Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RKM Advisors Inc CRD: 106129 | - | 0 | 0 | A | Unknown |
| RKM Investments, Inc. CRD: 118353 | - | 0 | 0 | A | Unknown |
| RKO, LLC CRD: 103795 | - | 1 | 0 | B | INACTIVE |
| RKR Capital Group LLC CRD: 300029 | - | 0 | 1 | A | Unknown |
| RKS Management, Inc. CRD: 281440 | - | 0 | 0 | A | Unknown |
| RKS Management, Inc. CRD: 294789 | - | 0 | 3 | A | Unknown |
| RL Kotrozo, Inc. CRD: 12968 | - | 0 | 0 | A | INACTIVE |
| RLA Securities, Ltd. CRD: 14243 | - | 0 | 0 | A | INACTIVE |
| RLB Financial CRD: 151778 | - | 0 | 3 | A | Unknown |
| RLC Capital Management CRD: 152801 | - | 0 | 1 | A | Unknown |
| RLH Capital, LLC CRD: 321913 | - | 0 | 0 | A | Unknown |
| RLH Equity Partners CRD: 157138 | - | 0 | 1 | A | Unknown |
| RLN Wealth CRD: 329060 | - | 0 | 1 | A | Unknown |
| RLP Financial MGT CRD: 132279 | - | 0 | 0 | A | Unknown |
| RLS Wealth Advisors CRD: 288983 | - | 0 | 0 | A | Unknown |
| RLT Capital LLC CRD: 327959 | - | 0 | 1 | A | Unknown |
| RLT Capital, LLC CRD: 288736 | - | 0 | 2 | A | Unknown |
| RM Adviser, LLC CRD: 283877 | - | 0 | 1 | A | Unknown |
| RM Manager, LLC CRD: 186512 | - | 0 | 1 | A | Unknown |
| RM Securities, LLC CRD: 323671 | - | 0 | 0 | A | INACTIVE |
| Rmas, Inc. CRD: 118242 | - | 0 | 3 | A | Unknown |
| RMB Securities (USA) Inc. CRD: 314958 | NY | 0 | 2 | A | Active |
| RMB West, LLC CRD: 158138 | - | 0 | 0 | A | Unknown |
| RMBS Management LLC CRD: 158914 | - | 0 | 0 | A | Unknown |
| RMC Securities, Inc. CRD: 16638 | - | 0 | 0 | A | INACTIVE |
| RMD Advisory Services, LLC CRD: 129672 | - | 0 | 0 | A | Unknown |
| RMG Advisors CRD: 122366 | - | 0 | 1 | A | Unknown |
| RMG Advisory Services CRD: 155124 | - | 0 | 1 | A | Unknown |
| RMG Capital L.P. CRD: 19923 | - | 0 | 0 | A | INACTIVE |
| RMG Partners CRD: 113257 | - | 0 | 0 | A | INACTIVE |
| RMG Partners L.P. CRD: 19624 | - | 0 | 0 | A | INACTIVE |
| RMH Advisors, LLC CRD: 158583 | - | 0 | 2 | A | Unknown |
| Rmin Securities, Inc. CRD: 47274 | - | 1 | 0 | B | INACTIVE |
| RMJ Financial CRD: 172371 | - | 0 | 0 | A | Unknown |
| RMJB, Inc. CRD: 109886 | - | 0 | 0 | A | INACTIVE |
| RMK Trading, LP CRD: 103600 | - | 0 | 0 | A | INACTIVE |
| RML Anderson Group, LLC CRD: 166485 | - | 0 | 0 | A | Unknown |
| RMP Financial, Inc. CRD: 168026 | - | 0 | 1 | A | Unknown |
| RMP Investments, LLC CRD: 164697 | - | 0 | 1 | A | Unknown |
| RMR Advisors LLC CRD: 123525 | - | 0 | 0 | A | Unknown |
| RMR Wealth Management CRD: 152266 | - | 0 | 2 | A | Unknown |
| RMS Securities, Inc. CRD: 42566 | - | 2 | 0 | B | INACTIVE |
| RMWC CRD: 147359 | - | 0 | 1 | A | Unknown |
| RNA Capital, Inc. CRD: 107803 | - | 0 | 0 | A | INACTIVE |
| RNA Financial CRD: 168981 | - | 0 | 0 | A | Unknown |
| RNN Ventures, LLC CRD: 315240 | - | 0 | 1 | A | Unknown |
| RNP Advisory Services, Inc. CRD: 113354 | - | 0 | 0 | A | Unknown |
| RNR Securities, L.L.C. CRD: 43689 | NY | 4 | 6 | B | Active |
| RNZ Trading LLC CRD: 288319 | - | 0 | 0 | A | Unknown |
| RO-Belt- OS Belt Inc. CRD: 14054 | - | 0 | 0 | A | INACTIVE |