Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RO2 Wealth CRD: 335232 | - | 0 | 2 | A | Unknown |
| Roan Capital Partners L.P. CRD: 33063 | - | 6 | 0 | C | INACTIVE |
| Roan HFH, LP CRD: 336443 | - | 0 | 1 | A | Unknown |
| Roark Ridge Advisory CRD: 338096 | - | 0 | 1 | A | Unknown |
| Robb & Robb, Incorporated CRD: 7433 | - | 0 | 0 | A | INACTIVE |
| Robb Securities, Inc. CRD: 20477 | - | 0 | 0 | A | INACTIVE |
| Robecosam USA, Inc. CRD: 113441 | - | 0 | 0 | A | Unknown |
| Robert a. Jones CRD: 164460 | - | 0 | 1 | A | Unknown |
| Robert a. Almony, JR. LLC CRD: 159834 | - | 0 | 2 | A | Unknown |
| Robert a. Underhill P.C. CRD: 122686 | - | 0 | 2 | A | Unknown |
| Robert a. Zock & Co.,Inc. CRD: 110480 | - | 0 | 3 | A | Unknown |
| Robert Alan Yager CRD: 110805 | - | 0 | 0 | A | Unknown |
| Robert Brandt & Co. CRD: 5484 | - | 1 | 0 | B | INACTIVE |
| Robert C. Carr & Co., Inc. CRD: 5494 | - | 0 | 0 | A | INACTIVE |
| Robert C. Wilson & Co. CRD: 5889 | - | 0 | 0 | A | INACTIVE |
| Robert Davis & Co. CRD: 21222 | - | 0 | 0 | A | INACTIVE |
| Robert Dolf Tollen CRD: 114228 | - | 0 | 0 | A | Unknown |
| Robert E. Baker & Co. CRD: 1150 | - | 0 | 0 | A | INACTIVE |
| Robert E. Meyers & Co. CRD: 2772 | - | 3 | 0 | C | INACTIVE |
| Robert J Young CRD: 167473 | - | 0 | 2 | A | Unknown |
| Robert K. Capon, Inc CRD: 33087 | - | 2 | 0 | B | INACTIVE |
| Robert L. Cocchi, LLC CRD: 45195 | - | 0 | 0 | A | INACTIVE |
| Robert L. Kristel, C.P.A., P.C. CRD: 126479 | - | 0 | 1 | A | Unknown |
| Robert L. Morse, LLC CRD: 32478 | - | 0 | 0 | A | INACTIVE |
| Robert L. Weisman, LLC CRD: 146186 | - | 0 | 2 | A | Unknown |
| Robert M. Cohen & Co., Inc. CRD: 21806 | - | 3 | 0 | C | INACTIVE |
| Robert M. MAC RAE, Inc. CRD: 2624 | - | 0 | 0 | A | INACTIVE |
| Robert M.P. Moore DBA Moore Money Management CRD: 117964 | - | 0 | 0 | A | Unknown |
| Robert Morenz CRD: 122981 | - | 0 | 0 | A | Unknown |
| Robert R. Bensen Co. CRD: 1218 | - | 0 | 0 | A | INACTIVE |
| Robert R. Meredith & Co., Inc. CRD: 29501 | - | 4 | 0 | C | INACTIVE |
| Robert Rich Securities, Inc. CRD: 21932 | - | 0 | 0 | A | INACTIVE |
| Robert S. Sinn Securities, Inc. CRD: 7307 | - | 0 | 0 | A | INACTIVE |
| Robert Schallig CRD: 135123 | - | 0 | 0 | A | Unknown |
| Robert Scott Securities, Inc. CRD: 28180 | - | 0 | 0 | A | INACTIVE |
| Robert Spatz Securities,Inc. CRD: 14304 | - | 0 | 0 | A | INACTIVE |
| Robert Todd Financial Corp. CRD: 7423 | - | 0 | 0 | A | INACTIVE |
| Robert Weston & Co CRD: 129007 | - | 0 | 0 | A | Unknown |
| Roberts & Roberts CRD: 6856 | - | 0 | 0 | A | INACTIVE |
| Roberts & Ryan, Inc. CRD: 19456 | NY | 1 | 6 | B | Active |
| Roberts Investments Inc. CRD: 10097 | - | 0 | 0 | A | INACTIVE |
| Roberts Reserve Inc. CRD: 14669 | - | 0 | 0 | A | INACTIVE |
| Roberts, Glore & Co. CRD: 109792 | - | 0 | 1 | A | Unknown |
| Robertson Advisory, Inc. CRD: 131285 | - | 0 | 1 | A | Unknown |
| Robertson Huebsch CRD: 19077 | - | 0 | 0 | A | INACTIVE |
| Robertson, Dylan CRD: 332286 | - | 0 | 2 | A | Unknown |
| Robinson & Robinson, Inc. CRD: 3199 | - | 0 | 0 | A | INACTIVE |
| Robinson Nelson CRD: 336312 | - | 0 | 1 | A | Unknown |
| Robinson Rose Capital Management LLC CRD: 152015 | - | 0 | 0 | A | Unknown |
| Robinson Securities Corp. CRD: 16814 | - | 0 | 0 | A | INACTIVE |