Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Richland Capital Corp. CRD: 10214 | - | 0 | 0 | A | INACTIVE |
| Richly CRD: 300324 | - | 0 | 0 | A | Unknown |
| Richmond Quantitative Advisors, LLC CRD: 288625 | - | 0 | 2 | A | Unknown |
| Richr Money LLC CRD: 318725 | - | 0 | 0 | A | Unknown |
| Richter & Co., Inc. CRD: 12987 | - | 0 | 0 | A | INACTIVE |
| Rick Osborn CRD: 116768 | - | 0 | 0 | A | Unknown |
| Ride Home Fund, LLC CRD: 317237 | - | 0 | 1 | A | Unknown |
| Rideau Lyons & Co. CRD: 17974 | - | 5 | 0 | C | INACTIVE |
| Ridge and Republic Financial CRD: 337907 | - | 0 | 1 | A | Unknown |
| Ridge Falls Financial Planning CRD: 335661 | - | 0 | 1 | A | Unknown |
| Ridge Financial Ltd. CRD: 29605 | - | 0 | 0 | A | INACTIVE |
| Ridge Partners L.L.C. CRD: 118653 | - | 0 | 0 | A | INACTIVE |
| Ridge Realty Commerical Division CRD: 13953 | - | 0 | 0 | A | INACTIVE |
| Ridge Retirement Consultants, LLC CRD: 171273 | - | 0 | 0 | A | Unknown |
| Ridge Ventures CRD: 162304 | - | 0 | 1 | A | Unknown |
| Ridgeline Research LLC CRD: 300807 | - | 0 | 2 | A | Unknown |
| Ridgewood Investments CRD: 121220 | - | 0 | 4 | A | Unknown |
| Riede, Tiffany CRD: 334253 | - | 0 | 2 | A | Unknown |
| Rief, LLC CRD: 313478 | - | 0 | 1 | A | Unknown |
| Rieger & Co. CRD: 3183 | - | 0 | 0 | A | INACTIVE |
| RIG Capital LLC CRD: 172206 | - | 0 | 0 | A | Unknown |
| Rightwise Wealth CRD: 324252 | - | 0 | 2 | A | Unknown |
| Riho Partners, LLC CRD: 289840 | - | 0 | 2 | A | Unknown |
| RII Trading LLC. CRD: 104014 | - | 1 | 0 | B | INACTIVE |
| RII Trading, LLC CRD: 165761 | - | 3 | 0 | C | INACTIVE |
| Rilee and Associates, Inc. CRD: 14844 | - | 0 | 0 | A | INACTIVE |
| Riley, Thomas R. CRD: 139628 | - | 0 | 0 | A | INACTIVE |
| RIM Group CRD: 157108 | - | 0 | 1 | A | Unknown |
| Rimac CRD: 329760 | - | 0 | 2 | A | Unknown |
| Rina Partners LLC CRD: 328081 | - | 0 | 1 | A | Unknown |
| Rinascita, LLC CRD: 323715 | - | 0 | 1 | A | Unknown |
| Rincaro LLC CRD: 164990 | - | 0 | 0 | A | Unknown |
| Rintels, Inc. CRD: 31409 | - | 0 | 0 | A | INACTIVE |
| RIO Sierras LP CRD: 333376 | - | 0 | 1 | A | Unknown |
| Rion Capital LLC CRD: 162502 | - | 0 | 0 | A | Unknown |
| RIP Road Capital Partners LP CRD: 297998 | - | 0 | 0 | A | Unknown |
| Ripple Ridge Enterprises LLC CRD: 284046 | - | 0 | 1 | A | Unknown |
| Riptide Ventures CRD: 324811 | - | 0 | 1 | A | Unknown |
| Riscura Invest CRD: 323425 | - | 0 | 0 | A | Unknown |
| Rise Asset Management CRD: 281996 | - | 0 | 0 | A | Unknown |
| Rise Capital Group LLC CRD: 334694 | - | 0 | 1 | A | Unknown |
| Rise Capital, LLC CRD: 325845 | - | 0 | 0 | A | Unknown |
| Rise Financial Group CRD: 284773 | - | 0 | 2 | A | Unknown |
| Rise Financial LLC CRD: 317243 | - | 0 | 0 | A | Unknown |
| Rise Retirement, LLC CRD: 299026 | - | 0 | 1 | A | Unknown |
| Rise UP Financial LLC CRD: 304066 | - | 0 | 0 | A | Unknown |
| Rise Wealth Resources, LLC CRD: 311514 | - | 0 | 0 | A | Unknown |
| Risemint CRD: 289567 | - | 0 | 0 | A | Unknown |
| Riser Financial Education CRD: 284809 | - | 0 | 0 | A | Unknown |
| Rising Financial CRD: 322105 | - | 0 | 1 | A | Unknown |