Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| AGP III, LLC CRD: 310478 | - | 0 | 1 | - | Unknown |
| AGR Partners LLC CRD: 283081 | - | 0 | 1 | - | Unknown |
| AGR Partners, LLC CRD: 165566 | - | 0 | 0 | - | Unknown |
| Agri Tech Commodities Co. CRD: 27846 | - | 0 | 0 | A | INACTIVE |
| Agriglobe Land Advisors, LLC CRD: 337868 | - | 0 | 1 | - | Unknown |
| AGS Equities Sales Corporation CRD: 11120 | - | 0 | 0 | A | INACTIVE |
| AGS Financial Services, Inc. CRD: 38006 | - | 0 | 0 | A | INACTIVE |
| AGS Securities, Inc. CRD: 38462 | - | 0 | 0 | A | INACTIVE |
| AGS Specialist Partners CRD: 33314 | - | 1 | 0 | B | INACTIVE |
| AGS Specialists II, LLC CRD: 142894 | - | 1 | 0 | B | INACTIVE |
| AGS Specialists LLC CRD: 124520 | - | 2 | 0 | B | INACTIVE |
| Agsm Ventures, LLC CRD: 284204 | - | 0 | 1 | - | Unknown |
| Agsn Investments, LLC CRD: 337967 | - | 0 | 1 | - | Unknown |
| Agtb Fund Manager, LLC CRD: 318665 | - | 0 | 1 | - | Unknown |
| Aguila Asset Management, LLC CRD: 159759 | - | 0 | 0 | - | Unknown |
| Agular Asset Management LLC CRD: 309718 | - | 0 | 1 | - | Unknown |
| Agvestments, Inc. CRD: 11255 | - | 0 | 0 | A | INACTIVE |
| Agvisory, LLC CRD: 102160 | - | 0 | 0 | A | INACTIVE |
| AGW Capital Advisors CRD: 150570 | - | 0 | 4 | - | Unknown |
| Agya Ventures LLC CRD: 321237 | - | 0 | 1 | - | Unknown |
| AHA Solutions, Inc. CRD: 13807 | - | 0 | 0 | A | INACTIVE |
| Ahab Capital Management, Inc CRD: 161198 | - | 0 | 0 | - | Unknown |
| Ahakista Capital LLC CRD: 337864 | - | 0 | 1 | - | Unknown |
| Ahana Markets LLC CRD: 318893 | NJ | 0 | 3 | A | Active |
| Ahara Advisors CRD: 312385 | - | 0 | 1 | - | Unknown |
| Ahart & Bryan, Inc. CRD: 16521 | - | 0 | 0 | A | INACTIVE |
| AHC Advisors, Inc. CRD: 127364 | - | 0 | 0 | - | Unknown |
| AHC Securities LLC CRD: 335829 | TX | 0 | 2 | A | Active |
| Ahead VC, LLC CRD: 323752 | - | 0 | 1 | - | Unknown |
| Ahern Holdings, Inc. CRD: 44825 | - | 0 | 0 | A | INACTIVE |
| AHL Investment Management, Inc. CRD: 120593 | - | 0 | 0 | - | Unknown |
| AHL Partners LLP CRD: 167882 | - | 0 | 0 | - | Unknown |
| Ahlbeck Financial CRD: 312380 | - | 0 | 1 | - | Unknown |
| AHM LLC CRD: 174459 | - | 0 | 0 | - | Unknown |
| Ahmanson Marketing, Inc. CRD: 15476 | - | 0 | 0 | A | INACTIVE |
| Ahmeti Wealth Management, LLC CRD: 258787 | - | 0 | 2 | - | Unknown |
| Ahoy Capital CRD: 300100 | - | 0 | 1 | - | Unknown |
| AHP Financial Services, Inc. CRD: 124841 | - | 0 | 0 | - | Unknown |
| AHT Financial Group, Ltd. CRD: 17998 | - | 0 | 0 | A | INACTIVE |
| Ahts Advisors, LLC CRD: 284668 | - | 0 | 0 | - | Unknown |
| AI Advisor, Inc. CRD: 122984 | - | 0 | 2 | - | Unknown |
| AI Agent Capital, LLC CRD: 329981 | - | 0 | 1 | - | Unknown |
| AI Alpha LLC CRD: 334908 | - | 0 | 1 | - | Unknown |
| AI Capital CRD: 335052 | - | 0 | 1 | - | Unknown |
| AI Capital Partners GP, LLC CRD: 316283 | - | 0 | 0 | - | Unknown |
| AI Earn Ltd CRD: 337851 | - | 0 | 1 | - | Unknown |
| AI Financial Education Foundation Ltd CRD: 332327 | - | 0 | 0 | - | Unknown |
| AI Financial, Inc. CRD: 128781 | - | 0 | 1 | - | Unknown |
| AI Fund Growth Ventures CRD: 341123 | - | 0 | 1 | - | Unknown |
| AI Funds CRD: 328886 | - | 0 | 3 | - | Unknown |