Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| DFW Securities, Inc. CRD: 23411 | - | 0 | 0 | A | INACTIVE |
| DFW Wealthcare Advisors, LLC CRD: 288954 | - | 0 | 1 | - | Unknown |
| DG Capital Management, LLC CRD: 324743 | - | 0 | 1 | - | Unknown |
| DG Capital Management, LLC CRD: 157258 | - | 0 | 1 | - | Unknown |
| DG European Securities Corporation CRD: 15304 | - | 0 | 0 | A | INACTIVE |
| DG Partners LLP CRD: 161177 | - | 0 | 0 | - | Unknown |
| DG Wealth CRD: 325150 | - | 0 | 2 | - | Unknown |
| DG Wealth Partners LLC CRD: 288741 | - | 0 | 0 | - | Unknown |
| DGA Capital Asset Management Limited CRD: 325867 | - | 0 | 0 | - | Unknown |
| DGA Capital, LLC CRD: 291740 | - | 0 | 0 | - | Unknown |
| DGB Management LLC CRD: 341337 | - | 0 | 1 | - | Unknown |
| DGF CRD: 315221 | - | 0 | 0 | - | Unknown |
| DGF Investments CRD: 323298 | - | 0 | 0 | - | Unknown |
| DGM Asset Management, L.L.C. CRD: 111732 | - | 0 | 2 | - | Unknown |
| DGS Capital Management CRD: 281191 | - | 0 | 0 | - | Unknown |
| DGS Capital Management CRD: 281938 | - | 0 | 1 | - | Unknown |
| DGS Equities Corporation CRD: 6667 | - | 0 | 0 | A | INACTIVE |
| DGV Solutions LP CRD: 174379 | - | 0 | 1 | - | Unknown |
| DH Asset Management, LLC CRD: 300698 | - | 0 | 1 | - | Unknown |
| DH Equine, Inc. CRD: 15629 | - | 0 | 0 | A | INACTIVE |
| DH Equity Consulting LLC CRD: 154071 | - | 0 | 0 | - | Unknown |
| DH Financial Consulting Services, Inc. CRD: 130998 | - | 0 | 0 | - | Unknown |
| DH Frederick Securities, Inc. CRD: 128095 | - | 0 | 0 | A | INACTIVE |
| DH Partners, LLC CRD: 133664 | - | 0 | 0 | - | Unknown |
| DH Private Equity Partners CRD: 301356 | - | 0 | 0 | - | Unknown |
| DHA Real Estate Securities Company CRD: 15385 | - | 0 | 0 | A | INACTIVE |
| Dhalion Advisors LP CRD: 284069 | - | 0 | 0 | - | Unknown |
| Dhamma Capital CRD: 302037 | - | 0 | 1 | - | Unknown |
| DHC 2016 LLC CRD: 286400 | - | 0 | 0 | - | Unknown |
| DHC Securities, Inc. CRD: 6295 | - | 0 | 0 | A | INACTIVE |
| DHE Financial Services, Inc. CRD: 286190 | - | 0 | 0 | - | Unknown |
| DHF Services LLC CRD: 139308 | - | 0 | 0 | A | INACTIVE |
| DHJJ Financial Advisors CRD: 107034 | - | 0 | 11 | - | Unknown |
| DHK Financial Advisors Inc CRD: 106126 | - | 0 | 0 | - | Unknown |
| DHK Trading, LLC CRD: 118905 | - | 0 | 0 | A | INACTIVE |
| DHL Wealth Management LLC CRD: 325335 | - | 0 | 1 | - | Unknown |
| DHM Partners LLC CRD: 339223 | - | 0 | 1 | - | Unknown |
| Dhody Investment Group CRD: 318610 | - | 0 | 1 | - | Unknown |
| Dhow Ventures CRD: 326667 | - | 0 | 1 | - | Unknown |
| DHR Advisory Services, LLC CRD: 154818 | - | 0 | 0 | - | Unknown |
| DHR Investment Counsel Ltd CRD: 109546 | - | 0 | 0 | - | Unknown |
| DHR, LLC CRD: 111675 | - | 0 | 0 | A | INACTIVE |
| Dhruva Funds, LLC CRD: 284019 | - | 0 | 0 | - | Unknown |
| DHS Securities Corp. CRD: 6069 | - | 0 | 0 | A | INACTIVE |
| DHVP LLC CRD: 330464 | - | 0 | 1 | - | Unknown |
| Dhyan Capital Management CRD: 325289 | - | 0 | 1 | - | Unknown |
| DI Bello Financial CRD: 159799 | - | 0 | 4 | - | Unknown |
| DI Biasio & Edgington, Inc. CRD: 125001 | - | 0 | 0 | - | Unknown |
| DI Investment Management LP CRD: 318069 | - | 0 | 1 | - | Unknown |
| DI Marco Investors CRD: 10822 | - | 0 | 0 | A | INACTIVE |