Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RS7 GP, LLC CRD: 172717 | - | 0 | 0 | A | Unknown |
| RSA Capital CRD: 173899 | - | 0 | 1 | A | Unknown |
| RSA Securities, Inc. CRD: 6550 | - | 0 | 0 | A | INACTIVE |
| RSC Capital Management, L.P. CRD: 288367 | - | 0 | 0 | A | Unknown |
| RSD Advisors CRD: 152447 | - | 0 | 1 | A | Unknown |
| RSG Investments LLC CRD: 323527 | - | 0 | 1 | A | Unknown |
| RSI Advisors CRD: 283721 | - | 0 | 1 | A | Unknown |
| RSI Asset Management CRD: 130508 | - | 0 | 0 | A | Unknown |
| Rsip Management, LLC CRD: 297779 | - | 0 | 1 | A | Unknown |
| RSL Securities, Inc. CRD: 10999 | - | 0 | 0 | A | INACTIVE |
| RSP Investments, LLC CRD: 161622 | DC | 0 | 2 | A | Active |
| RSR Capital Group, Inc. CRD: 27309 | - | 0 | 0 | A | INACTIVE |
| RSV Management, LLC CRD: 297656 | - | 0 | 1 | A | Unknown |
| RSW Capital Corp. CRD: 14233 | - | 0 | 0 | A | INACTIVE |
| RSW Investments CRD: 302023 | - | 0 | 3 | A | Unknown |
| RSW Investments, LLC CRD: 134261 | - | 0 | 0 | A | Unknown |
| RSW Wealth Management CRD: 284240 | - | 0 | 3 | A | Unknown |
| RT Advisors CRD: 138853 | - | 0 | 0 | A | Unknown |
| RT Carroll & Company CRD: 135064 | - | 0 | 0 | A | Unknown |
| RT Fund, LLC CRD: 128911 | - | 0 | 0 | A | INACTIVE |
| RT Fund, LLC CRD: 137745 | - | 0 | 0 | A | INACTIVE |
| RT Tiger Management CRD: 293461 | - | 0 | 0 | A | Unknown |
| RTC Partners CRD: 307065 | - | 0 | 1 | A | Unknown |
| RTE Securities, Inc. CRD: 39623 | - | 0 | 0 | A | INACTIVE |
| RTN Investments CRD: 301212 | - | 0 | 0 | A | Unknown |
| RTP Ventures CRD: 167548 | - | 0 | 0 | A | Unknown |
| RTS Capital Corporation CRD: 11003 | - | 0 | 0 | A | INACTIVE |
| RTS Capital, LLC CRD: 144102 | - | 0 | 0 | A | INACTIVE |
| RTS Wealth Management CRD: 288589 | - | 0 | 0 | A | Unknown |
| RTW Investments LP CRD: 153232 | - | 0 | 1 | A | Unknown |
| Ruane Cunniff L.P. CRD: 285971 | - | 0 | 1 | A | Unknown |
| Ruane, Cunniff & Co., Inc. CRD: 3994 | - | 3 | 0 | C | INACTIVE |
| Rubenstein Partners CRD: 156988 | - | 0 | 1 | A | Unknown |
| Rubey & Rust Capital Management, LLC CRD: 282776 | - | 0 | 2 | A | Unknown |
| Rubicon Global Group, Rubicon Global Advisors CRD: 127585 | - | 0 | 1 | A | Unknown |
| Rubicon Securities CRD: 40130 | - | 1 | 0 | B | INACTIVE |
| Rubin Investments CRD: 127051 | - | 0 | 0 | A | Unknown |
| Rubin Overseas Ltd. CRD: 169309 | - | 0 | 0 | A | Unknown |
| Rubinstein & Read Securities, Inc. CRD: 7230 | - | 0 | 0 | A | INACTIVE |
| Ruby Financial CRD: 142491 | - | 0 | 1 | A | Unknown |
| Ruby RED Capital Management, LLC CRD: 169932 | - | 0 | 0 | A | Unknown |
| Ruda Financial CRD: 336179 | - | 0 | 1 | A | Unknown |
| Rudbart Investment Corp. CRD: 16298 | - | 0 | 0 | A | INACTIVE |
| Rudd Asset Management CRD: 162821 | - | 0 | 0 | A | Unknown |
| Rudder Investments, LLC CRD: 300478 | - | 0 | 0 | A | Unknown |
| Rude Wealth Advisory CRD: 312865 | - | 0 | 1 | A | Unknown |
| Rudius Management, L.P. CRD: 305465 | - | 0 | 1 | A | Unknown |
| Rudoi S.R.L. CRD: 323807 | - | 0 | 0 | A | Unknown |
| Ruesch, Gregory CRD: 322020 | - | 0 | 0 | A | Unknown |
| Ruff Choices CRD: 128987 | - | 0 | 1 | A | Unknown |