Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Diversified Financial Advisors, LLC
CRD: 118261
 - 0 3 - Unknown
Diversified Financial Advisory Group, Inc.
CRD: 115236
 - 0 0 - Unknown
Diversified Financial Advisory, LLC
CRD: 286423
 - 0 0 - Unknown
Diversified Financial Management
CRD: 171813
 - 0 3 - Unknown
Diversified Financial Management Group, LLC
CRD: 156292
 - 0 3 - Unknown
Diversified Financial Network
CRD: 23403
 - 0 0 A INACTIVE
Diversified Financial Securities,Inc.
CRD: 15709
 - 0 0 A INACTIVE
Diversified Global Investment Strategies, LLC
CRD: 292000
 - 0 1 - Unknown
Diversified Health Securities, Inc.
CRD: 23661
 - 0 0 A INACTIVE
Diversified Health Securities, Inc.
CRD: 26996
 - 0 0 A INACTIVE
Diversified Human Solutions
CRD: 167854
 - 0 1 - Unknown
Diversified Income Investments, Inc.
CRD: 13060
 - 0 0 A INACTIVE
Diversified Investment Services LLC
CRD: 288689
 - 0 1 - Unknown
Diversified Investment Strategies
CRD: 150615
 - 0 0 - Unknown
Diversified Investments and Securities, Inc
CRD: 10159
 - 0 0 A INACTIVE
Diversified Investments Group, Inc.
CRD: 19510
 - 0 0 A INACTIVE
Diversified Management Inc
CRD: 106680
 - 0 5 - Unknown
Diversified Management Services, LLC
CRD: 175344
 - 0 0 - Unknown
Diversified Partners, Inc.
CRD: 109570
 - 0 1 - Unknown
Diversified Passive Income Fund LLC
CRD: 312898
 - 0 0 - Unknown
Diversified Planning Concepts, Inc.
CRD: 112229
 - 0 3 - Unknown
Diversified Planning LLC
CRD: 316927
 - 0 0 - Unknown
Diversified Planning Strategies Advisors LLC
CRD: 321737
 - 0 1 - Unknown
Diversified Portfolios, Inc.
CRD: 108942
 - 0 1 - Unknown
Diversified Prosperity Wealth Management, LLC
CRD: 175271
 - 0 0 - Unknown
Diversified Resources Corporation
CRD: 25638
 - 2 0 B INACTIVE
Diversified Resources, LLC
CRD: 31346
 RI 0 3 A Active
Diversified Securities Investment Corporation of A…
CRD: 14215
 - 0 0 A INACTIVE
Diversified Securities, Incorporated
CRD: 222
 - 4 0 C INACTIVE
Diversified Strategies LLC
CRD: 165398
 - 0 1 - Unknown
Diversified Trading, L.L.C.
CRD: 31926
 - 0 0 A INACTIVE
Diversified Ventures, Inc.
CRD: 13928
 - 0 0 A INACTIVE
Diversified Wealth Advisors, LLC
CRD: 311903
 - 0 1 - Unknown
Diversified Wealth Management Solutions, LLC
CRD: 170327
 - 0 1 - Unknown
Diversified, LLC
CRD: 123859
 - 0 0 - Unknown
Diversified, LLC
CRD: 331709
 - 0 23 - Unknown
Diversify Advisory Services, LLC
CRD: 326060
 - 0 101 - Unknown
Diversify Wealth Management LLC
CRD: 145593
 - 0 0 - Unknown
Diversify Wealth Management, LLC
CRD: 329878
 - 0 60 - Unknown
Diversis Capital Management, L.P.
CRD: 300773
 - 0 1 - Unknown
Diversis Management, LLC
CRD: 299720
 - 0 0 - Unknown
Diversity Investment Corp.
CRD: 120121
 - 0 0 A INACTIVE
Diversy Advisory Services, LLC
CRD: 311493
 - 0 0 - Unknown
Divi-Vest Advisors
CRD: 120645
 - 0 2 - Unknown
Divide by Zero
CRD: 310431
 - 0 0 - Unknown
Divide by Zero Management Company, LLC
CRD: 314408
 - 0 1 - Unknown
Dividend Advisors
CRD: 169564
 - 0 0 - Unknown
Dividend Assets Capital, LLC
CRD: 129973
 - 0 1 - Unknown
Dividend Growth Strategies, Inc.
CRD: 149464
 - 0 1 - Unknown
Dividend Securities Corporation
CRD: 16913
 - 0 0 A INACTIVE
Page 413 of 1601 (80,028 total)
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