Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Dillon Capital Management CRD: 159420 | - | 0 | 1 | - | Unknown |
| Dillon Capital, Inc. CRD: 102340 | - | 0 | 0 | A | INACTIVE |
| Dillon Capital, LLC CRD: 169927 | - | 0 | 0 | - | Unknown |
| Dillon Financial Planning, Inc. CRD: 133755 | - | 0 | 1 | - | Unknown |
| Dillon Portfolio Management LLC CRD: 155801 | - | 0 | 0 | - | Unknown |
| Dillon Scott Securities, Inc. CRD: 118755 | - | 3 | 0 | C | INACTIVE |
| Dillon Securities, Inc. CRD: 10660 | - | 0 | 0 | A | INACTIVE |
| Dillon, Read Enskilda Partners CRD: 8329 | - | 0 | 0 | A | INACTIVE |
| Dillon, Read Real Estate Inc. CRD: 6217 | - | 0 | 0 | A | INACTIVE |
| Dillon, Read Securities Inc. CRD: 10576 | - | 0 | 0 | A | INACTIVE |
| Dillow Wealth Management LLC CRD: 313192 | - | 0 | 2 | - | Unknown |
| Dilworth Securities, Inc. CRD: 134929 | - | 0 | 0 | A | INACTIVE |
| DIM, Martin Lewis CRD: 34322 | - | 0 | 0 | A | INACTIVE |
| Dima Eugene J CRD: 33000 | - | 0 | 0 | A | INACTIVE |
| Dimatteo Financial Group CRD: 155988 | - | 0 | 1 | - | Unknown |
| Dime Investment Services CRD: 126129 | - | 0 | 0 | - | Unknown |
| Dime Securities, Inc. CRD: 28955 | - | 2 | 0 | B | INACTIVE |
| Dimedio and Company CRD: 38044 | - | 2 | 0 | B | INACTIVE |
| Dimension Brokerage, LLC CRD: 136257 | - | 1 | 0 | B | INACTIVE |
| Dimension Capital Management LLC CRD: 109380 | - | 0 | 1 | - | Unknown |
| Dimension Discount Brokerage, Inc. CRD: 19248 | - | 0 | 0 | A | INACTIVE |
| Dimension Management, L.P. CRD: 322490 | - | 0 | 1 | - | Unknown |
| Dimension Securities, LLC CRD: 139543 | - | 0 | 0 | A | INACTIVE |
| Dimension Securities, Ltd. CRD: 8730 | - | 0 | 0 | A | INACTIVE |
| Dimension Trading Group, LLC CRD: 147929 | - | 1 | 0 | B | INACTIVE |
| Dimension Ventures Advisers LLC CRD: 300485 | - | 0 | 0 | - | Unknown |
| Dimensional Fund Advisors LP CRD: 106482 | - | 0 | 54 | - | Unknown |
| Dimensional Fund Advisors Ltd CRD: 107472 | - | 0 | 0 | - | Unknown |
| Dimensions Wealth Management, LLC CRD: 298928 | - | 0 | 3 | - | Unknown |
| Dimirak Securities Corporation CRD: 150181 | - | 0 | 0 | A | INACTIVE |
| Dina Securities, Inc. CRD: 25893 | - | 0 | 0 | A | INACTIVE |
| Dinan Capital Advisors CRD: 157327 | AZ | 0 | 7 | A | Active |
| Dinari Securities, LLC CRD: 329672 | NY | 0 | 3 | A | Active |
| Dinerazo Inc. CRD: 312819 | - | 0 | 1 | - | Unknown |
| Dinergy CRD: 286403 | - | 0 | 2 | - | Unknown |
| Dinerstein Securities, Inc. CRD: 22637 | - | 0 | 0 | A | INACTIVE |
| Ding Jian Investments CRD: 156477 | - | 0 | 0 | - | Unknown |
| Dinner KEY Advisors Incorporated CRD: 30069 | - | 0 | 0 | A | INACTIVE |
| Dinosaur Financial Group, L.L.C CRD: 104446 | NY | 7 | 17 | B | Active |
| Dinshah, Feroz CRD: 135350 | - | 0 | 0 | - | Unknown |
| Dinuzzo Private Wealth, Inc. CRD: 112778 | - | 0 | 2 | - | Unknown |
| Diogenes Financial LLC CRD: 318576 | - | 0 | 1 | - | Unknown |
| Dioko Management LLC CRD: 319573 | - | 0 | 1 | - | Unknown |
| Diones, Broom, Battreall & Boedeker, Inc. CRD: 13067 | - | 0 | 0 | A | INACTIVE |
| Diorite Capital Management, LLC CRD: 167950 | - | 0 | 0 | - | Unknown |
| Dioscuri Capital Management LLC CRD: 170788 | - | 0 | 0 | - | Unknown |
| Dipaolo Financial Group, Inc. CRD: 309637 | - | 0 | 2 | - | Unknown |
| Dipen Mehta Trading Co. CRD: 44514 | - | 0 | 0 | A | INACTIVE |
| Dippell (JR), George Joseph CRD: 32963 | - | 0 | 0 | A | INACTIVE |
| Dipsea Capital, LLC CRD: 257787 | - | 0 | 2 | - | Unknown |