Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| AG Capital Management, LLC CRD: 281208 | - | 0 | 0 | - | Unknown |
| AG Dillon Asset Management LP CRD: 328384 | - | 0 | 1 | - | Unknown |
| AG Financial CRD: 140226 | - | 0 | 1 | - | Unknown |
| AG Global Advisors LLC CRD: 155398 | - | 0 | 1 | - | Unknown |
| AG Investment Management CRD: 130427 | - | 0 | 0 | - | Unknown |
| AG Solutions Capital, LLC CRD: 311557 | - | 0 | 1 | - | Unknown |
| AG Twin Brook Manager, LLC CRD: 302056 | - | 0 | 0 | - | Unknown |
| AG Wealth Management, PLLC CRD: 290273 | - | 0 | 2 | - | Unknown |
| AGA Securities, LLC CRD: 122781 | WA | 0 | 3 | A | Active |
| Agamerica Lending LLC CRD: 164866 | - | 0 | 1 | - | Unknown |
| Agape Wealth Management LLC CRD: 339898 | - | 0 | 1 | - | Unknown |
| Agar Inc. CRD: 8017 | - | 0 | 0 | A | INACTIVE |
| Agata Investments LLC CRD: 318275 | - | 0 | 1 | - | Unknown |
| Agate Capital Partners CRD: 310823 | - | 0 | 1 | - | Unknown |
| Agate Hound, LLC CRD: 328431 | - | 0 | 1 | - | Unknown |
| Agate Manager, LLC CRD: 287753 | - | 0 | 1 | - | Unknown |
| Agate Pass Investment, LLC CRD: 155049 | - | 0 | 1 | - | Unknown |
| Agave Partners Holdings CRD: 163506 | - | 0 | 0 | - | Unknown |
| Agave Wealth Advisors CRD: 299139 | - | 0 | 1 | - | Unknown |
| Agawam Capital LLC CRD: 117012 | - | 0 | 0 | A | INACTIVE |
| AGB Trading Incorporated CRD: 8115 | - | 0 | 0 | A | INACTIVE |
| AGC Equity Partners Investment Management Limited CRD: 339362 | - | 0 | 0 | - | Unknown |
| AGC Partners CRD: 125958 | MA | 1 | 5 | B | Active |
| Agdeavor Investments CRD: 147340 | - | 0 | 2 | - | Unknown |
| AGE Crypto GP, LLC CRD: 315412 | - | 0 | 1 | - | Unknown |
| AGE Friendly CRD: 315137 | - | 0 | 0 | - | Unknown |
| AGE Wisely Financial CRD: 331644 | - | 0 | 1 | - | Unknown |
| Agecroft Partners, LLC CRD: 139227 | VA | 0 | 2 | A | Active |
| Agemy Wealth Advisors, LLC CRD: 218512 | - | 0 | 2 | - | Unknown |
| Agency Asset Management LLC CRD: 297645 | - | 0 | 0 | - | Unknown |
| Agency Counselors, LLC CRD: 281108 | - | 0 | 0 | - | Unknown |
| Agency Desk, LLC CRD: 131851 | - | 2 | 0 | B | INACTIVE |
| Agency Trading Group, Inc. CRD: 108887 | - | 8 | 0 | D | INACTIVE |
| Agent Capital, LLC CRD: 288532 | - | 0 | 1 | - | Unknown |
| Agent Venture Management, LLC CRD: 339606 | - | 0 | 1 | - | Unknown |
| Agentech Equities, LLC CRD: 338997 | - | 0 | 1 | - | Unknown |
| Agentis Capital Markets US, LLC CRD: 328336 | - | 0 | 0 | A | Active |
| Agentrisk CRD: 281139 | - | 0 | 0 | - | Unknown |
| Agentsmyth Advisors CRD: 330911 | - | 0 | 1 | - | Unknown |
| Ages Financial Services, Ltd. CRD: 15427 | - | 8 | 0 | D | INACTIVE |
| Ages Legacy Advisors, LLC CRD: 340447 | - | 0 | 1 | - | Unknown |
| Agewell Holdings, LLC CRD: 308523 | - | 0 | 0 | - | Unknown |
| Agewise Financial Inc. CRD: 328162 | - | 0 | 1 | - | Unknown |
| AGF Advisors CRD: 156071 | - | 0 | 1 | - | Unknown |
| AGF Braseg Securities Inc. CRD: 41283 | - | 0 | 0 | A | INACTIVE |
| AGF Investment Corp. CRD: 14056 | - | 0 | 0 | A | INACTIVE |
| AGF Investments CRD: 153781 | - | 0 | 1 | - | Unknown |
| AGF Investments CRD: 145669 | - | 0 | 0 | - | Unknown |
| AGF Securities, Inc. CRD: 998 | - | 1 | 0 | B | INACTIVE |
| Agfe CRD: 158072 | - | 0 | 0 | - | Unknown |