Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Dominion Capital Management, LLC CRD: 287620 | - | 0 | 3 | - | Unknown |
| Dominion Capital Wealth Advisors CRD: 174030 | - | 0 | 1 | - | Unknown |
| Dominion Fiduciary Services (Malta) Limited CRD: 173359 | - | 0 | 0 | - | Unknown |
| Dominion Financial Advisors, LLC CRD: 338047 | - | 0 | 1 | - | Unknown |
| Dominion Financial Consultants, LLC CRD: 149284 | - | 0 | 3 | - | Unknown |
| Dominion Financial Group, LLC CRD: 297757 | - | 0 | 0 | - | Unknown |
| Dominion Investment Banking, Inc. CRD: 17523 | - | 0 | 0 | A | INACTIVE |
| Dominion Investor Services, Inc. CRD: 21548 | - | 2 | 0 | B | INACTIVE |
| Dominion Partners, L.C. CRD: 42910 | VA | 0 | 2 | A | Active |
| Dominion Portfolio Management, Inc. CRD: 106918 | - | 0 | 19 | - | Unknown |
| Dominion Securities Group, Inc. CRD: 28250 | - | 0 | 0 | A | INACTIVE |
| Dominion Stock Fund, L.L.C. CRD: 281170 | - | 0 | 0 | - | Unknown |
| Dominion Wealth Advisors, LLC CRD: 158992 | - | 0 | 1 | - | Unknown |
| Dominion Wealth Management, Inc. CRD: 136553 | - | 0 | 0 | - | Unknown |
| Dominion Wealth Management, LLC CRD: 315417 | - | 0 | 2 | - | Unknown |
| Dominus Capital Management, L.P. CRD: 156885 | - | 0 | 1 | - | Unknown |
| Domo Capital Management, LLC CRD: 144894 | - | 0 | 1 | - | Unknown |
| Domus Advisors LLC CRD: 336583 | - | 0 | 0 | - | Unknown |
| Domus Capital Group, LLC CRD: 165076 | - | 0 | 0 | - | Unknown |
| DON a. Slabaugh, LLC CRD: 127024 | - | 0 | 1 | - | Unknown |
| DON Alexander Investments, Inc. CRD: 15931 | - | 1 | 0 | B | INACTIVE |
| DON Brown - Investment Advisor, LLC CRD: 159741 | - | 0 | 1 | - | Unknown |
| DON C Whitaker Inc CRD: 11405 | - | 0 | 0 | A | INACTIVE |
| DON I Cole and Company Inc. CRD: 1485 | - | 0 | 0 | A | INACTIVE |
| DON Noblit Associates, Inc. CRD: 115072 | - | 0 | 0 | - | Unknown |
| DON P. Matheson & Co. CRD: 14201 | - | 0 | 0 | A | INACTIVE |
| DON Scholl & Associates, Inc. CRD: 111653 | - | 0 | 2 | - | Unknown |
| Don't Quit Ventures LLC CRD: 333580 | - | 0 | 0 | - | Unknown |
| Donadio Money Management CRD: 111817 | - | 0 | 0 | - | Unknown |
| Donahue Financial Group CRD: 299715 | - | 0 | 1 | - | Unknown |
| Donahue Securities, Inc. CRD: 24330 | - | 9 | 0 | D | INACTIVE |
| Donal Fiduciaries CRD: 292848 | - | 0 | 1 | - | Unknown |
| Donald & Co. Securities Inc. CRD: 7776 | - | 35 | 0 | F | INACTIVE |
| Donald B. Withers, CPA CRD: 113300 | - | 0 | 0 | - | Unknown |
| Donald Capital LLC CRD: 297763 | - | 0 | 0 | A | INACTIVE |
| Donald David Massey CRD: 156137 | - | 0 | 0 | - | Unknown |
| Donald Edward Colcun CRD: 10802 | - | 0 | 0 | A | INACTIVE |
| Donald Felty, LLC CRD: 119623 | - | 0 | 1 | - | Unknown |
| Donald H. Freimark CFA, LLC CRD: 298172 | - | 0 | 1 | - | Unknown |
| Donald J. Bugdal & Associates CRD: 129677 | - | 0 | 1 | - | Unknown |
| Donald J. Weiss, ESQ. Investments CRD: 14854 | - | 0 | 0 | A | INACTIVE |
| Donald K. Jang & Associates, Inc. CRD: 38033 | - | 0 | 0 | A | INACTIVE |
| Donald L. Newman, Registered Investment Adviser CRD: 114254 | - | 0 | 0 | - | Unknown |
| Donald Pilon Investments, Inc. CRD: 24718 | - | 0 | 0 | A | INACTIVE |
| Donald Sheldon & Co., Inc. CRD: 6966 | - | 0 | 0 | A | INACTIVE |
| Donald Smith & Co., Inc. CRD: 104947 | - | 0 | 1 | - | Unknown |
| Donald Smith, L.P. CRD: 285701 | - | 0 | 1 | - | Unknown |
| Donald W. Cash & Associates, LLC CRD: 150830 | - | 0 | 1 | - | Unknown |
| Donald W. Moilanen Investments Inc. CRD: 6238 | - | 0 | 0 | A | INACTIVE |
| Donald W. Nicholson & Associates Ltd CRD: 107054 | - | 0 | 3 | - | Unknown |