Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Rhindon Capital CRD: 330044 | - | 0 | 0 | A | Unknown |
| Rhinevest CRD: 269912 | - | 0 | 0 | A | Unknown |
| Rhino Trading L.L.C. CRD: 48005 | - | 1 | 0 | B | INACTIVE |
| Rhino Trading L.L.C. CRD: 143798 | - | 1 | 0 | B | INACTIVE |
| RHJ Financial, Inc. CRD: 128853 | - | 0 | 0 | A | Unknown |
| RHL Capital CRD: 158375 | - | 0 | 0 | A | Unknown |
| RHL Group, LLC CRD: 330716 | - | 0 | 1 | A | Unknown |
| RHO Capital Partners CRD: 160655 | - | 0 | 0 | A | Unknown |
| RHO Trading, J.V. CRD: 104241 | - | 0 | 0 | A | INACTIVE |
| RHO Treasury CRD: 314581 | - | 0 | 2 | A | Unknown |
| Rhodeway Financial CRD: 323707 | - | 0 | 1 | A | Unknown |
| Rhonda L Russell CRD: 114268 | - | 0 | 1 | A | Unknown |
| Rhone Group L.L.C. CRD: 161731 | - | 0 | 1 | A | Unknown |
| Rhone Group L.L.C. CRD: 41752 | - | 0 | 0 | A | INACTIVE |
| Rhone VC LLC CRD: 331453 | - | 0 | 1 | A | Unknown |
| RHP Wealth Management CRD: 304735 | - | 0 | 3 | A | Unknown |
| RHS & Associates CRD: 125826 | - | 0 | 0 | A | Unknown |
| RHS Financial, LLC CRD: 149435 | - | 0 | 1 | A | Unknown |
| RIA Advisors CRD: 150661 | - | 0 | 2 | A | Unknown |
| RIA Advisory Group, LLC CRD: 152566 | - | 0 | 21 | A | Unknown |
| Rialto Capital Management, LLC CRD: 159998 | - | 0 | 1 | A | Unknown |
| Ribbit Capital CRD: 165308 | - | 0 | 1 | A | Unknown |
| Ribson Inc. CRD: 10678 | - | 0 | 0 | A | INACTIVE |
| RIC Komarek, CFP CRD: 152947 | - | 0 | 1 | A | Unknown |
| Rice Money Managers, Inc. CRD: 113707 | - | 0 | 0 | A | Unknown |
| Rice, Voelker, LLC CRD: 39838 | - | 3 | 3 | B | INACTIVE |
| Rich & Company LLC CRD: 328351 | - | 0 | 1 | A | Unknown |
| Rich Advisory Corp CRD: 104832 | - | 0 | 0 | A | Unknown |
| Rich Investments Inc CRD: 111125 | - | 0 | 0 | A | Unknown |
| Rich Options Co. CRD: 32303 | - | 0 | 0 | A | INACTIVE |
| Rich Retirement Solutions LLC CRD: 148725 | - | 0 | 0 | A | Unknown |
| Richard a. Stebbins CPA CFP CMFC CRD: 123694 | - | 0 | 1 | A | Unknown |
| Richard Arduino Investment Advisory Services CRD: 112542 | - | 0 | 0 | A | Unknown |
| Richard B. Nigbor, LLC CRD: 112917 | - | 0 | 0 | A | Unknown |
| Richard B. Ross CRD: 3223 | - | 0 | 0 | A | INACTIVE |
| Richard C. Naso Co., Inc. CRD: 32381 | - | 1 | 0 | B | INACTIVE |
| Richard G. Slater CRD: 112239 | - | 0 | 1 | A | Unknown |
| Richard H. Morrison CRD: 151759 | - | 0 | 0 | A | Unknown |
| Richard J. Swiat, Ltd. CRD: 124029 | - | 0 | 0 | A | Unknown |
| Richard L. Eisner, C.P.A., P.C. CRD: 125103 | - | 0 | 2 | A | Unknown |
| Richard P. Duffee, L.P. CRD: 33293 | - | 0 | 0 | A | INACTIVE |
| Richard Roberts Capital Corp. CRD: 15465 | - | 0 | 0 | A | INACTIVE |
| Richard S. Case, CPA, CFP CRD: 139399 | - | 0 | 0 | A | Unknown |
| Richard Veerman CRD: 114047 | - | 0 | 1 | A | Unknown |
| Richard Young Advisors CRD: 126124 | - | 0 | 2 | A | Unknown |
| Richards Financial CRD: 160351 | - | 0 | 2 | A | Unknown |
| Richards Investments CRD: 3176 | - | 0 | 0 | A | INACTIVE |
| Richardson GMP (USA) Corp. CRD: 104204 | - | 0 | 0 | A | INACTIVE |
| Richie CRD: 288835 | - | 0 | 0 | A | Unknown |
| Richie Capital Group CRD: 281407 | - | 0 | 2 | A | Unknown |