Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Discipline Wealth Solutions, Inc.
CRD: 315846
 - 0 17 - Unknown
Disciplined Alpha LLC
CRD: 167254
 - 0 1 - Unknown
Disciplined Capital Management
CRD: 282235
 - 0 0 - Unknown
Disciplined Equity Management, Inc.
CRD: 129436
 - 0 3 - Unknown
Disciplined Financial Services, Inc.
CRD: 174947
 - 0 1 - Unknown
Disciplined Growth Capital, LLC
CRD: 326666
 - 0 2 - Unknown
Disciplined Growth Investors Inc
CRD: 106746
 - 0 1 - Unknown
Disciplined Investment Management LLC
CRD: 154333
 - 0 0 - Unknown
Disciplined Investment Management, LLC
CRD: 171741
 - 0 1 - Unknown
Disciplined Investors, L.L.C.
CRD: 114614
 - 0 2 - Unknown
Disciplined Money, LLC
CRD: 173349
 - 0 1 - Unknown
Disciplined Portfolio Solutions LLC
CRD: 160072
 - 0 1 - Unknown
Disciplined Wealth Management, LLC
CRD: 139473
 - 0 1 - Unknown
Discipulus Management LLC
CRD: 336812
 - 0 1 - Unknown
Discount Brokers International, Inc.
CRD: 14809
 - 0 0 A INACTIVE
Discount Corporation of NEW York
CRD: 19757
 - 0 0 A INACTIVE
Discount Corporation of NEW York Futures
CRD: 13439
 - 0 0 A INACTIVE
Discount Corporation of NEW York Municipals
CRD: 16510
 - 0 0 A INACTIVE
Discount Munibrokers
CRD: 43130
 - 1 0 B INACTIVE
Discount Stockbroker (the)
CRD: 14578
 - 0 0 A INACTIVE
Discover Financial Planning
CRD: 140742
 - 0 0 - Unknown
Discover Financial Planning
CRD: 298112
 - 0 0 - Unknown
Discovering Value LLC
CRD: 289337
 - 0 0 - Unknown
Discovery Americas Capital S. DE R.L.DE C.V.
CRD: 288040
 - 0 0 - Unknown
Discovery Capital Group
CRD: 29355
 - 11 0 D INACTIVE
Discovery Capital Management
CRD: 163251
 - 0 0 - Unknown
Discovery Capital Management, LLC
CRD: 161263
 - 0 1 - Unknown
Discovery Group Holding Company, LLC
CRD: 142863
 - 0 0 A INACTIVE
Discovery Group I, LLC
CRD: 156924
 - 0 0 - Unknown
Discovery Investment Advisors, LLC
CRD: 144150
 - 0 0 - Unknown
Discovery Investment Research
CRD: 290301
 - 0 0 - Unknown
Discovery Investment Research LLC
CRD: 337737
 - 0 2 - Unknown
Discovery Securities Inc.
CRD: 23675
 - 0 0 A INACTIVE
Discovery Wealth Planning LLC
CRD: 321055
 - 0 2 - Unknown
Discrete Capital, LLC
CRD: 327407
 - 0 0 - Unknown
Discretionary Inc.
CRD: 329342
 - 0 1 - Unknown
Dise Wealth Management Incorporated
CRD: 143188
 - 0 0 - Unknown
Disera Financial Planning
CRD: 124335
 - 0 0 - Unknown
Disher, Hamrick & Myers Securities, Inc.
CRD: 15633
 - 0 0 A INACTIVE
Dishmi Capital, LLC
CRD: 336392
 - 0 3 - Unknown
Dishow Wealth Management LLC
CRD: 338903
 - 0 1 - Unknown
Disomma & Gurinas Trading Company
CRD: 104089
 - 0 0 A INACTIVE
Dispersion Capital GP Ltd.
CRD: 323405
 - 0 1 - Unknown
Disrupt Digital Investments, LLC
CRD: 319021
 - 0 1 - Unknown
Disrupt Management Co., LLC
CRD: 338415
 - 0 0 - Unknown
Disruptive Securities
CRD: 299155
 NY 0 4 A Active
Disruptive Technologies
CRD: 297473
 - 0 0 - Unknown
Disruptive Technology Advisers LLC
CRD: 164828
 - 0 2 - Unknown
Disruptiveseculargrowth Corporation
CRD: 300867
 - 0 2 - Unknown
Distance Capital Management LLC
CRD: 298420
 - 0 1 - Unknown
Page 411 of 1601 (80,028 total)
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