Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Agfe CRD: 161027 | - | 0 | 0 | - | Unknown |
| Agfunder Advisors, LLC CRD: 304047 | - | 0 | 1 | - | Unknown |
| Agfunder GP IV, LLC CRD: 325720 | - | 0 | 1 | - | Unknown |
| Agfunder GP SPV I, LLC CRD: 325664 | - | 0 | 1 | - | Unknown |
| AGG Asset Management, LLC CRD: 154846 | - | 0 | 1 | - | Unknown |
| AGH Wealth Advisors, LLC CRD: 146796 | - | 0 | 5 | - | Unknown |
| Aghajohn Capital Advisors, LLC CRD: 331137 | - | 0 | 1 | - | Unknown |
| Aghajohn Enterprise CRD: 328466 | - | 0 | 0 | - | Unknown |
| AGI House, LLC CRD: 342862 | - | 0 | 1 | - | Unknown |
| AGI Pacific Capital Group, Inc. CRD: 26528 | - | 0 | 0 | A | INACTIVE |
| Agilacapital CRD: 335188 | - | 0 | 0 | - | Unknown |
| Agile Asset Management CRD: 136141 | - | 0 | 0 | - | Unknown |
| Agile Capital CRD: 174102 | - | 0 | 0 | - | Unknown |
| Agile Capital CRD: 331621 | - | 0 | 1 | - | Unknown |
| Agile Equity Ventures, LLC CRD: 43172 | - | 0 | 0 | A | INACTIVE |
| Agile Investments CRD: 132924 | - | 0 | 1 | - | Unknown |
| Agile Investments, Inc. CRD: 120101 | - | 0 | 0 | A | INACTIVE |
| Agile PT Group LLC CRD: 155177 | - | 2 | 0 | B | INACTIVE |
| Agile Securities, Inc. CRD: 39457 | - | 0 | 0 | A | INACTIVE |
| Agile Trading Technologies, LLC CRD: 306627 | PA | 0 | 3 | A | Active |
| Agile Wealth LLC CRD: 314967 | - | 0 | 1 | - | Unknown |
| Agile Wealth Partners CRD: 302019 | - | 0 | 1 | - | Unknown |
| Agili, P.C. CRD: 107664 | - | 0 | 0 | - | Unknown |
| Agilitas Private Equity LLP CRD: 171478 | - | 0 | 0 | - | Unknown |
| Agility Equity Partners CRD: 338602 | - | 0 | 1 | - | Unknown |
| Agilon Capital CRD: 298447 | - | 0 | 0 | - | Unknown |
| Agincourt Brokerage, Inc. CRD: 23144 | - | 0 | 0 | A | INACTIVE |
| Agincourt Capital, Inc. CRD: 30962 | - | 0 | 0 | A | INACTIVE |
| Agincourt, Ltd. CRD: 36661 | - | 2 | 0 | B | INACTIVE |
| Agis Management LLC CRD: 172457 | - | 0 | 1 | - | Unknown |
| AGJ Marketing, Inc. CRD: 15663 | - | 0 | 0 | A | INACTIVE |
| AGL Credit Management LLC CRD: 299601 | - | 0 | 1 | - | Unknown |
| AGL Equity Incorporated CRD: 15337 | - | 0 | 0 | A | INACTIVE |
| AGL US DL Management LLC CRD: 331398 | - | 0 | 1 | - | Unknown |
| Aglv Funds, LLC CRD: 320962 | - | 0 | 0 | - | Unknown |
| AGM 60 CRD: 335355 | - | 0 | 1 | - | Unknown |
| AGM Financial Services, Inc. CRD: 125105 | - | 0 | 0 | - | Unknown |
| AGM Securities LLC CRD: 132197 | FL | 0 | 3 | A | Active |
| Agman Capital CRD: 334799 | - | 0 | 1 | - | Unknown |
| Agman Capital LLC CRD: 288977 | - | 0 | 0 | - | Unknown |
| Agmen Asset Management LLC CRD: 315764 | - | 0 | 1 | - | Unknown |
| Agnc Management, LLC CRD: 161600 | - | 0 | 0 | - | Unknown |
| Agnello Financial Group, Inc. CRD: 141522 | - | 0 | 1 | - | Unknown |
| Agnostic Ventures Management, LLC CRD: 314682 | - | 0 | 0 | - | Unknown |
| Agny Securities, Ltd. CRD: 14666 | - | 0 | 0 | A | INACTIVE |
| Agora Investments CRD: 332032 | - | 0 | 2 | - | Unknown |
| Agora Securities Corp. CRD: 137317 | - | 0 | 0 | A | INACTIVE |
| Agoura Hills Investment Group, Inc. CRD: 16486 | - | 0 | 0 | A | INACTIVE |
| AGP Franklin, LLC CRD: 331699 | - | 0 | 2 | - | Unknown |
| AGP II, LLC CRD: 310477 | - | 0 | 1 | - | Unknown |