Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RCM Advisory CRD: 319071 | - | 0 | 0 | A | Unknown |
| RCM Robinson Capital Management LLC CRD: 112814 | - | 0 | 1 | A | Unknown |
| RCM Securities CRD: 15548 | IL | 5 | 2 | C | Active |
| RCM Wealth Advisors CRD: 153641 | - | 0 | 9 | A | Unknown |
| Rcma Capital LLP CRD: 292140 | - | 0 | 0 | A | Unknown |
| RCP Advisors, LLC CRD: 119813 | - | 0 | 1 | A | Unknown |
| Rcplanners CRD: 298369 | - | 0 | 3 | A | Unknown |
| RCS Wealth Management CRD: 328114 | - | 0 | 1 | A | Unknown |
| RCV Capital LP CRD: 288200 | - | 0 | 0 | A | Unknown |
| RCV Global LLC CRD: 310960 | - | 0 | 0 | A | Unknown |
| RCV Global LLC CRD: 331970 | - | 0 | 1 | A | Unknown |
| RCV Investments Corp. CRD: 18980 | - | 0 | 0 | A | INACTIVE |
| RCX Capital Group, LLC CRD: 114290 | TX | 1 | 5 | B | Active |
| RD Capital Group, Inc. CRD: 37470 | - | 1 | 0 | B | INACTIVE |
| RDA Financial Network CRD: 147309 | - | 0 | 20 | A | Unknown |
| RDB Holdings Inc. CRD: 163651 | - | 0 | 1 | A | Unknown |
| RDJ Financial, LLC CRD: 120665 | - | 0 | 1 | A | Unknown |
| RDK Financial Group CRD: 125768 | - | 0 | 0 | A | Unknown |
| RDM Securities, Inc. CRD: 32848 | - | 0 | 0 | A | INACTIVE |
| RDSC, LLC CRD: 7519 | - | 8 | 0 | D | INACTIVE |
| RDST Capital LLC CRD: 284645 | - | 0 | 2 | A | Unknown |
| RE-Direct Securities Corp CRD: 35518 | - | 1 | 0 | B | INACTIVE |
| RE-Envision Wealth CRD: 299357 | - | 0 | 3 | A | Unknown |
| RE-Occur CRD: 337991 | - | 0 | 0 | A | Unknown |
| REA Investments, LLC CRD: 333577 | - | 0 | 1 | A | Unknown |
| REA Securities Inc. CRD: 40264 | - | 0 | 0 | A | INACTIVE |
| REA Wealth Management CRD: 108913 | - | 0 | 7 | A | Unknown |
| Reach Capital CRD: 282291 | - | 0 | 0 | A | Unknown |
| Reach Capital Corporation CRD: 23477 | - | 0 | 0 | A | INACTIVE |
| Reach Management, LLC CRD: 293969 | - | 0 | 1 | A | Unknown |
| Reach ONE Teach ONE Financial CRD: 323834 | - | 0 | 1 | A | Unknown |
| Read Investment,Inc. CRD: 15270 | - | 0 | 0 | A | INACTIVE |
| Read Investments, Inc. CRD: 19962 | - | 0 | 0 | A | INACTIVE |
| Real Advisers LLC RIA Series CRD: 309221 | - | 0 | 2 | A | Unknown |
| Real Asset Alpha, LP CRD: 298030 | - | 0 | 0 | A | Unknown |
| Real Estate Equities Securities Company CRD: 8226 | - | 0 | 0 | A | INACTIVE |
| Real Estate Securities Exchange Co. CRD: 13770 | - | 0 | 0 | A | INACTIVE |
| Real Securities, Ltd. CRD: 10593 | - | 0 | 0 | A | INACTIVE |
| Real Wealth CRD: 153892 | - | 0 | 0 | A | Unknown |
| Realcom Investments, Inc. CRD: 16143 | - | 0 | 0 | A | INACTIVE |
| Reallocate CRD: 291921 | - | 0 | 0 | A | Unknown |
| Realshares, Inc. CRD: 16152 | - | 0 | 0 | A | INACTIVE |
| Realta Investment Advisors, Inc CRD: 134952 | - | 0 | 59 | A | Unknown |
| Realterm CRD: 322689 | - | 0 | 1 | A | Unknown |
| Realty Mentors CRD: 290304 | - | 0 | 0 | A | Unknown |
| Realty Repurchase, Inc. CRD: 17594 | - | 0 | 0 | A | INACTIVE |
| Realtyx, LLC CRD: 316304 | CT | 0 | 2 | A | Active |
| Reason Financial CRD: 133658 | - | 0 | 0 | A | Unknown |
| Reason Investments CRD: 283156 | - | 0 | 0 | A | Unknown |
| REB Securities, Inc. CRD: 45466 | - | 0 | 0 | A | INACTIVE |