Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| AFC Advisor LLC CRD: 318888 | - | 0 | 0 | - | Unknown |
| AFC Management, LLC CRD: 311281 | - | 0 | 1 | - | Unknown |
| AFC Securities Inc. CRD: 14325 | - | 0 | 0 | A | INACTIVE |
| AFC Wealth Advisors CRD: 333622 | - | 0 | 2 | - | Unknown |
| AFC Wealth Management CRD: 297461 | - | 0 | 1 | - | Unknown |
| Afcg, LLC CRD: 138441 | - | 0 | 0 | - | Unknown |
| AFD, Inc. CRD: 34047 | - | 0 | 0 | A | INACTIVE |
| AFF Fund Manager, LLC CRD: 281296 | - | 0 | 1 | - | Unknown |
| AFF Funds, LLC CRD: 336074 | - | 0 | 1 | - | Unknown |
| Affiance Financial LLC CRD: 113200 | - | 0 | 8 | - | Unknown |
| Affiliated Advisors, Inc. CRD: 131295 | - | 0 | 0 | - | Unknown |
| Affiliated Bankers Capital, L.L.C. CRD: 42842 | TX | 0 | 2 | A | Active |
| Affiliated Capital CRD: 329931 | - | 0 | 0 | - | Unknown |
| Affiliated Equities Securities Corp. CRD: 16940 | - | 0 | 0 | A | INACTIVE |
| Affiliated Financial Advisors Inc CRD: 108154 | - | 0 | 2 | - | Unknown |
| Affiliated Financial Advisory Services LLC CRD: 173632 | - | 0 | 0 | - | Unknown |
| Affiliated Funding Corp. CRD: 104256 | - | 0 | 0 | A | INACTIVE |
| Affiliated Investment Advisors, Inc. CRD: 117207 | - | 0 | 2 | - | Unknown |
| Affiliated Investment Securities, Inc. CRD: 10039 | - | 0 | 0 | A | INACTIVE |
| Affiliated Investment Securities, Inc. CRD: 42554 | - | 0 | 0 | A | INACTIVE |
| Affiliated Security Brokers, Inc. CRD: 10129 | - | 0 | 0 | A | INACTIVE |
| Affina Brokerage Services, LLC CRD: 20943 | - | 0 | 0 | A | INACTIVE |
| Affinia Financial Group, LLC CRD: 304665 | - | 0 | 0 | - | Unknown |
| Affiniti Ventures CRD: 291181 | - | 0 | 0 | - | Unknown |
| Affinity 2 Management, LLC CRD: 314460 | - | 0 | 1 | - | Unknown |
| Affinity 3 Management, LLC CRD: 322198 | - | 0 | 1 | - | Unknown |
| Affinity 4 Management, LLC CRD: 332606 | - | 0 | 1 | - | Unknown |
| Affinity Asset Advisors, LLC CRD: 312788 | - | 0 | 1 | - | Unknown |
| Affinity Asset Management CRD: 331296 | - | 0 | 2 | - | Unknown |
| Affinity Capital Advisors LLC CRD: 166226 | - | 0 | 3 | - | Unknown |
| Affinity Capital, L.P. CRD: 109118 | - | 0 | 2 | - | Unknown |
| Affinity Equity Partners Limited CRD: 161910 | - | 0 | 0 | - | Unknown |
| Affinity Financial - the Walker Group LLC CRD: 286517 | - | 0 | 1 | - | Unknown |
| Affinity Financial Advisors CRD: 114412 | - | 0 | 0 | - | Unknown |
| Affinity Financial Advisory CRD: 134034 | - | 0 | 1 | - | Unknown |
| Affinity Financial LLC CRD: 144642 | - | 0 | 1 | - | Unknown |
| Affinity Financial, LLC CRD: 311700 | - | 0 | 1 | - | Unknown |
| Affinity Investment Advisors, LLC CRD: 108278 | - | 0 | 2 | - | Unknown |
| Affinity Investment Group, LLC CRD: 117191 | - | 0 | 23 | - | Unknown |
| Affinity Wealth LLC CRD: 285169 | - | 0 | 1 | - | Unknown |
| Affinity Wealth Management LLC CRD: 105840 | - | 0 | 0 | - | Unknown |
| Affinity Wealth Resources, LLC CRD: 288613 | - | 0 | 1 | - | Unknown |
| Affinius Capital CRD: 158190 | - | 0 | 0 | - | Unknown |
| Affinius Capital LLC CRD: 316030 | - | 0 | 1 | - | Unknown |
| Affirmative Financial Services CRD: 174344 | - | 0 | 1 | - | Unknown |
| Affirmative Investment Management Partners Limited CRD: 282138 | - | 0 | 0 | - | Unknown |
| Afflint Advisors, LLC CRD: 312719 | - | 0 | 1 | - | Unknown |
| Affluence CRD: 339023 | - | 0 | 1 | - | Unknown |
| Affluence Advisory CRD: 327995 | - | 0 | 0 | - | Unknown |
| Affluence Advisory LLC CRD: 328805 | - | 0 | 1 | - | Unknown |