Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Distillate Capital Partners LLC
CRD: 297521
 - 0 1 - Unknown
Distributed Global Manager LP
CRD: 289332
 - 0 0 - Unknown
Distributed Global Manager LP
CRD: 309673
 - 0 1 - Unknown
Distributed Global Ventures Manager LLC
CRD: 310521
 - 0 0 - Unknown
Distributed Ventures
CRD: 317989
 - 0 1 - Unknown
Distribution Cognizant, LLC
CRD: 322048
 - 0 1 - Unknown
Distribution Consultants, Inc.
CRD: 166765
 - 0 0 - Unknown
Distribution Services, LLC
CRD: 25938
 ME 0 23 A Active
District Capital Management, LLC
CRD: 167317
 - 0 3 - Unknown
District12 Capital Management, LLC
CRD: 332532
 - 0 0 - Unknown
Ditto Trade, Inc.
CRD: 151915
 - 4 0 C INACTIVE
Dittrich Financial Group LLC
CRD: 327238
 - 0 1 - Unknown
Ditzler & Company
CRD: 105292
 - 0 0 - Unknown
Divco West Real Estate Services, LLC
CRD: 156762
 - 0 2 - Unknown
Diveley Lind & Associates LLC
CRD: 109162
 - 0 0 - Unknown
Divenire Capital
CRD: 311010
 - 0 0 - Unknown
Divergence Capital Management
CRD: 139601
 - 0 1 - Unknown
Divergence Digital Currency Management LLC
CRD: 293981
 - 0 0 - Unknown
Divergence Wealth Management LLC
CRD: 341903
 - 0 1 - Unknown
Divergent Asset Advisors, LLC
CRD: 167336
 - 0 0 - Unknown
Divergent Asset Management, LLC
CRD: 312193
 - 0 0 - Unknown
Divergent Capital Asset Management LLC
CRD: 324549
 - 0 2 - Unknown
Divergent Capital Management Company, LLC
CRD: 322748
 - 0 1 - Unknown
Divergent Financial, LLC
CRD: 319110
 - 0 0 - Unknown
Divergent Investments S.À.R.L
CRD: 327211
 - 0 0 - Unknown
Divergent Path Capital Management
CRD: 337528
 - 0 1 - Unknown
Divergent Planning
CRD: 285688
 - 0 0 - Unknown
Divergent Venture Management II, L.L.C.
CRD: 163304
 - 0 0 - Unknown
Divergent Venture Management III, L.L.C
CRD: 163309
 - 0 0 - Unknown
Divergent Venture Management IV
CRD: 300820
 - 0 1 - Unknown
Divergent Wealth
CRD: 288808
 - 0 0 - Unknown
Divergent Wealth Advisors, LLC
CRD: 286383
 - 0 0 - Unknown
Diverse Capital Management, LLC
CRD: 221525
 - 0 0 - Unknown
Diverse Financial Corp.
CRD: 8255
 - 0 0 A INACTIVE
Diversey Capital, LLC
CRD: 170869
 - 0 1 - Unknown
Diversifi Capital Inc
CRD: 242788
 - 0 1 - Unknown
Diversified Asset Investments, Inc.
CRD: 13365
 - 0 0 A INACTIVE
Diversified Asset Management, Inc.
CRD: 112743
 - 0 0 - Unknown
Diversified Benefits Securities Corporation
CRD: 14701
 - 0 0 A INACTIVE
Diversified Brokers, Inc.
CRD: 16489
 - 0 0 A INACTIVE
Diversified Capital Corporation
CRD: 10536
 - 0 1 A INACTIVE
Diversified Capital Group
CRD: 144648
 - 0 2 - Unknown
Diversified Capital Wealth Management, LLC
CRD: 168428
 - 0 1 - Unknown
Diversified Cash Flow Fund Manager
CRD: 334996
 - 0 1 - Unknown
Diversified Consumer Planning
CRD: 124256
 - 0 1 - Unknown
Diversified Consumer Planning LLC
CRD: 151869
 - 0 2 - Unknown
Diversified Corporate Securities, Inc.
CRD: 28390
 - 0 0 A INACTIVE
Diversified Equities Corp.
CRD: 14248
 - 0 0 A INACTIVE
Diversified Equities of America, Inc.
CRD: 14374
 - 0 0 A INACTIVE
Diversified Financial
CRD: 164604
 - 0 0 - Unknown
Page 412 of 1601 (80,028 total)
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