Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Safebay, Inc. CRD: 289735 | - | 0 | 0 | A | Unknown |
| Safeguard Securities, Inc. CRD: 31256 | - | 2 | 1 | B | INACTIVE |
| Safened US, Inc. CRD: 308433 | - | 0 | 0 | A | INACTIVE |
| Saffer Wealth Strategies CRD: 114028 | - | 0 | 0 | A | Unknown |
| Safie Holdings LLC CRD: 118579 | - | 3 | 0 | C | INACTIVE |
| Safir Securities, Inc. CRD: 35805 | - | 0 | 0 | A | INACTIVE |
| Safra Securities LLC CRD: 47873 | NY | 3 | 5 | B | Active |
| Saga Partners LLC CRD: 156577 | - | 0 | 1 | A | Unknown |
| Sagar Investments CRD: 141742 | - | 0 | 0 | A | Unknown |
| Sagard Private Equity Partners CRD: 162504 | - | 0 | 0 | A | Unknown |
| Sage Financial CRD: 328149 | - | 0 | 1 | A | Unknown |
| Sage Financial, LLC CRD: 115929 | - | 0 | 0 | A | INACTIVE |
| Sage Financial, LLC CRD: 135510 | - | 0 | 0 | A | Unknown |
| Sage Future Financial, LLC CRD: 152576 | - | 0 | 0 | A | Unknown |
| Sage Hill Capital CRD: 155016 | - | 0 | 1 | A | Unknown |
| Sage Investment Group CRD: 144025 | - | 0 | 0 | A | Unknown |
| Sage Investment Group CRD: 322823 | - | 0 | 1 | A | Unknown |
| Sage Investment Inc. CRD: 118237 | - | 0 | 0 | A | Unknown |
| Sage Path Solutions CRD: 307479 | - | 0 | 1 | A | Unknown |
| Sage Securities Corp. CRD: 41354 | - | 0 | 0 | A | INACTIVE |
| Sage Securities, Inc. CRD: 15496 | - | 0 | 0 | A | INACTIVE |
| Sage Tree Wealth CRD: 298951 | - | 0 | 1 | A | Unknown |
| Sage Wealth Advisory CRD: 325286 | - | 0 | 1 | A | Unknown |
| Sage Wealth Capital CRD: 309666 | - | 0 | 1 | A | Unknown |
| Sage Wealth Solutions, LLC CRD: 335416 | - | 0 | 1 | A | Unknown |
| Sage, Rutty & Co., Inc. CRD: 3254 | NY | 7 | 4 | B | Active |
| Sageinvest, Inc. CRD: 119401 | - | 0 | 0 | A | Unknown |
| Sagestat, LLC CRD: 299045 | - | 0 | 0 | A | Unknown |
| Sageview Advisory Group, LLC CRD: 126777 | - | 0 | 102 | A | Unknown |
| Sagient Securities CRD: 42922 | - | 0 | 0 | A | INACTIVE |
| Sagil Capital CRD: 160550 | - | 0 | 0 | A | Unknown |
| Sagui, Gary Vinvent CRD: 39258 | - | 0 | 0 | A | INACTIVE |
| Sahni, Inc. CRD: 173759 | - | 0 | 1 | A | Unknown |
| SAI Capital Corp. CRD: 27436 | - | 0 | 0 | A | INACTIVE |
| SAI Securities Corporation CRD: 23729 | - | 0 | 0 | A | INACTIVE |
| Saif CRD: 163673 | - | 0 | 0 | A | Unknown |
| Saint Anthony Securities, Inc. CRD: 3476 | - | 0 | 0 | A | INACTIVE |
| Saint Soter Capital, LLC CRD: 118119 | - | 0 | 0 | A | INACTIVE |
| Saints Capital CRD: 161723 | - | 0 | 1 | A | Unknown |
| Saka Ventures, LLC CRD: 322624 | - | 0 | 1 | A | Unknown |
| SAL Clearing Corporation CRD: 2199 | - | 0 | 0 | A | INACTIVE |
| Salcedo Financial Services CRD: 318439 | - | 0 | 1 | A | Unknown |
| Salem Advisory Group LLC CRD: 145697 | - | 0 | 1 | A | Unknown |
| Salem Asset Management CRD: 134309 | - | 0 | 1 | A | Unknown |
| Salem David CRD: 122861 | - | 0 | 0 | A | INACTIVE |
| Salem Equity CRD: 8332 | - | 0 | 0 | A | INACTIVE |
| Salem Financial Systems, Inc. CRD: 44733 | - | 0 | 0 | A | INACTIVE |
| Salem Partners LLC CRD: 43363 | CA | 1 | 3 | B | Active |
| Salem Securities CRD: 119147 | - | 0 | 0 | A | INACTIVE |
| Salem Securities, Inc. CRD: 31541 | - | 0 | 0 | A | INACTIVE |