Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ATLANTIC FINANCIAL CRD: 159167 | — | 0 | 0 | A | Unknown |
| ATLANTIS INVESTMENT CRD: 154486 | — | 0 | 0 | A | Unknown |
| ATLANTIS WEALTH ADVISORS LLC CRD: 169956 | — | 0 | 0 | A | Unknown |
| ATLAS CRD: 324191 | — | 0 | 0 | A | Unknown |
| ATLAS BROWN CRD: 133408 | — | 0 | 0 | A | Unknown |
| ATLAS CAPITAL CRD: 154923 | — | 0 | 0 | A | Unknown |
| ATLAS CAPITAL CRD: 326724 | — | 0 | 0 | A | Unknown |
| ATLAS CAPITAL ADVISORY LLC CRD: 316980 | — | 0 | 0 | A | Unknown |
| ATLAS FIDUCIARY FINANCIAL, LLC CRD: 307310 | — | 0 | 0 | A | Unknown |
| ATLAS FINANCIAL CRD: 171871 | — | 0 | 0 | A | Unknown |
| ATLAS GLOBAL GROUP, L.P. CRD: 41567 | — | 0 | 0 | A | INACTIVE |
| ATLAS HOLDINGS LLC CRD: 160610 | — | 0 | 0 | A | Unknown |
| ATLAS LEGACY ADVISORS LLC CRD: 329888 | — | 0 | 0 | A | Unknown |
| ATLAS PEAK ADVISORS, INC. CRD: 169648 | — | 0 | 0 | A | Unknown |
| ATLAS TRADING CRD: 139820 | — | 0 | 0 | A | INACTIVE |
| ATLAS US LLC CRD: 304279 | — | 0 | 0 | A | Unknown |
| ATLAS VENTURE CRD: 162935 | — | 0 | 0 | A | Unknown |
| ATLATL ADVISERS CRD: 284036 | — | 0 | 0 | A | Unknown |
| ATM CRD: 137211 | — | 0 | 0 | A | INACTIVE |
| ATMA ADVISORS LTD. CRD: 325478 | — | 0 | 0 | A | Unknown |
| ATMANNA PARTNERS, LLC CRD: 334570 | — | 0 | 0 | A | Unknown |
| ATMOS ADVISORY, LLC CRD: 160087 | — | 0 | 0 | A | Unknown |
| ATO VENTURES, LLC CRD: 304210 | — | 0 | 0 | A | Unknown |
| ATOMIC VAULTS ADVISORS LLC CRD: 330278 | — | 0 | 0 | A | Unknown |
| ATOMICO (UK) PARTNERS LLP CRD: 301113 | — | 0 | 0 | A | Unknown |
| ATON ADVISORS, LLC CRD: 154036 | — | 0 | 0 | A | Unknown |
| ATON FINANCIAL LLC CRD: 173070 | — | 0 | 0 | A | Unknown |
| ATON SECURITIES INC. CRD: 156377 | — | 0 | 0 | A | INACTIVE |
| ATON SECURITIES, INC. CRD: 100841 | — | 0 | 0 | A | INACTIVE |
| ATOPAC PARTNERS, LP CRD: 321693 | — | 0 | 0 | A | Unknown |
| ATORIE ADVISORS, LLC CRD: 331840 | — | 0 | 0 | A | Unknown |
| ATP AI VENTURES LLC CRD: 335131 | — | 0 | 0 | A | Unknown |
| ATP TRADING LLC CRD: 130486 | — | 1 | 0 | F | INACTIVE |
| ATP WEALTH LLC CRD: 166885 | — | 0 | 0 | A | Unknown |
| ATR ADVISORS, LLC CRD: 170849 | — | 0 | 0 | A | Unknown |
| ATRATO ADVISORS LLC CRD: 153939 | — | 0 | 0 | A | Unknown |
| ATREAUS CAPITAL CRD: 162477 | — | 0 | 0 | A | Unknown |
| ATREYU PARTNERS LLC CRD: 285317 | — | 0 | 0 | A | Unknown |
| ATREYU TRADING CRD: 175371 | — | 0 | 0 | A | INACTIVE |
| ATRUM MANAGEMENT CRD: 333181 | — | 0 | 0 | A | Unknown |
| ATRUM ONE LIMITED CRD: 324755 | — | 0 | 0 | A | Unknown |
| ATS CAPITAL ADVISORS CRD: 305110 | — | 0 | 0 | A | Unknown |
| ATS L.P. CRD: 35051 | — | 0 | 0 | A | INACTIVE |
| ATS WEALTH MANAGEMENT CRD: 137705 | — | 0 | 0 | A | Unknown |
| ATTAIN PORTFOLIO ADVISORS CRD: 293243 | — | 0 | 0 | A | Unknown |
| ATTAINABLE WEALTH CRD: 281206 | — | 0 | 0 | A | Unknown |
| ATTEND WEALTH CRD: 335194 | — | 0 | 0 | A | Unknown |
| ATTICUS CRD: 310630 | — | 0 | 0 | A | Unknown |
| ATTINGER, LLC CRD: 311772 | — | 0 | 0 | A | Unknown |
| ATTIS SECURITIES CRD: 330249 | CO | 0 | 1 | A | Active |