Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Affluence Investing CRD: 287624 | - | 0 | 0 | - | Unknown |
| Affluent Solutions, LLC CRD: 116952 | - | 0 | 1 | - | Unknown |
| Affluo, LLC CRD: 170149 | - | 0 | 0 | - | Unknown |
| Affordable Life Plans, LLC CRD: 164009 | - | 0 | 1 | - | Unknown |
| Affordable Money Management L.L.C. CRD: 287935 | - | 0 | 0 | - | Unknown |
| AFG Fiduciary Services CRD: 309943 | - | 0 | 1 | - | Unknown |
| AFH Asset Management, Inc. CRD: 118805 | - | 0 | 3 | - | Unknown |
| AFI Capital Corporation CRD: 10736 | - | 0 | 0 | A | INACTIVE |
| AFI Capital Partners LLC CRD: 299317 | - | 0 | 1 | - | Unknown |
| Afinitiv LLC CRD: 305672 | - | 0 | 1 | - | Unknown |
| Afinum Management GMBH CRD: 289209 | - | 0 | 0 | - | Unknown |
| AFL Advisory Group LLC CRD: 168957 | - | 0 | 1 | - | Unknown |
| AFL Manager LLC CRD: 342300 | - | 0 | 1 | - | Unknown |
| AFL-CIO ITC Financial, LLC CRD: 175356 | - | 0 | 0 | A | INACTIVE |
| Aflac Asset Management LLC CRD: 304316 | - | 0 | 1 | - | Unknown |
| AFM Investments, Inc. CRD: 24584 | - | 2 | 0 | B | INACTIVE |
| AFO Limited CRD: 310558 | - | 0 | 1 | - | Unknown |
| AFP Group, LLC CRD: 164651 | - | 0 | 1 | - | Unknown |
| Afrasiab Wealth Solutions, LLC CRD: 327299 | - | 0 | 1 | - | Unknown |
| Africa Capital Group LLC CRD: 171126 | - | 0 | 0 | - | Unknown |
| Africa Mutual Global Investment Management Inc CRD: 330587 | - | 0 | 0 | - | Unknown |
| African Alliance Mauritius Management Company Limi… CRD: 170069 | - | 0 | 0 | - | Unknown |
| African Renaissance Ventures, LLC CRD: 327110 | - | 0 | 1 | - | Unknown |
| Africinvest Global Manco CRD: 315905 | - | 0 | 0 | - | Unknown |
| Afrobloc CRD: 333243 | - | 0 | 1 | - | Unknown |
| AFS Advisors, LLC CRD: 156180 | - | 0 | 0 | - | Unknown |
| AFS Brokerage, Inc. CRD: 25924 | - | 3 | 0 | C | INACTIVE |
| AFS Capital Markets Group CRD: 20014 | - | 0 | 0 | A | INACTIVE |
| AFS Equities, Inc. CRD: 35464 | - | 2 | 0 | B | INACTIVE |
| AFS Financial Group, LLC CRD: 306979 | - | 0 | 0 | - | Unknown |
| AFS Investments CRD: 163928 | - | 0 | 4 | - | Unknown |
| AFS Securities, LLC CRD: 171819 | - | 0 | 0 | A | INACTIVE |
| AFS Wealth Management LLC CRD: 323315 | - | 0 | 1 | - | Unknown |
| AFS Wealth Management LLC CRD: 335290 | - | 0 | 1 | - | Unknown |
| AFS Wealth Management, LLC CRD: 287832 | - | 0 | 1 | - | Unknown |
| Afsc Advisors, Inc CRD: 281467 | - | 0 | 1 | - | Unknown |
| Afsg Securities Corporation CRD: 18374 | - | 2 | 0 | B | INACTIVE |
| AFT Financial Planning CRD: 326691 | - | 0 | 1 | - | Unknown |
| AFT US Capital LLC CRD: 335448 | - | 0 | 1 | - | Unknown |
| AFT, Forsyth & Sober, LLC CRD: 162858 | - | 0 | 2 | - | Unknown |
| AFT, Forsyth and Company, Inc. CRD: 137404 | - | 0 | 2 | - | Unknown |
| Afton Advisors, LLC CRD: 300884 | - | 0 | 2 | - | Unknown |
| Afton Capital Management CRD: 159797 | - | 0 | 0 | - | Unknown |
| AFV Management Advisors LLC CRD: 306175 | - | 0 | 0 | - | Unknown |
| AFW Associates LLC CRD: 289429 | NY | 0 | 2 | A | Active |
| Afzali Investments, LLC CRD: 305104 | - | 0 | 1 | - | Unknown |
| AG (Australian Gulf) Capital Limited Liability Com… CRD: 334105 | - | 0 | 0 | - | Unknown |
| AG Asset Advisory, LLC CRD: 154406 | - | 0 | 2 | - | Unknown |
| AG BD LLC CRD: 23122 | - | 0 | 0 | A | INACTIVE |
| AG Capital Investments CRD: 165677 | - | 0 | 0 | - | Unknown |