Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RWN Management, LLC CRD: 157085 | - | 0 | 0 | A | Unknown |
| RWR Investments LLC CRD: 157966 | - | 0 | 1 | A | Unknown |
| RX Wealth Management CRD: 326737 | - | 0 | 1 | A | Unknown |
| RX3, LLC CRD: 297294 | - | 0 | 1 | A | Unknown |
| RXR Securities Inc. CRD: 17535 | - | 1 | 0 | B | INACTIVE |
| RY Financial CRD: 314314 | - | 0 | 0 | A | Unknown |
| Ryan & Company, LP CRD: 21669 | - | 4 | 0 | C | INACTIVE |
| Ryan ALM Advisers, LLC CRD: 135781 | - | 0 | 1 | A | Unknown |
| Ryan Beck & Co. CRD: 3248 | - | 23 | 0 | F | INACTIVE |
| Ryan Capital Company CRD: 13629 | - | 0 | 0 | A | INACTIVE |
| Ryan Financial Inc. CRD: 174382 | - | 0 | 0 | A | Unknown |
| Ryan Financial, Inc. CRD: 39617 | - | 0 | 0 | A | INACTIVE |
| Ryan Gregan LLC CRD: 226766 | - | 0 | 0 | A | Unknown |
| Ryan Heritage, LLP CRD: 317097 | - | 0 | 1 | A | Unknown |
| Ryan Investments CRD: 115755 | - | 0 | 1 | A | Unknown |
| Ryan Joseph Mazzie CRD: 314456 | - | 0 | 0 | A | Unknown |
| Ryan Kephart, LLC. CRD: 308118 | - | 0 | 0 | A | Unknown |
| Ryan Poage & Co. CRD: 157432 | - | 0 | 1 | A | Unknown |
| Ryan Securities,Inc. CRD: 15499 | - | 0 | 0 | A | INACTIVE |
| Rydell Financial CRD: 134095 | - | 0 | 0 | A | Unknown |
| Ryder Select CRD: 323342 | - | 0 | 0 | A | Unknown |
| Rylander Richter CRD: 297550 | - | 0 | 1 | A | Unknown |
| Rysiewski, Richard R. CRD: 124305 | - | 0 | 0 | A | Unknown |
| RZ Wealth CRD: 172573 | - | 0 | 0 | A | Unknown |
| RZB Securities LLC CRD: 45736 | - | 0 | 0 | A | INACTIVE |
| RZH Advisors LLC CRD: 125696 | - | 0 | 2 | A | Unknown |
| RZVP Access Advisors LLC CRD: 316389 | - | 0 | 1 | A | Unknown |
| S & a Financial Strategies & Services, LLC CRD: 140188 | - | 0 | 1 | A | Unknown |
| S & Co., Inc. CRD: 110026 | - | 0 | 1 | A | Unknown |
| S & F Securities, LLC CRD: 132489 | - | 1 | 0 | B | INACTIVE |
| S & K Investment Services, LLC CRD: 139350 | - | 0 | 1 | A | Unknown |
| S & P Wealth Planning LLC CRD: 129468 | - | 0 | 0 | A | Unknown |
| S & R Real Estate Advisors, LLC CRD: 280030 | - | 0 | 0 | A | Unknown |
| S & S Capital, Inc. CRD: 21965 | - | 0 | 0 | A | INACTIVE |
| S & S Securities, Inc. CRD: 6842 | - | 0 | 0 | A | INACTIVE |
| S & S Trading Inc. CRD: 34893 | - | 0 | 0 | A | INACTIVE |
| S & T Securities, Inc. CRD: 14290 | - | 0 | 0 | A | INACTIVE |
| S & W Advisors, LLC CRD: 148266 | - | 0 | 0 | A | Unknown |
| S & W Grain Co. CRD: 104046 | - | 0 | 0 | A | INACTIVE |
| S & Y Asset Management LLC CRD: 129754 | - | 0 | 0 | A | INACTIVE |
| S a B Securities Corp CRD: 14966 | - | 0 | 0 | A | INACTIVE |
| S Brown and Associates, LLC CRD: 158625 | - | 0 | 0 | A | Unknown |
| S F Sentry Securities, Inc. CRD: 27432 | - | 1 | 0 | B | INACTIVE |
| S J S Securities Inc. CRD: 35625 | - | 2 | 0 | B | INACTIVE |
| S P Hinduja Advisory Limited CRD: 321067 | - | 0 | 0 | A | Unknown |
| S Squared Advisors LLC CRD: 283785 | - | 0 | 1 | A | Unknown |
| S Squared Retirement Solutions LLC CRD: 173297 | - | 0 | 2 | A | Unknown |
| S Squared Technology, LLC CRD: 124441 | - | 0 | 1 | A | Unknown |
| S T Partners L P CRD: 45054 | - | 0 | 0 | A | INACTIVE |
| S W Securities, Inc. CRD: 15229 | - | 0 | 0 | A | INACTIVE |