Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| DIG Ventures Management Limited CRD: 333304 | - | 0 | 0 | - | Unknown |
| Digger Capital, Inc. CRD: 142933 | - | 0 | 0 | - | Unknown |
| Diggins, Patrick James CRD: 120452 | - | 0 | 0 | A | INACTIVE |
| Dightman Capital Group CRD: 145068 | - | 0 | 0 | - | Unknown |
| Digigold Securities LLC CRD: 342242 | - | 0 | 1 | - | Unknown |
| Digiorgio Capital Management, Inc. CRD: 123422 | - | 0 | 2 | - | Unknown |
| Digiovanni Financial Group, LLC CRD: 134973 | - | 0 | 1 | - | Unknown |
| Digit Advisors, LLC CRD: 305799 | - | 0 | 0 | - | Unknown |
| Digitafi CRD: 304710 | - | 0 | 0 | - | Unknown |
| Digital Alpha Advisors, LLC CRD: 286351 | - | 0 | 1 | - | Unknown |
| Digital Asset Capital Management Inc. CRD: 321952 | - | 0 | 0 | - | Unknown |
| Digital Asset Investment Management CRD: 294098 | - | 0 | 1 | - | Unknown |
| Digital Asset Management CRD: 330507 | - | 0 | 0 | - | Unknown |
| Digital Assets Investment CRD: 325077 | - | 0 | 0 | - | Unknown |
| Digital Bridge Advisors, LLC CRD: 291394 | - | 0 | 1 | - | Unknown |
| Digital Bridge Partners, LLC CRD: 317388 | - | 0 | 0 | - | Unknown |
| Digital Brokerage Services LLC CRD: 308213 | NJ | 1 | 9 | B | Active |
| Digital Capital Management, LLC CRD: 299312 | - | 0 | 1 | - | Unknown |
| Digital Edge Wealth Management, LLC CRD: 314659 | - | 0 | 0 | - | Unknown |
| Digital Finance LLC CRD: 285917 | - | 0 | 0 | - | Unknown |
| Digital Funds LLC CRD: 317561 | - | 0 | 0 | - | Unknown |
| Digital Investment Advice CRD: 301893 | - | 0 | 0 | - | Unknown |
| Digital Mortgage Management LP CRD: 326935 | - | 0 | 1 | - | Unknown |
| Digital Offering LLC CRD: 166401 | CA | 0 | 2 | A | Active |
| Digital Wealth LLC CRD: 288949 | - | 0 | 0 | - | Unknown |
| Digital Wealth Management, LLC CRD: 292441 | - | 0 | 0 | - | Unknown |
| Digital Wealth Partners CRD: 328627 | - | 0 | 24 | - | Unknown |
| Digital Wealth, LLC CRD: 285369 | - | 0 | 1 | - | Unknown |
| Digitalbridge Investment Management, LLC CRD: 290954 | - | 0 | 1 | - | Unknown |
| Digitaldx Ventures Management, LLC CRD: 306743 | - | 0 | 1 | - | Unknown |
| Digitalis Ventures, LLC CRD: 283347 | - | 0 | 1 | - | Unknown |
| Digitaloffering, Inc. CRD: 104136 | - | 0 | 0 | A | INACTIVE |
| Digitx Management Co., LLC CRD: 300549 | - | 0 | 1 | - | Unknown |
| Dignari Capital Partners (HK) Limited CRD: 172732 | - | 0 | 0 | - | Unknown |
| Dignitas, LLC CRD: 150969 | - | 0 | 0 | - | Unknown |
| Dignity Wealth, PLLC CRD: 325296 | - | 0 | 1 | - | Unknown |
| Dignum ET Justum CRD: 342404 | - | 0 | 2 | - | Unknown |
| Dihedral Group Management, L.L.C. CRD: 299292 | - | 0 | 1 | - | Unknown |
| Dike Financial Services, Inc. CRD: 14939 | - | 0 | 0 | A | INACTIVE |
| Diker Management LLC CRD: 119786 | - | 0 | 1 | - | Unknown |
| Dila MC LLC CRD: 336352 | - | 0 | 1 | - | Unknown |
| Dilation Capital Management LP CRD: 307862 | - | 0 | 1 | - | Unknown |
| Dileonardo, Frank Louis CRD: 34029 | - | 1 | 0 | B | INACTIVE |
| Diligence Capital Management CRD: 331951 | - | 0 | 1 | - | Unknown |
| Diligent & Steadfast Asset Management, LLC CRD: 289153 | - | 0 | 0 | - | Unknown |
| Diligent Advisors (D.B.A) CRD: 132085 | - | 0 | 0 | - | Unknown |
| Diligent Investors, LLC CRD: 158708 | - | 0 | 2 | - | Unknown |
| Diligentia Capital LLC CRD: 155928 | - | 2 | 0 | B | INACTIVE |
| Dillon & Associates Inc CRD: 104662 | - | 0 | 2 | - | Unknown |
| Dillon - Gage Securities, Inc. CRD: 10821 | - | 5 | 0 | C | INACTIVE |