Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| AVC AIG GP, LP CRD: 292110 | — | 0 | 0 | A | Unknown |
| AVC KOVACH GP, LP CRD: 282744 | — | 0 | 0 | A | Unknown |
| AVCF LLC CRD: 319381 | — | 0 | 0 | A | Unknown |
| AVEC LLC CRD: 310772 | — | 0 | 0 | A | Unknown |
| AVEGO MANAGEMENT, LLC CRD: 310520 | — | 0 | 0 | A | Unknown |
| AVENIDA PARTNERS LLC CRD: 297739 | — | 0 | 0 | A | Unknown |
| AVENIFY CORPORATION CRD: 305014 | — | 0 | 0 | A | Unknown |
| AVENIR CORPORATION CRD: 110545 | — | 0 | 0 | A | Unknown |
| AVENTICUM CAPITAL MANAGEMENT (QATAR) LLC CRD: 282157 | — | 0 | 0 | A | Unknown |
| AVENUE ADVISORS, LLC CRD: 122233 | — | 0 | 0 | A | Unknown |
| AVENUE ASIA CAPITAL MANAGEMENT, L.P. CRD: 113246 | — | 0 | 0 | A | Unknown |
| AVENUE GLOBAL ADVISORS LLC CRD: 304498 | — | 0 | 0 | A | Unknown |
| AVENUE PLANNING GROUP CRD: 283749 | — | 0 | 0 | A | Unknown |
| AVENUES WEALTH, LLC CRD: 290433 | — | 0 | 0 | A | Unknown |
| AVERY WEALTH, INC. CRD: 147943 | — | 0 | 0 | A | Unknown |
| AVESI PARTNERS LLC CRD: 314570 | — | 0 | 0 | A | Unknown |
| AVESTA VENTURE ADVISORS CRD: 123227 | — | 0 | 0 | A | Unknown |
| AVESTOR INC. CRD: 305443 | — | 0 | 0 | A | Unknown |
| AVEX INVESTMENTS, INC. CRD: 40798 | — | 3 | 0 | F | INACTIVE |
| AVF MANAGEMENT LLC CRD: 285846 | — | 0 | 0 | A | Unknown |
| AVIARA WEALTH CRD: 325218 | — | 0 | 0 | A | Unknown |
| AVIATE GLOBAL (US) LLP CRD: 151430 | — | 0 | 0 | A | INACTIVE |
| AVIATOR WEALTH GROUP CRD: 331993 | — | 0 | 0 | A | Unknown |
| AVICENE CRD: 339617 | — | 0 | 0 | A | Unknown |
| AVID CAPITAL ADVISORS LLC CRD: 320717 | ID | 0 | 1 | A | Active |
| AVIDITY CAPITAL CRD: 312745 | — | 0 | 0 | A | Unknown |
| AVIER WEALTH ADVISORS CRD: 161077 | — | 0 | 0 | A | Unknown |
| AVIGHNA CAPITAL ADVISORS CRD: 167192 | — | 0 | 0 | A | Unknown |
| AVILA VC, LLC CRD: 334148 | — | 0 | 0 | A | Unknown |
| AVINA, INC. D/B/A AVINA CAPITAL CRD: 284614 | — | 0 | 0 | A | Unknown |
| AVION WEALTH CRD: 134242 | — | 0 | 0 | A | Unknown |
| AVIOR CAPITAL MARKETS US, LLC CRD: 172595 | NY | 0 | 1 | A | Active |
| AVISE FINANCIAL CRD: 328790 | — | 0 | 0 | A | Unknown |
| AVISEN ADVISORS, LLC CRD: 113791 | — | 0 | 0 | A | Unknown |
| AVIV ASSET MANAGEMENT, LLC CRD: 173622 | — | 0 | 0 | A | Unknown |
| AVIVA INVESTORS AMERICAS CRD: 163989 | — | 0 | 0 | A | Unknown |
| AVK PARTNERS CRD: 319724 | — | 0 | 0 | A | Unknown |
| AVL ADVISORY LLC CRD: 337357 | — | 0 | 0 | A | Unknown |
| AVL/WEALTHCARE, LLC CRD: 116519 | — | 0 | 0 | A | Unknown |
| AVM, L.P. CRD: 16710 | FL | 0 | 1 | A | Active |
| AVONDALE ADVISORS, LLC CRD: 107751 | — | 0 | 0 | A | Unknown |
| AVONDALE ASSET MANAGEMENT CRD: 157705 | — | 0 | 0 | A | Unknown |
| AVORA WEALTH LLC CRD: 339217 | — | 0 | 0 | A | Unknown |
| AVORY & CO. CRD: 284812 | — | 0 | 0 | A | Unknown |
| AVP ADVISORS, LLC CRD: 154269 | — | 0 | 0 | A | Unknown |
| AVR BOULDER BAY CAPITAL, LLC CRD: 159477 | — | 0 | 0 | A | Unknown |
| AVRA MANAGEMENT LLC CRD: 330648 | — | 0 | 0 | A | Unknown |
| AVRAM Y.KATZ INVESTMENT ADVISORY SERVICES CRD: 128933 | — | 0 | 0 | A | Unknown |
| AVRIO WEALTH LLC CRD: 337579 | — | 0 | 0 | A | Unknown |
| AVRIO WEALTH PTE LTD CRD: 306064 | — | 0 | 0 | A | Unknown |