Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Redding Ridge Asset Management (UK) LLP CRD: 284256 | - | 0 | 0 | A | Unknown |
| Redding Ridge Asset Management LLC CRD: 283058 | - | 0 | 1 | A | Unknown |
| Reddridge, LLC CRD: 288858 | - | 0 | 0 | A | Unknown |
| Rede Wealth, LLC CRD: 173346 | - | 0 | 1 | A | Unknown |
| Redefine Financial CRD: 297277 | - | 0 | 1 | A | Unknown |
| Redfish Capital CRD: 323348 | - | 0 | 1 | A | Unknown |
| Redhawk Advisory CRD: 297454 | - | 0 | 0 | A | Unknown |
| Redhawk Wealth Advisors, Inc. CRD: 146616 | - | 0 | 51 | A | Unknown |
| Redichip GP, L.P. CRD: 296832 | - | 0 | 0 | A | Unknown |
| Redichip GP, L.P. CRD: 319483 | - | 0 | 1 | A | Unknown |
| Redmile Group CRD: 143606 | - | 0 | 1 | A | Unknown |
| Redmont Capital CRD: 298636 | - | 0 | 1 | A | Unknown |
| Redmont Wealth CRD: 310981 | - | 0 | 1 | A | Unknown |
| Redpine Partners LLC CRD: 325425 | - | 0 | 1 | A | Unknown |
| Redpoint Ventures CRD: 161680 | - | 0 | 1 | A | Unknown |
| Redw Wealth LLC CRD: 109446 | - | 0 | 8 | A | Unknown |
| Redwheel CRD: 166517 | - | 0 | 1 | A | Unknown |
| Redwheel CRD: 168656 | - | 0 | 0 | A | Unknown |
| Redwing Financial CRD: 292377 | - | 0 | 1 | A | Unknown |
| Redwood Money CRD: 317667 | - | 0 | 2 | A | Unknown |
| Redwood Partners, LLC CRD: 33316 | - | 0 | 0 | A | INACTIVE |
| Redwoods Management CRD: 307505 | - | 0 | 1 | A | Unknown |
| Reed Financial CRD: 141561 | - | 0 | 0 | A | Unknown |
| Reed Financial, LLC CRD: 300123 | - | 0 | 1 | A | Unknown |
| Reeder, Owen CRD: 2191 | - | 0 | 0 | A | INACTIVE |
| Reedsbay CRD: 317045 | - | 0 | 1 | A | Unknown |
| Reef Capital Group, LLC CRD: 282173 | - | 0 | 1 | A | Unknown |
| Reef Knot Capital LLC CRD: 286008 | - | 0 | 0 | A | Unknown |
| Reef Resources, LLC CRD: 133646 | WA | 0 | 3 | A | Active |
| Reef Road Capital LLC CRD: 167283 | - | 0 | 0 | A | Unknown |
| Reef Securities, Inc. CRD: 31951 | TX | 9 | 2 | C | Active |
| Reel & Real Investments Inc. CRD: 8238 | - | 0 | 0 | A | INACTIVE |
| Reeser Advisory Services Inc. CRD: 131159 | - | 0 | 3 | A | Unknown |
| REF Advisors LLC CRD: 168179 | - | 0 | 0 | A | Unknown |
| Refined Wealth CRD: 337453 | - | 0 | 1 | A | Unknown |
| Refinery Ventures CRD: 312729 | - | 0 | 0 | A | Unknown |
| Refocus Financial CRD: 312259 | - | 0 | 0 | A | Unknown |
| Refract Ventures CRD: 337960 | - | 0 | 1 | A | Unknown |
| Reframe Wealth, LLC CRD: 313386 | - | 0 | 1 | A | Unknown |
| Refresh Investments CRD: 297146 | - | 0 | 1 | A | Unknown |
| Refuge Financial CRD: 288677 | - | 0 | 0 | A | Unknown |
| Regal Advisory Services, Inc. CRD: 119445 | - | 0 | 1 | A | Unknown |
| Regal Advisory Services, Inc. CRD: 123842 | - | 0 | 22 | A | Unknown |
| Regal Investments Inc CRD: 169680 | - | 0 | 0 | A | Unknown |
| Regal Wealth Group Inc. CRD: 138374 | - | 0 | 0 | A | Unknown |
| Regan Capital CRD: 158294 | - | 0 | 1 | A | Unknown |
| Regan Investments, Inc. CRD: 121868 | - | 0 | 2 | A | Unknown |
| Regatta Research & Money Management L.L.C. CRD: 113181 | - | 0 | 7 | A | Unknown |
| Regency Financial Group CRD: 139892 | - | 0 | 1 | A | Unknown |
| Regency Investments, Inc. CRD: 10498 | - | 0 | 0 | A | INACTIVE |