Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Revise CRD: 335629 | - | 0 | 1 | A | Unknown |
| Revl Securities, LLC CRD: 269839 | PA | 2 | 3 | B | Active |
| Revo Capital, LLC CRD: 285364 | - | 0 | 1 | A | Unknown |
| Revo Financial, LLC CRD: 172646 | - | 0 | 3 | A | Unknown |
| Revolut Wealth Inc. CRD: 322894 | - | 0 | 1 | A | Unknown |
| Revup Capital CRD: 336438 | - | 0 | 1 | A | Unknown |
| Revv Capital, LLC CRD: 333758 | - | 0 | 0 | A | Unknown |
| Rewbix CRD: 326608 | - | 0 | 1 | A | Unknown |
| Rewealth CRD: 318483 | - | 0 | 1 | A | Unknown |
| REX Advisers, LLC CRD: 327283 | - | 0 | 1 | A | Unknown |
| REX Capital Management CRD: 289545 | - | 0 | 0 | A | Unknown |
| REX Leigh Jones CRD: 113117 | - | 0 | 2 | A | Unknown |
| REX Management LLC CRD: 155529 | - | 0 | 1 | A | Unknown |
| Rexford Capital CRD: 128227 | - | 0 | 2 | A | Unknown |
| Rexford Offshore, L.L.C. CRD: 161994 | - | 0 | 0 | A | Unknown |
| REY Trading, LLC CRD: 33588 | - | 0 | 0 | A | INACTIVE |
| Reyl Overseas Ltd. CRD: 152526 | - | 0 | 0 | A | Unknown |
| Reynolds Realty Corporation CRD: 13710 | - | 0 | 0 | A | INACTIVE |
| Reys Investments CRD: 290296 | - | 0 | 0 | A | Unknown |
| Rezco Alis US LLC CRD: 299343 | - | 0 | 0 | A | Unknown |
| RF Capital Management CRD: 289534 | - | 0 | 1 | A | Unknown |
| RF Impact Advisers, Inc. CRD: 289968 | - | 0 | 0 | A | Unknown |
| RFA Securities LLC CRD: 305963 | - | 0 | 0 | A | INACTIVE |
| RFC Trading, LLC CRD: 167126 | - | 0 | 1 | A | Unknown |
| RFFM CRD: 133149 | - | 0 | 0 | A | Unknown |
| RFG Advisory, LLC CRD: 158401 | - | 0 | 173 | A | Unknown |
| RFG Wealth Advisory CRD: 173862 | - | 0 | 1 | A | Unknown |
| RFK Financial Corporation CRD: 13212 | - | 0 | 0 | A | INACTIVE |
| RFM Investment Advisor CRD: 142134 | - | 0 | 1 | A | Unknown |
| RFS Partners CRD: 18119 | CO | 0 | 5 | A | Active |
| RG Capital CRD: 221520 | - | 0 | 0 | A | Unknown |
| RG Knox Company, LLC CRD: 148005 | - | 0 | 0 | A | INACTIVE |
| RG Liquid Alts, LP CRD: 301263 | - | 0 | 0 | A | Unknown |
| RG Securities, LLC CRD: 45802 | - | 0 | 0 | A | INACTIVE |
| RGB Capital Group CRD: 150420 | - | 0 | 4 | A | Unknown |
| RGH Securities, Inc. CRD: 10994 | - | 0 | 0 | A | INACTIVE |
| RGL Advisors, LLC CRD: 160176 | - | 0 | 0 | A | INACTIVE |
| RGM Capital, LLC CRD: 136634 | - | 0 | 1 | A | Unknown |
| RGM Securities, LLC CRD: 148086 | - | 0 | 0 | A | INACTIVE |
| RGR Financial Corp. CRD: 40898 | - | 1 | 0 | B | INACTIVE |
| RGT Wealth Advisors CRD: 104953 | - | 0 | 0 | A | Unknown |
| RH Buchanan CRD: 166806 | - | 0 | 0 | A | Unknown |
| RH Capital LLC CRD: 304898 | - | 0 | 0 | A | Unknown |
| RH Investment Corporation CRD: 13457 | - | 0 | 0 | A | INACTIVE |
| RH Knapp & Co. CRD: 107345 | - | 0 | 2 | A | Unknown |
| RH NV Advisors LLC CRD: 325398 | - | 0 | 1 | A | Unknown |
| RHB Capital, Inc. CRD: 165625 | - | 0 | 1 | A | Unknown |
| Rhca Securities, LLC CRD: 170942 | - | 0 | 0 | A | INACTIVE |
| Rheeco, Inc. CRD: 301106 | - | 0 | 1 | A | Unknown |
| RHG Advisors LLC CRD: 131836 | - | 0 | 1 | A | Unknown |