Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Detterbeck Wealth Management CRD: 111594 | - | 0 | 5 | - | Unknown |
| Detwiler Fenton & Co. CRD: 1794 | - | 13 | 0 | D | INACTIVE |
| Detwiler Fenton Investment Management LLC CRD: 153808 | - | 0 | 0 | - | Unknown |
| Detwiler Fenton Wealth Management Inc CRD: 16063 | - | 1 | 0 | B | INACTIVE |
| Detwiler, Ryan & Co., Inc. CRD: 12956 | - | 0 | 0 | A | INACTIVE |
| Deuterium Capital Management, LLC CRD: 294051 | - | 0 | 1 | - | Unknown |
| Deutsche Bank Capital Corporation CRD: 5323 | - | 0 | 0 | A | INACTIVE |
| Deutsche Bank Government Securities, Inc CRD: 23179 | - | 0 | 0 | A | INACTIVE |
| Deutsche Bank M & a Inc. CRD: 24450 | - | 0 | 0 | A | INACTIVE |
| Deutsche Bank Securities Inc. CRD: 2525 | NY | 307 | 9 | F | Active |
| Deutsche Beteiligungs AG CRD: 161859 | - | 0 | 0 | - | Unknown |
| Deutsche Beteiligungs AG / Dbag CRD: 341799 | - | 0 | 0 | - | Unknown |
| Deutsche Finance International LLP CRD: 304088 | - | 0 | 0 | - | Unknown |
| Deutsche International Corporate Services Limited CRD: 172968 | - | 0 | 0 | - | Unknown |
| Deutsche IXE, LLC CRD: 7172 | - | 34 | 0 | F | INACTIVE |
| Deutsche Securities Australia, Inc. CRD: 15076 | - | 1 | 0 | B | INACTIVE |
| Devanney, Burgin, Shanacy, Inc. CRD: 7167 | - | 0 | 0 | A | INACTIVE |
| Deveau Financial CRD: 312692 | - | 0 | 0 | - | Unknown |
| Develop Capital Partners, LP. CRD: 338965 | - | 0 | 1 | - | Unknown |
| Develop Michigan, Inc. CRD: 167672 | - | 0 | 1 | - | Unknown |
| Developing Financial CRD: 315242 | - | 0 | 1 | - | Unknown |
| Development Capital Partners, LLC CRD: 166018 | - | 0 | 0 | - | Unknown |
| Development Corporation for Israel CRD: 11148 | NY | 3 | 19 | B | Active |
| Development Group LLC CRD: 167581 | - | 0 | 2 | - | Unknown |
| Development Partners International LLP CRD: 160177 | - | 0 | 0 | - | Unknown |
| Devenir Investment Advisors, LLC CRD: 132824 | - | 0 | 1 | - | Unknown |
| Devenir, LLC CRD: 125968 | - | 0 | 0 | A | INACTIVE |
| Devens Wealth Management CRD: 338031 | - | 0 | 1 | - | Unknown |
| Deviation Capital CRD: 343210 | - | 0 | 1 | - | Unknown |
| Devil Mountain Investment Management CRD: 150278 | - | 0 | 2 | - | Unknown |
| Devil's Head Capital LLC CRD: 335239 | - | 0 | 1 | - | Unknown |
| Devin Equities, Inc. CRD: 13723 | - | 0 | 0 | A | INACTIVE |
| Devitt Financial Services, Ltd CRD: 122008 | - | 0 | 0 | - | Unknown |
| Devkota Capital Advisors CRD: 292346 | - | 0 | 1 | - | Unknown |
| Devlin Associates, Ltd. CRD: 32990 | - | 0 | 0 | A | INACTIVE |
| Devon Associates CRD: 107520 | - | 0 | 0 | - | Unknown |
| Devon Equities,Inc. CRD: 15546 | - | 0 | 0 | A | INACTIVE |
| Devon Investment Advisory CRD: 300425 | - | 0 | 0 | - | Unknown |
| Devon Park Management CRD: 162955 | - | 0 | 0 | - | Unknown |
| Devon Park Securities, LLC CRD: 327313 | - | 0 | 0 | A | INACTIVE |
| Devon Resources Financial Corporation CRD: 23776 | - | 0 | 0 | A | INACTIVE |
| Devon Securities Company, L.P. CRD: 25778 | - | 0 | 0 | A | INACTIVE |
| Devon Securities, Inc. CRD: 21159 | - | 0 | 0 | A | INACTIVE |
| Devonshire Asset Management, Inc. CRD: 114966 | - | 0 | 0 | - | Unknown |
| Devonshire Financial Corporation CRD: 22436 | - | 0 | 0 | A | INACTIVE |
| Devonshire Partners, Inc. CRD: 28399 | - | 0 | 0 | A | INACTIVE |
| Devonshire Research Group, LLC CRD: 283618 | - | 0 | 0 | - | Unknown |
| Devore Financial Advisors CRD: 153590 | - | 0 | 0 | - | Unknown |
| Devore Financial Advisors LLC CRD: 306110 | - | 0 | 1 | - | Unknown |
| Devore, James CRD: 133870 | - | 0 | 0 | - | Unknown |