Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Denali Wealth Management, Inc. CRD: 153323 | - | 0 | 1 | - | Unknown |
| Denari Financial, LLC CRD: 289410 | - | 0 | 0 | - | Unknown |
| Denarius Wealth Management CRD: 168989 | - | 0 | 1 | - | Unknown |
| Denbigh Capital Management, LLC CRD: 312749 | - | 0 | 2 | - | Unknown |
| Denby Financial Services, LLC CRD: 172764 | - | 0 | 1 | - | Unknown |
| Dendera Capital LP CRD: 286463 | - | 0 | 0 | - | Unknown |
| Dendrite Capital, LLC CRD: 311795 | - | 0 | 1 | - | Unknown |
| Dendur Capital LP CRD: 300823 | - | 0 | 1 | - | Unknown |
| Deneweth Investment Services CRD: 284933 | - | 0 | 0 | - | Unknown |
| Denewiler Capital Management Inc CRD: 114346 | - | 0 | 1 | - | Unknown |
| Denham Capital Management LP CRD: 156605 | - | 0 | 3 | - | Unknown |
| Denhard House Securities, Inc. CRD: 8712 | - | 0 | 0 | A | INACTIVE |
| Deniad & Company LLC CRD: 134871 | - | 0 | 0 | - | Unknown |
| Denim Capital Advisors, LLC CRD: 331909 | - | 0 | 1 | - | Unknown |
| Denison Capital LLC CRD: 135627 | - | 0 | 0 | - | Unknown |
| Denk Strategic Wealth Partners CRD: 114981 | - | 0 | 0 | - | Unknown |
| Denmark Investment Services, Inc. CRD: 2778 | - | 0 | 0 | A | INACTIVE |
| Denmu LLC CRD: 337756 | - | 0 | 1 | - | Unknown |
| Denner Capital Management CRD: 116879 | - | 0 | 2 | - | Unknown |
| Denning & Company LLC CRD: 115971 | CA | 0 | 2 | A | Active |
| Denning Securities, Incorporated CRD: 14784 | - | 0 | 0 | A | INACTIVE |
| Dennis a. Cairns / Financial Planning LLC CRD: 171746 | - | 0 | 0 | - | Unknown |
| Dennis Capital Management, L.L.C. CRD: 126756 | - | 0 | 2 | - | Unknown |
| Dennis Comey and Associates LLC CRD: 306213 | - | 0 | 0 | - | Unknown |
| Dennis GLYNN, CPA CRD: 129744 | - | 0 | 1 | - | Unknown |
| Dennis P. FLYNN, Inc. CRD: 40156 | - | 0 | 0 | A | INACTIVE |
| Dennis Stephen Associates, Ltd. CRD: 119175 | - | 0 | 0 | - | Unknown |
| Denny Park Investments CRD: 293415 | - | 0 | 0 | - | Unknown |
| Denny, Barry T. CRD: 165084 | - | 0 | 0 | - | Unknown |
| Denny, Barry T. CRD: 304512 | - | 0 | 1 | - | Unknown |
| Denouement Financial Planning CRD: 311112 | - | 0 | 0 | - | Unknown |
| Denson Investments LLC CRD: 306562 | - | 0 | 0 | - | Unknown |
| Dent Wealth Advisors CRD: 151943 | - | 0 | 0 | - | Unknown |
| Dental Innovation Alliance Management Company, LP CRD: 333781 | - | 0 | 1 | - | Unknown |
| Dental Retirement Strategies, Inc. CRD: 127559 | - | 0 | 2 | - | Unknown |
| Dental Wealth Advisors, LLC CRD: 127147 | - | 0 | 0 | - | Unknown |
| Dental Wealth Partners LLC CRD: 336688 | - | 0 | 1 | - | Unknown |
| Dente & Bomba, LLC CRD: 141520 | - | 0 | 0 | A | INACTIVE |
| Dente, Joseph Dennis CRD: 32828 | - | 0 | 0 | A | INACTIVE |
| Dentist Advisors CRD: 149559 | - | 0 | 2 | - | Unknown |
| Dentist Exit Planning CRD: 313984 | - | 0 | 1 | - | Unknown |
| Dentler Capital LLC CRD: 340875 | - | 0 | 1 | - | Unknown |
| Denton & Company, Incorporated CRD: 1630 | - | 0 | 0 | A | INACTIVE |
| Denton Wealth Strategies LLC CRD: 300447 | - | 0 | 0 | - | Unknown |
| Dentvest LLC CRD: 298335 | - | 0 | 1 | - | Unknown |
| Denver Angels CRD: 306752 | - | 0 | 1 | - | Unknown |
| Denver Financial Advisors, Inc. CRD: 36842 | - | 0 | 0 | A | INACTIVE |
| Denver Investments CRD: 107293 | - | 0 | 0 | - | Unknown |
| Denver PWM, LLC CRD: 171139 | - | 0 | 5 | - | Unknown |
| Denver Securities Corporation CRD: 10819 | - | 0 | 0 | A | INACTIVE |