Branch offices
3 offices
FINRA: Small firm
CRD #31346 · FINRA BrokerCheck + SEC IAPD
Diversified Resources, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Diversified Resources, LLC ranks #8,863 of 20,055 by disclosure count (most disclosures first). Among firms registered in RI, it ranks #7 of 7 on the same disclosure sort used on the state browse page. Diversified Resources, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 3 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 3
- branch offices
- 0
- disclosures
- #8,863 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 31346 Diversified Resources, LLC
Diversified Resources, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 31346
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 3
- PER-OFF 0.00
- RANK #8,863 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Diversified Resources, LLC ranks #8,863 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 3 offices
Clean disclosure surface
Diversified Resources, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 3 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Warwick, RI
- CRD Number
- 31346
Clean BrokerCheck surface
Diversified Resources, LLC's clean BrokerCheck surface
Diversified Resources, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 3 branch offices (Grade A).
Diversified Resources, LLC shows zero reportable disclosures across 3 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Diversified Resources, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Rhode Island cohort · 0.00× state average
Diversified Resources, LLC sits below the Rhode Island disclosure average
Diversified Resources, LLC reports 0 BrokerCheck disclosures, 0.00× the Rhode Island average of 31.3, lighter than most of the 7 graded firms filed there.
In Rhode Island, 1 firm carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Rhode Island state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Diversified Resources, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Diversified Resources, LLC ranks #8,863 of 20,055 by disclosure count (most disclosures first). Among firms registered in RI, it ranks #7 of 7 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Diversified Resources, LLC?
A grade of A means Diversified Resources, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Diversified Resources, LLC have?
Diversified Resources, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Diversified Resources, LLC?
Diversified Resources, LLC operates 3 branch offices and is classified by FINRA as a small firm, registered in RI (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Diversified Resources, LLC's disciplinary record?
You can verify Diversified Resources, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 31346. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Diversified Resources, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Diversified Resources, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Diversified Resources, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Diversified Resources, LLC's 0.00
- Firms in RI - state roster that includes Diversified Resources, LLC's registration home.
- How to Vet a Financial Advisor - Use Diversified Resources, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Diversified Resources, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Diversified Resources, LLC.
- Compare firms - put Diversified Resources, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.