Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ruffer LLC CRD: 322523 | NY | 0 | 2 | A | Active |
| Ruffer LLP CRD: 309733 | - | 0 | 0 | A | Unknown |
| Rugby Associates, L.L.C. CRD: 115571 | - | 0 | 0 | A | Unknown |
| Rugged Group LLC CRD: 281640 | - | 0 | 0 | A | Unknown |
| Ruggiero Investments CRD: 169180 | - | 0 | 9 | A | Unknown |
| Rugh Financial CRD: 147310 | - | 0 | 1 | A | Unknown |
| Ruhl Investments, Inc. CRD: 15713 | - | 0 | 0 | A | INACTIVE |
| Rule 1 Management LLC CRD: 322610 | - | 0 | 1 | A | Unknown |
| Rule ONE Partners, LLC CRD: 166341 | - | 0 | 1 | A | Unknown |
| Rule72 Financial CRD: 316922 | - | 0 | 1 | A | Unknown |
| Rulicent CRD: 339865 | - | 0 | 1 | A | Unknown |
| Rumbold Financial Advisory CRD: 156210 | - | 0 | 0 | A | Unknown |
| Runde & Co. LLC CRD: 106383 | - | 0 | 3 | A | Unknown |
| Runtide Capital CRD: 320746 | - | 0 | 0 | A | Unknown |
| Runtide Capital CRD: 307164 | - | 0 | 1 | A | Unknown |
| Runtime Path LLC CRD: 319589 | - | 0 | 0 | A | Unknown |
| Rupp & Company, Inc. CRD: 7363 | - | 0 | 0 | A | INACTIVE |
| Rush Capital Management CRD: 146724 | - | 0 | 0 | A | Unknown |
| Rush Lake Capital, LLC CRD: 292976 | - | 0 | 0 | A | Unknown |
| Rush Penn, LLC. CRD: 175093 | - | 0 | 0 | A | Unknown |
| Rusnano Ventures CRD: 282024 | - | 0 | 0 | A | Unknown |
| Russ Trading Inc CRD: 173681 | - | 0 | 0 | A | Unknown |
| Russell & Co CRD: 10264 | - | 0 | 0 | A | INACTIVE |
| Russell Advisory Group, Inc CRD: 297199 | - | 0 | 2 | A | Unknown |
| Russell Investments CRD: 105734 | - | 0 | 76 | A | Unknown |
| Russell Investments CRD: 106446 | - | 0 | 0 | A | Unknown |
| Russell Investments CRD: 290353 | - | 0 | 0 | A | Unknown |
| Russell Investments CRD: 335783 | - | 0 | 1 | A | Unknown |
| Russell Investments CRD: 335782 | - | 0 | 1 | A | Unknown |
| Russell Investments, Inc. CRD: 14275 | - | 0 | 0 | A | INACTIVE |
| Russell J. D'alba CRD: 126347 | - | 0 | 1 | A | Unknown |
| Russell Mutter DBA RJM Financial CRD: 150942 | - | 0 | 0 | A | Unknown |
| Russian River Financial Services, Inc. CRD: 41794 | - | 3 | 0 | B | INACTIVE |
| Rustic Canyon CRD: 162286 | - | 0 | 0 | A | Unknown |
| Ruth Securities, Inc. CRD: 17627 | - | 0 | 0 | A | INACTIVE |
| Ruth, John Joseph CRD: 34103 | - | 0 | 0 | A | INACTIVE |
| Rutland Partners LLP CRD: 161728 | - | 0 | 0 | A | Unknown |
| Rutland Partners, L.P. CRD: 140258 | - | 0 | 0 | A | INACTIVE |
| RV Capital CRD: 173008 | - | 0 | 0 | A | Unknown |
| RV Strategies CRD: 310973 | - | 0 | 1 | A | Unknown |
| Rvaa, LLC CRD: 143423 | - | 0 | 0 | A | INACTIVE |
| RVP Management, LLC CRD: 309936 | - | 0 | 1 | A | Unknown |
| RVR Securities Corp. CRD: 33938 | - | 0 | 0 | A | INACTIVE |
| RVW Wealth LLC CRD: 140451 | - | 0 | 4 | A | Unknown |
| RWA Advisors CRD: 150120 | - | 0 | 1 | A | Unknown |
| RWA Wealth Partners CRD: 156984 | - | 0 | 33 | A | Unknown |
| Rwatson Financial CRD: 305681 | - | 0 | 0 | A | Unknown |
| RWC for Life CRD: 317898 | - | 0 | 2 | A | Unknown |
| RWH Asset Management CRD: 168983 | - | 0 | 1 | A | Unknown |
| RWM Capital, LLC CRD: 310635 | - | 0 | 11 | A | Unknown |