Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| S&A Financial Services, Inc. CRD: 110471 | - | 0 | 4 | A | Unknown |
| S&F Investment Advisors CRD: 129367 | - | 0 | 3 | A | Unknown |
| S&L Capital Markets LLC CRD: 307082 | - | 0 | 0 | A | INACTIVE |
| S&L, L.L.C. CRD: 47524 | - | 1 | 0 | B | INACTIVE |
| S&P Investors, Inc. CRD: 18421 | - | 4 | 0 | C | INACTIVE |
| S&S Equity Corp. CRD: 126561 | - | 0 | 1 | A | Unknown |
| S&S Wealth Management CRD: 130652 | - | 0 | 3 | A | Unknown |
| S-B-F Securities Co. CRD: 11110 | - | 0 | 0 | A | INACTIVE |
| S-F, Inc. CRD: 16768 | - | 0 | 0 | A | INACTIVE |
| S-III Management, LLC CRD: 286275 | - | 0 | 0 | A | Unknown |
| S. a. Judah & Co., Inc. CRD: 2376 | - | 0 | 0 | A | INACTIVE |
| S. a. Russell & Co., Inc. CRD: 3244 | - | 0 | 0 | A | INACTIVE |
| S. B. Cantor & Co., Inc. CRD: 1384 | - | 10 | 0 | D | INACTIVE |
| S. B. Lewis & Company CRD: 8221 | - | 0 | 0 | A | INACTIVE |
| S. C. Costa Company, Inc. CRD: 7044 | - | 0 | 0 | A | INACTIVE |
| S. D. Cohn & Co. CRD: 735 | - | 0 | 0 | A | INACTIVE |
| S. D. Cohn & Co., Inc. CRD: 27827 | - | 0 | 0 | A | INACTIVE |
| S. D. Securities, Inc. CRD: 3324 | - | 0 | 0 | A | INACTIVE |
| S. H. Rich Securities, Inc. CRD: 10221 | - | 0 | 0 | A | INACTIVE |
| S. J. COX & Company CRD: 7439 | - | 0 | 0 | A | INACTIVE |
| S. J. Wolfe & Co. CRD: 3793 | - | 0 | 0 | A | INACTIVE |
| S. Kisin & Co. Inc. CRD: 2454 | - | 0 | 0 | A | INACTIVE |
| S. L. Samberg Securities CRD: 15442 | - | 0 | 0 | A | INACTIVE |
| S. R. Schill & Associates, Inc. CRD: 105864 | - | 0 | 3 | A | Unknown |
| S.A. Mason, LLC CRD: 151440 | - | 0 | 2 | A | Unknown |
| S.A.A.K. Advisors CRD: 165815 | - | 0 | 0 | A | Unknown |
| S.A.C. Capital Advisors, L.P. CRD: 161111 | - | 0 | 0 | A | Unknown |
| S.A.F.E. Management LLC CRD: 289102 | - | 0 | 0 | A | Unknown |
| S.A.F.E. Management LLC CRD: 141093 | - | 0 | 0 | A | Unknown |
| S.A.G Advisors, LLC CRD: 284524 | - | 0 | 0 | A | Unknown |
| S.B. Tanger & Co., Inc. CRD: 13904 | - | 0 | 0 | A | INACTIVE |
| S.B. Value Partners, L.P. CRD: 139162 | - | 0 | 3 | A | Unknown |
| S.B.S. Financial Group, Inc. CRD: 29879 | - | 0 | 0 | A | INACTIVE |
| S.C. Financial Services, Inc. CRD: 127012 | - | 0 | 0 | A | Unknown |
| S.C. Investments, Inc. CRD: 13538 | - | 0 | 0 | A | INACTIVE |
| S.C. Parker & Co., Inc. CRD: 734 | - | 6 | 0 | C | INACTIVE |
| S.C. Trading, L.L.C. CRD: 45942 | - | 0 | 0 | A | INACTIVE |
| S.E. Thorn & Co. CRD: 113754 | - | 0 | 1 | A | Unknown |
| S.E.E.D. Planning Group, LLC CRD: 188521 | - | 0 | 11 | A | Unknown |
| S.G. Martin Securities LLC CRD: 46908 | - | 6 | 0 | D | INACTIVE |
| S.G. Warburg OTC USA, Inc. CRD: 35772 | - | 0 | 0 | A | INACTIVE |
| S.G. Warburg Securities Inc. CRD: 14641 | - | 0 | 0 | A | INACTIVE |
| S.H. Capital Management Corp. CRD: 145239 | - | 0 | 1 | A | Unknown |
| S.J.G. Securities, Inc. CRD: 32759 | - | 0 | 0 | A | INACTIVE |
| S.K. Investments CRD: 38037 | - | 0 | 0 | A | INACTIVE |
| S.L. Grant Securities, Inc. CRD: 10868 | - | 0 | 0 | A | INACTIVE |
| S.L. Reed & Company CRD: 40744 | CA | 1 | 2 | B | Active |
| S.M.H. Partners, Inc. CRD: 16716 | - | 0 | 0 | A | INACTIVE |
| S.N. Phelps & Co. CRD: 18341 | - | 0 | 0 | A | INACTIVE |
| S.P. Parkin & Co CRD: 116161 | - | 0 | 2 | A | Unknown |