Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Regent U.S., Inc CRD: 104015 | - | 0 | 0 | A | INACTIVE |
| Regentatlantic CRD: 105995 | - | 0 | 0 | A | Unknown |
| Regents Partners, LLC CRD: 311755 | - | 0 | 0 | A | Unknown |
| Regents Partners, LLC CRD: 322915 | - | 0 | 2 | A | Unknown |
| Regimen Wealth, LLC CRD: 309672 | - | 0 | 1 | A | Unknown |
| Regional Clearing Corp. CRD: 14631 | - | 0 | 0 | A | INACTIVE |
| Regis Securities Corporation CRD: 103711 | - | 1 | 0 | B | INACTIVE |
| Regula Aurea CRD: 311776 | - | 0 | 0 | A | Unknown |
| Reha, Inc., Registered Investment Advisor CRD: 155194 | - | 0 | 0 | A | Unknown |
| Rehmann Wealth CRD: 123047 | - | 0 | 35 | A | Unknown |
| REI Wealth Management CRD: 172220 | - | 0 | 1 | A | Unknown |
| Reiber Wealth CRD: 317166 | - | 0 | 1 | A | Unknown |
| Reich & Co., Inc. CRD: 3148 | - | 0 | 0 | A | INACTIVE |
| Reich & Co., Inc. CRD: 19611 | - | 0 | 0 | A | INACTIVE |
| Reich & Tang, L.P. CRD: 5275 | - | 0 | 0 | A | INACTIVE |
| Reid & Rudiger Capital Management CRD: 127120 | - | 0 | 0 | A | Unknown |
| Reid & Rudiger LLC CRD: 47263 | NY | 5 | 3 | B | Active |
| Reid Asset Management CRD: 284646 | - | 0 | 0 | A | Unknown |
| Reid Financial Inc CRD: 333817 | - | 0 | 1 | A | Unknown |
| Reign Wealth Logic CRD: 308301 | - | 0 | 1 | A | Unknown |
| Reigo Investments Ltd CRD: 322797 | - | 0 | 0 | A | Unknown |
| Reik & Co., LLC CRD: 142414 | - | 0 | 3 | A | Unknown |
| Reindel & Reindel Advisory Solutions, LLC CRD: 154948 | - | 0 | 0 | A | Unknown |
| Reiten & Co as CRD: 163071 | - | 0 | 0 | A | Unknown |
| REK Advisors, Inc. CRD: 108198 | - | 0 | 1 | A | Unknown |
| Rekow Investments, Inc. CRD: 11006 | - | 0 | 0 | A | INACTIVE |
| Rekow Management LLC CRD: 108757 | - | 0 | 0 | A | Unknown |
| Related Fund Management, LLC CRD: 156543 | - | 0 | 1 | A | Unknown |
| Relay Ventures CRD: 327759 | - | 0 | 0 | A | Unknown |
| Relay Ventures II US Inc. CRD: 283501 | - | 0 | 0 | A | Unknown |
| Relentless Returns CRD: 328800 | - | 0 | 2 | A | Unknown |
| Reliadvisor CRD: 283291 | - | 0 | 0 | A | Unknown |
| Reliance Investing, Inc. CRD: 148481 | - | 0 | 3 | A | Unknown |
| Reliant Consulting & Research, Inc. CRD: 114445 | - | 0 | 1 | A | Unknown |
| Reliant Trading CRD: 32496 | - | 1 | 0 | B | INACTIVE |
| Reliant Wealth Advisory CRD: 339897 | - | 0 | 1 | A | Unknown |
| REM Financial Corporation CRD: 16401 | - | 0 | 0 | A | INACTIVE |
| Remagine Ventures CRD: 308217 | - | 0 | 0 | A | Unknown |
| Remington Group, LLC CRD: 138861 | - | 0 | 0 | A | INACTIVE |
| Remington Securities Corp. CRD: 40768 | - | 4 | 0 | C | INACTIVE |
| Remnant Wealth CRD: 306189 | - | 0 | 1 | A | Unknown |
| Remnant Wealth CRD: 339551 | - | 0 | 1 | A | Unknown |
| Remus Capital CRD: 312023 | - | 0 | 1 | A | Unknown |
| Rena Corporation CRD: 18394 | - | 0 | 0 | A | INACTIVE |
| Renaissance Advisory Group CRD: 129512 | - | 0 | 2 | A | Unknown |
| Renaissance Macro Research LLC CRD: 311821 | - | 0 | 1 | A | Unknown |
| Rendered VC AL, LLC CRD: 321671 | - | 0 | 1 | A | Unknown |
| Renew Capital CRD: 297545 | - | 0 | 0 | A | Unknown |
| Renew Family Wealth CRD: 298618 | - | 0 | 3 | A | Unknown |
| Renew VC LLC CRD: 316244 | - | 0 | 0 | A | Unknown |