Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Dollar Sign Ventures LLC CRD: 316986 | - | 0 | 1 | - | Unknown |
| Dollarize, Inc. CRD: 305285 | - | 0 | 0 | - | Unknown |
| Dollars & Sense Financial Fitness CRD: 329901 | - | 0 | 1 | - | Unknown |
| Dollinger Management Inc. CRD: 154539 | - | 0 | 1 | - | Unknown |
| Dollins Investment Advisors, LLC CRD: 134947 | - | 0 | 0 | - | Unknown |
| Dolomite Capital Advisors LLP CRD: 341456 | - | 0 | 0 | - | Unknown |
| Dolphin & Bradbury Incorporated CRD: 6932 | - | 6 | 0 | D | INACTIVE |
| Dolphin Advisory Corporation CRD: 30199 | - | 0 | 0 | A | INACTIVE |
| Dolphin Associates III, LLC CRD: 163972 | - | 0 | 1 | - | Unknown |
| Dolphin Capital Group, LLC CRD: 163800 | - | 0 | 0 | - | Unknown |
| Dolphin Financial Advisors, Inc. CRD: 118161 | - | 0 | 0 | - | Unknown |
| Dolphin Financial Group CRD: 170160 | - | 0 | 1 | - | Unknown |
| Dolphin Point Capital CRD: 160371 | - | 0 | 0 | - | Unknown |
| Dolphin Private Offerings, Inc. CRD: 16450 | - | 0 | 0 | A | INACTIVE |
| Dolphin Securities, Inc. CRD: 10525 | - | 1 | 0 | B | INACTIVE |
| Doma Perpetual Capital Management LLC CRD: 321046 | - | 0 | 1 | - | Unknown |
| Domain Associates, LLC CRD: 159846 | - | 0 | 1 | - | Unknown |
| Domain Capital Advisors, LLC CRD: 110663 | - | 0 | 1 | - | Unknown |
| Domain Money Advisors, LLC CRD: 316434 | - | 0 | 33 | - | Unknown |
| Domain Timber Advisors, LLC CRD: 287750 | - | 0 | 1 | - | Unknown |
| Domain, L.L.C. CRD: 116942 | - | 0 | 0 | - | Unknown |
| Domando Capital Management LP CRD: 269862 | - | 0 | 0 | - | Unknown |
| Domani Advisors CRD: 291796 | - | 0 | 1 | - | Unknown |
| Domani Investments Inc. CRD: 124124 | - | 0 | 2 | - | Unknown |
| Domani Ventures CRD: 170994 | - | 0 | 0 | - | Unknown |
| Domani Wealth, LLC CRD: 174303 | - | 0 | 0 | - | Unknown |
| Domask Wealth Management, LLC CRD: 154629 | - | 0 | 2 | - | Unknown |
| Dome Equities, LLC CRD: 159102 | - | 0 | 1 | - | Unknown |
| Dome Securities Corp. CRD: 38036 | - | 2 | 0 | B | INACTIVE |
| Dome Securities, Inc. CRD: 27082 | - | 0 | 0 | A | INACTIVE |
| Domenari Algo Research LLC CRD: 342428 | - | 0 | 1 | - | Unknown |
| Domestic Arbitrage Group, Inc. CRD: 8144 | - | 0 | 0 | A | INACTIVE |
| Domestic Capital Incorporated CRD: 24318 | - | 0 | 0 | A | INACTIVE |
| Domestic Financial Services, Inc. CRD: 6732 | - | 6 | 0 | C | INACTIVE |
| Domestic Securities, Inc. CRD: 34721 | - | 13 | 0 | D | INACTIVE |
| Domestique Capital LLC CRD: 283046 | - | 0 | 1 | - | Unknown |
| Domeyard, LP CRD: 279036 | - | 0 | 0 | - | Unknown |
| Domik Corp. CRD: 223 | - | 0 | 0 | A | INACTIVE |
| Dominant Leading Capital, LLC CRD: 322167 | - | 0 | 1 | - | Unknown |
| Dominari IM LLC CRD: 334275 | - | 0 | 1 | - | Unknown |
| Dominari Securities LLC CRD: 18975 | NY | 5 | 5 | B | Active |
| Dominguez Wealth Management Solutions, Inc. CRD: 173083 | - | 0 | 3 | - | Unknown |
| Domini Impact Investments LLC CRD: 109505 | - | 0 | 1 | - | Unknown |
| Dominiak Investment Strategies, LLC CRD: 158006 | - | 0 | 0 | - | Unknown |
| Dominick & Dickerman LLC CRD: 7344 | - | 34 | 0 | F | INACTIVE |
| Dominick & Parks CRD: 121902 | - | 0 | 0 | - | Unknown |
| Dominion Capital CRD: 297044 | - | 0 | 0 | - | Unknown |
| Dominion Capital Advisory, LLC CRD: 114532 | - | 0 | 2 | - | Unknown |
| Dominion Capital Corporation CRD: 18837 | - | 0 | 0 | A | INACTIVE |
| Dominion Capital LLC CRD: 328099 | - | 0 | 0 | - | Unknown |