Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Rowley Financial CRD: 326723 | - | 0 | 1 | A | Unknown |
| Roxbury Financial CRD: 330547 | - | 0 | 1 | A | Unknown |
| Royal Financial CRD: 111339 | - | 0 | 0 | A | Unknown |
| Royal Fund Management, LLC CRD: 144434 | - | 0 | 96 | A | Unknown |
| Royal Oaks Equities Corp. CRD: 13147 | - | 0 | 0 | A | INACTIVE |
| Royal Road Wealth Partners, LLC CRD: 304973 | - | 0 | 1 | A | Unknown |
| Royal Treasure Advisory LLC CRD: 329343 | - | 0 | 1 | A | Unknown |
| Royalton Partners S.A. CRD: 286015 | - | 0 | 0 | A | Unknown |
| Royce Fund Services, LLC CRD: 14470 | NY | 0 | 2 | A | Active |
| RP Capital LLC CRD: 134768 | - | 0 | 0 | A | INACTIVE |
| RP Management, LLC CRD: 161569 | - | 0 | 1 | A | Unknown |
| RP Zeigler Investment Services CRD: 297925 | - | 0 | 1 | A | Unknown |
| RPA Financial, LLC CRD: 294105 | - | 0 | 4 | A | Unknown |
| Rpata, LLC CRD: 285598 | - | 0 | 4 | A | Unknown |
| RPC Wealth, LLC CRD: 221532 | - | 0 | 1 | A | Unknown |
| Rpev I GP Ltd. CRD: 164822 | - | 0 | 0 | A | Unknown |
| RPF Capital CRD: 327893 | - | 0 | 1 | A | Unknown |
| RPG Investment Advisory, LLC CRD: 172173 | - | 0 | 1 | A | Unknown |
| RPK Capital Management CRD: 173382 | - | 0 | 0 | A | Unknown |
| RPM Advisors, LLC CRD: 167729 | - | 0 | 0 | A | Unknown |
| RPM Land Sales, Inc. CRD: 21568 | - | 0 | 0 | A | INACTIVE |
| RPM Ventures CRD: 163696 | - | 0 | 1 | A | Unknown |
| RPO LLC CRD: 318296 | - | 0 | 1 | A | Unknown |
| RPP Securities CRD: 314893 | NY | 0 | 1 | A | Active |
| RPR Financial CRD: 316557 | - | 0 | 2 | A | Unknown |
| RPS Management LLC CRD: 306091 | - | 0 | 1 | A | Unknown |
| RPS Securities, Inc. CRD: 16770 | - | 0 | 0 | A | INACTIVE |
| RPS Ventures GP LLC CRD: 306530 | - | 0 | 0 | A | Unknown |
| RPV Management, LLC CRD: 322158 | - | 0 | 0 | A | Unknown |
| RPX Securities LLC CRD: 297800 | - | 0 | 0 | A | INACTIVE |
| RQD* Clearing, LLC CRD: 134284 | NY | 6 | 2 | C | Active |
| RR Advisors, LLC CRD: 130609 | - | 0 | 1 | A | Unknown |
| RR Fund Management LLC CRD: 334344 | - | 0 | 1 | A | Unknown |
| RRA Capital CRD: 306287 | - | 0 | 1 | A | Unknown |
| RRA Capital Management CRD: 298065 | - | 0 | 0 | A | Unknown |
| RRA Wealth, LLC CRD: 305212 | - | 0 | 2 | A | Unknown |
| RRE Legacy Co. LLC CRD: 157365 | - | 0 | 0 | A | Unknown |
| RRE Ventures CRD: 163937 | - | 0 | 1 | A | Unknown |
| Rreef America L.L.C. CRD: 109596 | - | 0 | 1 | A | Unknown |
| Rrig MG, LLC CRD: 333605 | - | 0 | 1 | A | Unknown |
| RRJ Management Ltd CRD: 160414 | - | 0 | 0 | A | Unknown |
| RRO Capital, LLC CRD: 300829 | - | 0 | 1 | A | Unknown |
| RRW SAS CRD: 340737 | - | 0 | 0 | A | Unknown |
| RRW US, LLC CRD: 289446 | - | 0 | 1 | A | Unknown |
| RRZ Public Markets, Inc. CRD: 8171 | - | 0 | 0 | A | INACTIVE |
| RS Advisory Group, LLC CRD: 319533 | - | 0 | 1 | A | Unknown |
| RS Core Capital LLC CRD: 165078 | - | 0 | 0 | A | Unknown |
| RS Crum Inc. CRD: 158621 | - | 0 | 1 | A | Unknown |
| RS Equities, Inc. CRD: 8489 | - | 0 | 0 | A | INACTIVE |
| RS Investments CRD: 140963 | - | 0 | 0 | A | Unknown |