Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ASPIDA 360, INC. CRD: 154153 | — | 0 | 0 | A | Unknown |
| ASPIRANT GROUP CRD: 305426 | — | 0 | 0 | A | Unknown |
| ASPIRE ADVISORS, LLC CRD: 150652 | — | 0 | 0 | A | Unknown |
| ASPIRE ADVISORY SERVICES CRD: 129828 | — | 0 | 0 | A | Unknown |
| ASPIRE WEALTH CRD: 307098 | — | 0 | 0 | A | Unknown |
| ASPIRE WEALTH ARCHITECTS CRD: 297090 | — | 0 | 0 | A | Unknown |
| ASPIREAN WEALTH, LLC CRD: 173138 | — | 0 | 0 | A | Unknown |
| ASPIRED WEALTH CRD: 330891 | — | 0 | 0 | A | Unknown |
| ASPIRIANT, LLC CRD: 146720 | — | 0 | 0 | A | Unknown |
| ASSABET ADVISORS, LLC CRD: 127795 | — | 0 | 0 | A | Unknown |
| ASSEMBLY WEALTH CRD: 108834 | — | 0 | 0 | A | Unknown |
| ASSET ACHIEVERS CRD: 322573 | — | 0 | 0 | A | Unknown |
| ASSET ADVISORS CRD: 297305 | — | 0 | 0 | A | Unknown |
| ASSET ADVISORS OF AMERICA, LLC CRD: 146566 | — | 0 | 0 | A | Unknown |
| ASSET ADVISORY COMPANY, INC. CRD: 31855 | — | 0 | 0 | A | INACTIVE |
| ASSET ADVISORY GROUP INC CRD: 107929 | — | 0 | 0 | A | Unknown |
| ASSET ADVISORY GROUP, INC. CRD: 141612 | — | 0 | 0 | A | Unknown |
| ASSET ADVISORY GROUP, INC. CRD: 106618 | — | 0 | 0 | A | Unknown |
| ASSET ADVISORY SERVICES, INC. CRD: 136609 | — | 0 | 0 | A | Unknown |
| ASSET ALLOCATION ADVISORS INC CRD: 110336 | — | 0 | 0 | A | Unknown |
| ASSET ARCHITECTS, LLC CRD: 174206 | — | 0 | 0 | A | Unknown |
| ASSET GROWTH ASSOCIATES WEALTH ADVISORS CRD: 160090 | — | 0 | 0 | A | Unknown |
| ASSET GUIDANCE GROUP, LLC CRD: 291448 | — | 0 | 0 | A | Unknown |
| ASSET MANAGEMENT CRD: 320739 | — | 0 | 0 | A | Unknown |
| ASSET MANAGEMENT GROUP CRD: 319444 | — | 0 | 0 | A | Unknown |
| ASSET MANAGEMENT GROUP OF BANK OF HAWAII CRD: 112324 | — | 0 | 0 | A | Unknown |
| ASSET MANAGEMENT ONE USA INC. CRD: 108982 | — | 0 | 0 | A | Unknown |
| ASSET MANAGEMENT, INC. CRD: 8196 | — | 0 | 0 | A | INACTIVE |
| ASSET ONE LLC CRD: 106276 | — | 0 | 0 | A | Unknown |
| ASSET WEALTH ADVISORS, LLC CRD: 153250 | — | 0 | 0 | A | Unknown |
| ASSETFORT ADVISORS LLC CRD: 299149 | — | 0 | 0 | A | Unknown |
| ASSETMARK, INC. CRD: 109018 | — | 0 | 0 | A | Unknown |
| ASSIST FP CRD: 312108 | — | 0 | 0 | A | Unknown |
| ASSOCIATED BOND BROKERS, INC. CRD: 32114 | — | 1 | 0 | F | INACTIVE |
| ASSOCIATED SECURITIES CORP. CRD: 12969 | — | 10 | 0 | F | INACTIVE |
| ASSOCIATED SERVICES IN INSURANCE,INC CRD: 124408 | — | 0 | 0 | A | Unknown |
| ASSURED ADVISORY GROUP, LLC CRD: 316449 | — | 0 | 0 | A | Unknown |
| ASTA INVESTMENT ADVISORS CRD: 307746 | — | 0 | 0 | A | Unknown |
| ASTANOR GP S.AR.L. CRD: 331670 | — | 0 | 0 | A | Unknown |
| ASTARA CAPITAL PARTNERS, L.P. CRD: 317647 | — | 0 | 0 | A | Unknown |
| ASTERIA WEALTH LLC CRD: 285106 | — | 0 | 0 | A | Unknown |
| ASTEROZOA MANAGEMENT CRD: 316870 | — | 0 | 0 | A | Unknown |
| ASTEYA PARTNERS, LLC CRD: 316405 | — | 0 | 0 | A | Unknown |
| ASTON ASSET MANAGEMENT CRD: 154318 | — | 0 | 0 | A | Unknown |
| ASTON CAPITAL ADVISORS, LLC CRD: 161313 | — | 0 | 0 | A | INACTIVE |
| ASTOR CRD: 338424 | — | 0 | 0 | A | Unknown |
| ASTOR RIDGE N.A. LLP CRD: 282626 | NJ | 0 | 1 | A | Active |
| ASTORG ADVISORY SERVICES CRD: 321806 | — | 0 | 0 | A | Unknown |
| ASTORG PARTNERS CRD: 162141 | — | 0 | 0 | A | Unknown |
| ASTRA INVESTMENT ADVISERS CRD: 327956 | — | 0 | 0 | A | Unknown |