Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Rebalance LLC CRD: 158242 | - | 0 | 10 | A | Unknown |
| Rebasec, Inc. CRD: 16608 | - | 0 | 0 | A | INACTIVE |
| Rebel Investments & Co. CRD: 33499 | - | 0 | 0 | A | INACTIVE |
| Rebel Management, LLC CRD: 334378 | - | 0 | 1 | A | Unknown |
| Rebellion Research CRD: 167661 | - | 0 | 1 | A | Unknown |
| Reber Trading Corp. CRD: 36987 | - | 1 | 0 | B | INACTIVE |
| Recap Investing Inc. CRD: 305081 | - | 0 | 0 | A | Unknown |
| Recast Capital CRD: 319767 | - | 0 | 1 | A | Unknown |
| Recon Capital CRD: 159657 | - | 0 | 0 | A | Unknown |
| Rector Capital Corp. CRD: 16837 | - | 0 | 0 | A | INACTIVE |
| RED & Blue Ventures CRD: 310359 | - | 0 | 1 | A | Unknown |
| RED Advisors LLC CRD: 171647 | - | 0 | 0 | A | Unknown |
| RED Brick Road Capital LLC CRD: 291122 | - | 0 | 0 | A | Unknown |
| RED Cedar CRD: 298677 | - | 0 | 1 | A | Unknown |
| RED Cedar Capital, LLC CRD: 141642 | - | 0 | 0 | A | Unknown |
| RED Cedar LLC CRD: 310945 | - | 0 | 0 | A | Unknown |
| RED Crown Capital, LLC CRD: 167137 | - | 0 | 0 | A | Unknown |
| RED DOG Capital LLC CRD: 285270 | - | 0 | 1 | A | Unknown |
| RED DOT Capital LLC CRD: 332865 | - | 0 | 1 | A | Unknown |
| RED Ember Capital CRD: 317359 | - | 0 | 0 | A | Unknown |
| RED Griffin Wealth Management LLC CRD: 277139 | - | 0 | 2 | A | Unknown |
| RED Hills Holdings, LLC CRD: 291642 | - | 0 | 1 | A | Unknown |
| RED Hook Management CRD: 148237 | - | 0 | 0 | A | Unknown |
| RED Kennedy Financial CRD: 135276 | - | 0 | 1 | A | Unknown |
| RED Night Capital LLC CRD: 327108 | - | 0 | 3 | A | Unknown |
| RED OAK Advisors LLC CRD: 288289 | - | 0 | 1 | A | Unknown |
| RED OAK Capital Management, Inc. CRD: 284188 | - | 0 | 0 | A | Unknown |
| RED OAK Partners, LLC CRD: 172149 | - | 0 | 0 | A | Unknown |
| RED OAK Securities LLC CRD: 129832 | - | 0 | 0 | A | INACTIVE |
| RED Reef Advisors LLC CRD: 174748 | - | 0 | 2 | A | Unknown |
| RED River Securities, LLC CRD: 149860 | - | 4 | 0 | C | INACTIVE |
| RED Rock Advisors CRD: 170133 | - | 0 | 0 | A | Unknown |
| RED Rock Capital Advisors, LLC CRD: 121855 | - | 0 | 1 | A | Unknown |
| RED Rock Capital Management LLC CRD: 301926 | - | 0 | 1 | A | Unknown |
| RED Rock Investments, Inc. CRD: 13910 | - | 0 | 0 | A | INACTIVE |
| RED Rock Trading International Ltd. CRD: 29603 | - | 0 | 0 | A | INACTIVE |
| RED Rock Trading, L.L.C. CRD: 40306 | - | 0 | 0 | A | INACTIVE |
| RED Rock Ventures CRD: 163751 | - | 0 | 0 | A | Unknown |
| RED Rocks Capital LLC CRD: 135117 | - | 0 | 0 | A | Unknown |
| RED Rooster Ventures Management LLC CRD: 316618 | - | 0 | 1 | A | Unknown |
| RED Seven CRD: 168542 | - | 0 | 2 | A | Unknown |
| RED SKY Management, LLC CRD: 306406 | - | 0 | 1 | A | Unknown |
| RED Tortoise CRD: 282509 | - | 0 | 5 | A | Unknown |
| RED Tree Investments CRD: 319528 | - | 0 | 2 | A | Unknown |
| RED Triangle, LLC CRD: 147700 | - | 0 | 2 | A | Unknown |
| RED Zone Capital Management Company, LLC CRD: 161505 | - | 0 | 0 | A | Unknown |
| Redbird BD LLC CRD: 297239 | NY | 0 | 4 | A | Active |
| Redbud Advisors CRD: 300477 | - | 0 | 1 | A | Unknown |
| Redbud Advisory Services, LLC CRD: 312307 | - | 0 | 0 | A | Unknown |
| Redbud VC II, LLC CRD: 326633 | - | 0 | 1 | A | Unknown |