Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Donald W. Traylor CRD: 141826 | - | 0 | 2 | - | Unknown |
| Donaldson & Co., Incorporated CRD: 15404 | - | 2 | 0 | B | INACTIVE |
| Donaldson Capital Management LLC CRD: 106131 | - | 0 | 16 | - | Unknown |
| Donaldson Financial Wellness Network, LLC CRD: 293622 | - | 0 | 1 | - | Unknown |
| Donaldson Financial, LLC. CRD: 167756 | - | 0 | 0 | - | Unknown |
| Donaldson Securities Incorporated CRD: 35872 | - | 0 | 0 | A | INACTIVE |
| Donalies Financial Planning, LLC CRD: 164700 | - | 0 | 4 | - | Unknown |
| Donatelli & Coules Financial Advisors, LLC CRD: 142826 | - | 0 | 2 | - | Unknown |
| Doncaster Financial, Inc. CRD: 304844 | - | 0 | 0 | - | Unknown |
| Doncaster Wealth LLC CRD: 336225 | - | 0 | 1 | - | Unknown |
| Donegal Investment Advisors, Inc. CRD: 165198 | - | 0 | 0 | - | Unknown |
| Donegal Securities, Inc. CRD: 128447 | - | 0 | 0 | A | INACTIVE |
| Dongsuh International (America), Inc. CRD: 30634 | - | 0 | 0 | A | INACTIVE |
| Donley Options, Inc. CRD: 31317 | - | 0 | 0 | A | INACTIVE |
| Donn E. Potter, CPA, PC CRD: 281409 | - | 0 | 0 | - | Unknown |
| Donna Star Inc CRD: 126794 | - | 0 | 0 | - | Unknown |
| Donnan Options Corporation CRD: 111068 | - | 0 | 0 | A | INACTIVE |
| Donnellan Haylett & Co., Inc. CRD: 23571 | - | 0 | 0 | A | INACTIVE |
| Donnelly & Co., LLC CRD: 36309 | - | 1 | 0 | B | INACTIVE |
| Donnelly Financial Services CRD: 312845 | - | 0 | 2 | - | Unknown |
| Donnelly Investment Securities Corporation CRD: 14332 | - | 0 | 0 | A | INACTIVE |
| Donnelly Investments CRD: 316460 | - | 0 | 1 | - | Unknown |
| Donnelly Investments Corporation CRD: 282822 | - | 0 | 1 | - | Unknown |
| Donnelly Penman & Partners CRD: 104448 | MI | 2 | 3 | B | Active |
| Donnelly Wealth Advisors, Inc. CRD: 113067 | - | 0 | 0 | - | Unknown |
| Donner's Financial Services Inc. CRD: 296838 | - | 0 | 1 | - | Unknown |
| Donoghue Forlines LLC CRD: 285403 | - | 0 | 2 | - | Unknown |
| Donohue Wealth Management LLC CRD: 116135 | - | 0 | 0 | - | Unknown |
| Donovan Legacy Advisors, LLC CRD: 323659 | - | 0 | 1 | - | Unknown |
| Donovan Ventures Asset Management, L.P. CRD: 286539 | - | 0 | 1 | - | Unknown |
| Donovan, Dennis J CRD: 324214 | - | 0 | 1 | - | Unknown |
| Donshire Planning Corporation CRD: 5904 | - | 0 | 0 | A | INACTIVE |
| DOO Financial US, Inc. CRD: 24409 | TX | 1 | 2 | B | Active |
| Doodles Trading, L.L.C. CRD: 44297 | - | 0 | 0 | A | INACTIVE |
| Dooley Capital Management CRD: 304418 | - | 0 | 0 | - | Unknown |
| Doorga Capital CRD: 304564 | - | 0 | 0 | - | Unknown |
| Doorway Property GP, LLC CRD: 323875 | - | 0 | 1 | - | Unknown |
| Dope CFO Wealth Management CRD: 337958 | - | 0 | 1 | - | Unknown |
| Dopkins Wealth Management, LLC CRD: 124209 | - | 0 | 1 | - | Unknown |
| Dorado Financial Planning CRD: 314922 | - | 0 | 0 | - | Unknown |
| Dorado Securities Corporation CRD: 24141 | - | 0 | 0 | A | INACTIVE |
| Dorado Wealth Management LLC CRD: 314965 | - | 0 | 1 | - | Unknown |
| Doral Securities Corp. of Colorado CRD: 28094 | - | 0 | 0 | A | INACTIVE |
| Doral Securities, Inc. CRD: 40944 | - | 2 | 0 | B | INACTIVE |
| Dorato Capital Management CRD: 110097 | - | 0 | 3 | - | Unknown |
| Dorchester Advisors LLC CRD: 154460 | - | 0 | 1 | - | Unknown |
| Dorchester Advisors, LLC CRD: 284085 | - | 0 | 0 | - | Unknown |
| Dorchester Capital Advisors, LLC CRD: 131454 | - | 0 | 0 | - | Unknown |
| Dorchester Capital Advisors, LLC CRD: 157965 | - | 0 | 1 | - | Unknown |
| Dorchester Heights Asset Management, LLC CRD: 307337 | - | 0 | 0 | - | Unknown |