Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RET Securities Corp. CRD: 33470 | - | 0 | 0 | A | INACTIVE |
| Retegy LLC CRD: 294291 | - | 0 | 2 | A | Unknown |
| Retirable CRD: 307472 | - | 0 | 3 | A | Unknown |
| Retire Ready Inc CRD: 314635 | - | 0 | 1 | A | Unknown |
| Retire Ready Wealth Management CRD: 316942 | - | 0 | 1 | A | Unknown |
| Retire Ready, Incorporated CRD: 285887 | - | 0 | 0 | A | Unknown |
| Retire Right Planning, LLC CRD: 165272 | - | 0 | 2 | A | Unknown |
| Retire Right Wealth Management CRD: 324285 | - | 0 | 1 | A | Unknown |
| Retire to Tellico CRD: 328753 | - | 0 | 2 | A | Unknown |
| Retire With Swan CRD: 310807 | - | 0 | 1 | A | Unknown |
| Retireaware CRD: 291663 | - | 0 | 0 | A | Unknown |
| Retireful CRD: 286362 | - | 0 | 0 | A | Unknown |
| Retireful LLC CRD: 313126 | - | 0 | 2 | A | Unknown |
| Retirement Asset Advisory CRD: 109161 | - | 0 | 0 | A | Unknown |
| Retirement Extender (R) CRD: 166480 | - | 0 | 0 | A | Unknown |
| Retirement Income Management, Inc. CRD: 164871 | - | 0 | 0 | A | Unknown |
| Retirement Income Solutions, Inc. CRD: 110145 | - | 0 | 14 | A | Unknown |
| Retirement Income Strategies Inc. CRD: 320737 | - | 0 | 1 | A | Unknown |
| Retirement Money Management CRD: 145149 | - | 0 | 2 | A | Unknown |
| Retirement Portfolio Partners CRD: 157079 | - | 0 | 1 | A | Unknown |
| Retirement Rescue Advisor's LLC CRD: 173853 | - | 0 | 0 | A | Unknown |
| Retirement Researcher, LLC CRD: 297379 | - | 0 | 2 | A | Unknown |
| Retirement Resource Wealth Management, LLC CRD: 328341 | - | 0 | 1 | A | Unknown |
| Retirement Resources Inc. CRD: 107996 | - | 0 | 3 | A | Unknown |
| Retirement Resources Management, LLC CRD: 150391 | - | 0 | 0 | A | Unknown |
| Retirement Resources Wealth Management, LP CRD: 142428 | - | 0 | 1 | A | Unknown |
| Retirement Resources, LLC CRD: 151889 | - | 0 | 1 | A | Unknown |
| Retirement Roadmap Financial Planning CRD: 323469 | - | 0 | 1 | A | Unknown |
| Retirement Roots Wealth Management LLC CRD: 323272 | - | 0 | 1 | A | Unknown |
| Retirewise CFP CRD: 122774 | - | 0 | 0 | A | Unknown |
| Retv Management, LLC CRD: 292895 | - | 0 | 1 | A | Unknown |
| Reuters C Corporation CRD: 14408 | - | 1 | 0 | B | INACTIVE |
| REV Capital, LLC CRD: 282132 | - | 0 | 1 | A | Unknown |
| REV Equity Group, LLC CRD: 327934 | - | 0 | 0 | A | Unknown |
| REV Fund I LLC CRD: 316788 | - | 0 | 0 | A | Unknown |
| REV1 Ventures CRD: 283232 | - | 0 | 1 | A | Unknown |
| Reva Corporation CRD: 340318 | - | 0 | 0 | A | Unknown |
| Revalue LLC CRD: 165499 | - | 0 | 5 | A | Unknown |
| Revcon (USA) Limited CRD: 18253 | - | 0 | 0 | A | INACTIVE |
| Revcon, Inc. CRD: 33304 | - | 1 | 0 | B | INACTIVE |
| Revelio, LLC CRD: 301189 | - | 0 | 0 | A | Unknown |
| Revenant CRD: 337286 | - | 0 | 1 | A | Unknown |
| Revere Asset CRD: 152881 | - | 0 | 5 | A | Unknown |
| Revere Partners RF, LLC CRD: 315448 | - | 0 | 0 | A | Unknown |
| Reverie Wealth CRD: 323304 | - | 0 | 1 | A | Unknown |
| Revesco Investments Inc CRD: 11850 | - | 0 | 0 | A | INACTIVE |
| Revetas GP III S.A R.L CRD: 297373 | - | 0 | 0 | A | Unknown |
| Revetas GP S.A R.L. CRD: 298457 | - | 0 | 0 | A | Unknown |
| Revetas Keystone CEE GP S.A R.L. CRD: 300817 | - | 0 | 0 | A | Unknown |
| Review Management Corp. CRD: 16386 | - | 0 | 0 | A | INACTIVE |