Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ASTRA VENTURES CRD: 306263 | — | 0 | 0 | A | Unknown |
| ASTRAEUS ADVISERS, LLC CRD: 148562 | — | 0 | 0 | A | Unknown |
| ASTRIS ADVISORY JAPAN K.K. CRD: 307365 | — | 0 | 0 | A | Unknown |
| ASTROP ADVISORY CORPORATION CRD: 106738 | — | 0 | 0 | A | Unknown |
| ASYLUM TRADING CRD: 325258 | — | 0 | 0 | A | Unknown |
| ASYM CAPITAL CRD: 311582 | — | 0 | 0 | A | Unknown |
| ASYM INVESTMENTS, LLC CRD: 333793 | — | 0 | 0 | A | Unknown |
| ASYMMETRIC ADVISORS CRD: 325460 | — | 0 | 0 | A | Unknown |
| ASYMMETRIC ETFS CRD: 312297 | — | 0 | 0 | A | Unknown |
| AT INVESTOR SERVICES, INC. CRD: 47837 | — | 0 | 0 | A | INACTIVE |
| AT ONE VENTURES OPCO, LLC CRD: 307972 | — | 0 | 0 | A | Unknown |
| ATA VENTURES CRD: 161720 | — | 0 | 0 | A | Unknown |
| ATAIROS MANAGEMENT, L.P. CRD: 281947 | — | 0 | 0 | A | Unknown |
| ATARAXIA LLC CRD: 288872 | — | 0 | 0 | A | Unknown |
| ATARAXIA LLC CRD: 311207 | — | 0 | 0 | A | Unknown |
| ATARAXIS ADVISORS LLC CRD: 328373 | — | 0 | 0 | A | Unknown |
| ATAROKE WEALTH CRD: 323731 | — | 0 | 0 | A | Unknown |
| ATAS VC, LLC CRD: 337754 | — | 0 | 0 | A | Unknown |
| ATASH VENTURES, LLC CRD: 174033 | — | 0 | 0 | A | Unknown |
| ATB CAPITAL MARKETS USA INC. CRD: 155053 | — | 0 | 1 | A | Active |
| ATB MANAGEMENT, LLC CRD: 166292 | — | 0 | 0 | A | Unknown |
| ATB SECURITIES INC. CRD: 172787 | — | 0 | 0 | A | Unknown |
| ATC INVESTMENT GROUP CRD: 13898 | — | 0 | 0 | A | INACTIVE |
| ATCAP PARTNERS, LLC CRD: 158214 | — | 0 | 0 | A | Unknown |
| ATCAPITAL MANAGEMENT CRD: 140215 | — | 0 | 0 | A | Unknown |
| ATCHUE, JOHN EDWARD CRD: 130744 | — | 0 | 0 | A | INACTIVE |
| ATELIER VENTURES CRD: 311315 | — | 0 | 0 | A | Unknown |
| ATENTO CAPITAL CRD: 326487 | — | 0 | 0 | A | Unknown |
| ATF EXCHANGE, LLC CRD: 167765 | — | 0 | 0 | A | Unknown |
| ATG SECURITIES LLC CRD: 151786 | — | 1 | 0 | F | INACTIVE |
| ATHANOR CAPITAL CRD: 290155 | — | 0 | 0 | A | Unknown |
| ATHEENA INC. CRD: 308373 | — | 0 | 0 | A | Unknown |
| ATHENA ADVISORY CRD: 328227 | — | 0 | 0 | A | Unknown |
| ATHENA ADVISORY SERVICES INC. CRD: 284174 | — | 0 | 0 | A | Unknown |
| ATHENA LEADERSHIP CORP. CRD: 173562 | — | 0 | 0 | A | Unknown |
| ATHENA TRADING, L.L.C. CRD: 43618 | — | 0 | 0 | A | INACTIVE |
| ATHENA'S WEALTH, INC. CRD: 306137 | — | 0 | 0 | A | Unknown |
| ATHENAINVEST ADVISORS LLC CRD: 146224 | — | 0 | 0 | A | Unknown |
| ATHERTON LANE ADVISERS, LLC CRD: 134090 | — | 0 | 0 | A | Unknown |
| ATHOS CAPITAL ADVISORS CRD: 309225 | — | 0 | 0 | A | Unknown |
| ATIF CRD: 312242 | — | 0 | 0 | A | Unknown |
| ATINC, LLC CRD: 312506 | — | 0 | 0 | A | Unknown |
| ATIP, INC CRD: 136440 | — | 0 | 0 | A | Unknown |
| ATIS, INC CRD: 148274 | IN | 0 | 1 | A | Active |
| ATKINS AND ASSOCIATES LLC CRD: 164879 | — | 0 | 0 | A | Unknown |
| ATKINSON AND COMPANY CRD: 1124 | — | 0 | 0 | A | INACTIVE |
| ATL ADVISOR LP CRD: 173866 | — | 0 | 0 | A | Unknown |
| ATLANTIC ADVISORS, INC. CRD: 115485 | — | 0 | 0 | A | Unknown |
| ATLANTIC ALCHEMY COMPANY CRD: 167154 | — | 0 | 0 | A | Unknown |
| ATLANTIC AMERICAN CAPITAL ADVISORS, LLC CRD: 111760 | — | 0 | 0 | A | INACTIVE |