD: 332108 | - | 0 | 0 | A | Unknown |
| RB Advisors LLC CRD: 114846 | - | 0 | 0 | A | Unknown |
| RB Investments, LLC CRD: 269836 | - | 0 | 0 | A | Unknown |
| RB Ventures LLC CRD: 321949 | - | 0 | 0 | A | Unknown |
| RBC CMA Ltd CRD: 121263 | - | 6 | 2 | C | Active |
| RBC Daniels, L.P. CRD: 14073 | - | 0 | 0 | A | INACTIVE |
| RBC Private Counsel (USA) Inc. CRD: 109648 | - | 0 | 0 | A | Unknown |
| RBC Rochdale, LLC CRD: 117198 | - | 0 | 156 | A | Unknown |
| RBC Securities, Inc CRD: 103705 | CA | 3 | 133 | B | Active |
| RBD Adaptive, LLC CRD: 162913 | - | 0 | 0 | A | Unknown |
| RBF Wealth Advisors CRD: 104771 | - | 0 | 2 | A | Unknown |
| RBG Investments, Inc. CRD: 36528 | - | 0 | 0 | A | INACTIVE |
| RBI Advisors LLC CRD: 336632 | - | 0 | 1 | A | Unknown |
| RBO & Co, LLC CRD: 112172 | - | 0 | 1 | A | Unknown |
| RBP Partners, LLC CRD: 313286 | - | 0 | 0 | A | Unknown |
| RBR Securities, Inc. CRD: 103560 | - | 0 | 0 | A | INACTIVE |
| RBS Advisors, LLC CRD: 226654 | - | 0 | 0 | A | Unknown |
| RBS Wealth Management CRD: 336536 | - | 0 | 1 | A | Unknown |
| RBT Wealth LLC CRD: 330564 | - | 0 | 0 | A | Unknown |
| RC Advisors LLC CRD: 293790 | - | 0 | 1 | A | Unknown |
| RC Capital CRD: 162297 | - | 0 | 1 | A | Unknown |
| RC Financial, Inc. CRD: 138654 | - | 0 | 1 | A | Unknown |
| RC Wealth Management CRD: 281300 | - | 0 | 1 | A | Unknown |
| RCA Advisory Services CRD: 281433 | - | 0 | 1 | A | Unknown |
| RCB Securities, Inc. CRD: 23089 | - | 0 | 0 | A | INACTIVE |
| RCD Financial, Inc. CRD: 104479 | - | 0 | 0 | A | INACTIVE |
| RCFT, LLC CRD: 170111 | - | 0 | 0 | A | Unknown |
| RCG Longview CRD: 158163 | - | 0 | 0 | A | Unknown |
| RCG Longview CRD: 158162 | - | 0 | 0 | A | Unknown |
| RCG Longview CRD: 158181 | - | 0 | 0 | A | Unknown |
| RCG Longview CRD: 165252 | - | 0 | 0 | A | Unknown |
| RCH Capital, LLC CRD: 162853 | - | 0 | 1 | A | Unknown |
| RCH Securities CRD: 146337 | - | 1 | 0 | B | INACTIVE |
| RCH Trading LLC CRD: 103938 | - | 0 | 0 | A | INACTIVE |
| RCJ Management, LLC CRD: 170169 | - | 0 | 1 | A | Unknown |
| RCK Wealth Advisory LLC CRD: 327790 | - | 0 | 1 | A | Unknown |
| RCL Advisors, LLC CRD: 142919 | - | 0 | 0 | A | Unknown |
| RCL Northwest, Inc. CRD: 14101 | - | 0 | 0 | A | INACTIVE |
| RCM CRD: 110566 | - | 0 | 0 | A | Unknown |