Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Sali Fund Services CRD: 124235 | - | 0 | 1 | A | Unknown |
| Saliba Partners, L.L.C. CRD: 38777 | - | 16 | 0 | D | INACTIVE |
| Saling, Simms, Associates Inc. CRD: 119810 | - | 0 | 0 | A | Unknown |
| Salix Ventures CRD: 161066 | - | 0 | 0 | A | Unknown |
| Sallis Securities Co. CRD: 13194 | - | 0 | 0 | A | INACTIVE |
| Salman Partners (USA) Inc. CRD: 43842 | - | 2 | 0 | B | INACTIVE |
| Salmon Securities Inc. CRD: 14003 | - | 0 | 0 | A | INACTIVE |
| Salt Creek Securities, LLC CRD: 114137 | - | 0 | 0 | A | INACTIVE |
| Salt Financial LLC CRD: 291199 | - | 0 | 0 | A | Unknown |
| Salt Spray Capital CRD: 149675 | - | 0 | 0 | A | INACTIVE |
| Salt Wealth Partners CRD: 122202 | - | 0 | 0 | A | Unknown |
| Salta Securities, LDC CRD: 38717 | - | 0 | 0 | A | INACTIVE |
| Salus, LP CRD: 291137 | - | 0 | 0 | A | Unknown |
| Salzburg Securities, LLC CRD: 125450 | - | 0 | 0 | A | INACTIVE |
| Salzinger Sheaff Brock, LLC CRD: 139417 | - | 0 | 0 | A | Unknown |
| Salzman & Co., Inc. CRD: 159703 | - | 0 | 0 | A | Unknown |
| SAM Badgley Inc. CRD: 152632 | - | 0 | 1 | A | Unknown |
| SAM Skurnick CRD: 6491 | - | 0 | 0 | A | INACTIVE |
| Samalin Wealth CRD: 142214 | - | 0 | 4 | A | Unknown |
| Samara Capital CRD: 336178 | - | 0 | 1 | A | Unknown |
| Samba Partners LLC CRD: 277079 | - | 0 | 0 | A | Unknown |
| Samco Financial Services, Inc. CRD: 30108 | - | 3 | 0 | C | INACTIVE |
| Samjo Management, LLC CRD: 326808 | - | 0 | 1 | A | Unknown |
| Sammons Wealth CRD: 286284 | - | 0 | 1 | A | Unknown |
| Samrah Advisory Services CRD: 154268 | - | 0 | 0 | A | Unknown |
| Samson Securities Company CRD: 8597 | - | 0 | 0 | A | INACTIVE |
| Samsung Asset Management (NEW York), Inc. CRD: 133827 | - | 0 | 1 | A | Unknown |
| Samuel H. Ellis & Co., Inc. CRD: 7503 | - | 0 | 0 | A | INACTIVE |
| Samuels Chase & Co., Inc. CRD: 36699 | - | 2 | 0 | B | INACTIVE |
| Samuelson/Smith CRD: 34033 | - | 0 | 0 | A | INACTIVE |
| SAN Anco Securities Company CRD: 11026 | - | 0 | 0 | A | INACTIVE |
| SAN Blas Advisory, Inc. CRD: 296929 | - | 0 | 10 | A | Unknown |
| SAN Blas Securities LLC CRD: 290605 | IL | 0 | 8 | A | Active |
| SAN Clemente Securities, Inc. CRD: 21895 | - | 18 | 0 | D | INACTIVE |
| SAN Marino Securities, Inc. CRD: 18588 | - | 0 | 0 | A | INACTIVE |
| SAN Marino Wealth Management CRD: 132764 | - | 0 | 0 | A | Unknown |
| Sanchez & Zures, LLC CRD: 139898 | - | 0 | 1 | A | Unknown |
| Sanctuary Advisors, LLC CRD: 226606 | - | 0 | 424 | A | Unknown |
| Sanctuary Securities LLC CRD: 144091 | - | 0 | 0 | A | INACTIVE |
| Sanctuary Securities, Inc. CRD: 205 | FL | 30 | 88 | C | Active |
| Sand & Gold, LLC CRD: 171366 | - | 0 | 0 | A | Unknown |
| Sand Aire North America, LLC CRD: 282243 | - | 0 | 0 | A | Unknown |
| Sand County Securities, Inc. CRD: 23174 | - | 0 | 0 | A | INACTIVE |
| Sand County Securities, L.P. CRD: 28500 | - | 0 | 0 | A | INACTIVE |
| Sand Spring Advisors LLC CRD: 285591 | - | 0 | 1 | A | Unknown |
| Sandage Securities,Inc. CRD: 15456 | - | 0 | 0 | A | INACTIVE |
| Sandalwood Securities, Inc. CRD: 27240 | - | 0 | 1 | A | INACTIVE |
| Sandbach & Co., Inc. CRD: 13661 | - | 0 | 0 | A | INACTIVE |
| Sandberg Securities, Inc. CRD: 6378 | - | 0 | 0 | A | INACTIVE |
| Sandbox STUDIOS.VC, LLC CRD: 316540 | - | 0 | 1 | A | Unknown |