Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Renew Ventures LLC CRD: 297931 | - | 0 | 0 | A | Unknown |
| Renewal Funds CRD: 170705 | - | 0 | 0 | A | Unknown |
| Renewal Wealth, LLC CRD: 306980 | - | 0 | 0 | A | Unknown |
| Renn Capital Group, Inc. CRD: 107550 | - | 0 | 0 | A | Unknown |
| Renneisen, Renneisen and Redfield, Inc. CRD: 3829 | - | 0 | 0 | A | INACTIVE |
| Rensselaer Securities Corp. CRD: 34664 | - | 2 | 0 | B | INACTIVE |
| Rent Seeker, LLC CRD: 149932 | - | 1 | 0 | B | INACTIVE |
| Renuaa Risk Management Advisors CRD: 318084 | - | 0 | 2 | A | Unknown |
| Renvyle Partners, LLC CRD: 140201 | - | 0 | 0 | A | Unknown |
| Renwave Kore, LLC CRD: 331016 | - | 0 | 1 | A | Unknown |
| Reos, Leonardo CRD: 285675 | - | 0 | 0 | A | Unknown |
| Repex & Co., Inc. CRD: 10116 | - | 0 | 0 | A | INACTIVE |
| Replant Capital CRD: 322224 | - | 0 | 1 | A | Unknown |
| Replicator VC, LLC CRD: 340269 | - | 0 | 1 | A | Unknown |
| Reporting Research Corporation CRD: 11348 | - | 0 | 0 | A | INACTIVE |
| Reppert, John JR. CRD: 33953 | - | 0 | 0 | A | INACTIVE |
| Reppond Investments, Inc. CRD: 202511 | - | 0 | 3 | A | Unknown |
| Republic Asia Advisors CRD: 324375 | - | 0 | 0 | A | Unknown |
| Republic Deal Room CRD: 315688 | - | 0 | 1 | A | Unknown |
| Republic Labs CRD: 304325 | - | 0 | 0 | A | Unknown |
| Republic NEW York Securities Corporation CRD: 29659 | - | 20 | 0 | D | INACTIVE |
| Republic Square CRD: 305018 | - | 0 | 1 | A | Unknown |
| Reqlaim CRD: 291751 | - | 0 | 0 | A | Unknown |
| Rerail CRD: 335506 | - | 0 | 0 | A | Unknown |
| Rero LLC CRD: 324699 | - | 0 | 1 | A | Unknown |
| Resch Financial Group CRD: 328873 | - | 0 | 1 | A | Unknown |
| Research Capital USA Inc. CRD: 39670 | - | 2 | 0 | B | Active |
| Research Conversion Corp. CRD: 41359 | - | 1 | 0 | B | INACTIVE |
| Research Money Management, LLC CRD: 141298 | - | 0 | 0 | A | Unknown |
| Reserve Investments CRD: 297727 | - | 0 | 0 | A | Unknown |
| Reshape Wealth CRD: 330582 | - | 0 | 2 | A | Unknown |
| Resilience Management CRD: 157006 | - | 0 | 1 | A | Unknown |
| Resilient Wealth CRD: 301986 | - | 0 | 1 | A | Unknown |
| Resmark Equity Partners, LLC CRD: 116882 | - | 0 | 1 | A | Unknown |
| Resnn Investments, LLC CRD: 165087 | - | 0 | 1 | A | Unknown |
| Resolute Retirement Consulting CRD: 332279 | - | 0 | 1 | A | Unknown |
| RESOLUTE.VC, LLC CRD: 167636 | - | 0 | 1 | A | Unknown |
| Resolution Real Estate Advisers LLP CRD: 161136 | - | 0 | 0 | A | Unknown |
| Resolution Recovery Partners Manager, LLC CRD: 161441 | - | 0 | 0 | A | Unknown |
| Resonance Securities Corp. CRD: 23560 | - | 0 | 0 | A | INACTIVE |
| Resonant Financial CRD: 169585 | - | 0 | 0 | A | Unknown |
| Resonant Insight CRD: 144806 | - | 0 | 0 | A | Unknown |
| Resource 1, Inc. CRD: 115816 | - | 0 | 3 | A | Unknown |
| Resource Brokerage Corp. CRD: 19073 | - | 0 | 0 | A | INACTIVE |
| Resource Investments CRD: 28924 | - | 0 | 0 | A | INACTIVE |
| Resource Investments, Inc. CRD: 6877 | - | 0 | 0 | A | INACTIVE |
| Resource Reit Advisor, LLC CRD: 285687 | - | 0 | 0 | A | Unknown |
| Resourcive Capital, LLC CRD: 145504 | - | 3 | 0 | C | INACTIVE |
| RESPOND.COM CRD: 282320 | - | 0 | 0 | A | Unknown |
| Resrv Partners, Inc. CRD: 10273 | - | 4 | 0 | C | INACTIVE |