Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Desert Financial Planning CRD: 293185 | - | 0 | 2 | - | Unknown |
| Desert Light Capital CRD: 325174 | - | 0 | 0 | - | Unknown |
| Desert Rose Capital Management, Inc. CRD: 154331 | - | 0 | 7 | - | Unknown |
| Desert SKY Advisory, LLC CRD: 337798 | - | 0 | 0 | - | Unknown |
| Desert Star Capital Corp CRD: 42907 | - | 1 | 0 | B | INACTIVE |
| Desert Wealth Management LLC CRD: 295558 | - | 0 | 1 | - | Unknown |
| Deshler-Morris Securities, Inc. CRD: 25622 | - | 0 | 0 | A | INACTIVE |
| Design Asset Management, LLC CRD: 170630 | - | 0 | 2 | - | Unknown |
| Design Life's Journey, LLC CRD: 304112 | - | 0 | 2 | - | Unknown |
| Design Securities Corporation CRD: 15933 | - | 0 | 0 | A | INACTIVE |
| Design Strategies CRD: 113831 | - | 0 | 0 | - | Unknown |
| Design Strategies, Inc. CRD: 17435 | - | 0 | 0 | A | INACTIVE |
| Designated Research Inc. CRD: 16969 | - | 0 | 0 | A | INACTIVE |
| Designed Programs, Inc. CRD: 1631 | - | 0 | 0 | A | INACTIVE |
| Designed Wealth USA Ltd. CRD: 337487 | - | 0 | 0 | - | Unknown |
| Designer Fund, LLC CRD: 171588 | - | 0 | 1 | - | Unknown |
| Desimone Investments, LLC CRD: 156990 | - | 0 | 1 | - | Unknown |
| Desjardins Securities International Inc. CRD: 112417 | - | 1 | 0 | B | Active |
| Desla Wealth Management CRD: 310235 | - | 0 | 1 | - | Unknown |
| Desmo Wealth Advisors, LLC CRD: 304358 | - | 0 | 1 | - | Unknown |
| Desmond Wealth Management, Inc. CRD: 118200 | - | 0 | 0 | - | Unknown |
| Deson & Co. CRD: 122129 | - | 0 | 0 | A | INACTIVE |
| Despain Financial Corporation CRD: 17360 | - | 1 | 0 | B | INACTIVE |
| Despain Investment Solutions, Ltd. CRD: 122581 | - | 0 | 1 | - | Unknown |
| Dessco Securities Corp. CRD: 13209 | - | 0 | 0 | A | INACTIVE |
| Dessonville Financial Group Incorporated CRD: 118132 | - | 0 | 1 | - | Unknown |
| Destefano Wealth Management CRD: 116466 | - | 0 | 0 | - | Unknown |
| Destefano Wealth Management CRD: 316484 | - | 0 | 1 | - | Unknown |
| Destello Capital Management CRD: 338857 | - | 0 | 1 | - | Unknown |
| Destin Real Estate Equities, Inc. CRD: 17845 | - | 0 | 0 | A | INACTIVE |
| Destination Partners CRD: 304132 | - | 0 | 0 | - | Unknown |
| Destination Partners Limited CRD: 307689 | - | 0 | 0 | - | Unknown |
| Destination Wealth Management CRD: 110365 | - | 0 | 2 | - | Unknown |
| Destinhaus Capital LLC CRD: 307979 | - | 0 | 0 | - | Unknown |
| Destiny Advisors LLC CRD: 312099 | - | 0 | 1 | - | Unknown |
| Destiny Capital Corporation CRD: 111196 | - | 0 | 7 | - | Unknown |
| Destiny Capital Securities Corporation CRD: 107942 | - | 1 | 0 | B | INACTIVE |
| Destiny Family Office CRD: 338015 | - | 0 | 3 | - | Unknown |
| Destiny Financial Advisors CRD: 330762 | - | 0 | 0 | - | Unknown |
| Destiny Money Management CRD: 299239 | - | 0 | 1 | - | Unknown |
| Destiny Wealth Partners, LLC CRD: 171346 | - | 0 | 10 | - | Unknown |
| Destra Capital Advisors LLC CRD: 148574 | - | 0 | 12 | - | Unknown |
| Destra Capital Investments LLC CRD: 148299 | MT | 0 | 4 | A | Active |
| Destrier Capital Management, LLC CRD: 166227 | - | 0 | 0 | - | Unknown |
| Detalus Advisors, LLC CRD: 117958 | - | 0 | 5 | - | Unknown |
| Detalus Securities, LLC CRD: 103260 | - | 1 | 0 | B | INACTIVE |
| Determined Advisors LLC CRD: 319089 | - | 0 | 1 | - | Unknown |
| Detroit Crypto Management CRD: 319007 | - | 0 | 0 | - | Unknown |
| Detroit Street Partners, Inc. CRD: 291608 | - | 0 | 0 | - | Unknown |
| Detroit Venture Partners LP CRD: 281114 | - | 0 | 1 | - | Unknown |