Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Aimcdonnaugh & Co. Inc. CRD: 124512 | - | 0 | 4 | - | Unknown |
| Aime Capital Markets LLC CRD: 323458 | NY | 0 | 2 | A | Active |
| Aiml Trading Partners CRD: 331742 | - | 0 | 0 | - | Unknown |
| Aims Asset Management SDN. BHD. CRD: 293601 | - | 0 | 0 | - | Unknown |
| Aims Capital Corporation CRD: 15118 | - | 0 | 0 | A | INACTIVE |
| Aimtop Advisors, LLC CRD: 312935 | - | 0 | 1 | - | Unknown |
| AIN Management LLC CRD: 323689 | - | 0 | 1 | - | Unknown |
| Aina Climate AI Ventures, LLC CRD: 334312 | - | 0 | 1 | - | Unknown |
| Aingel Investments, LLC CRD: 317795 | - | 0 | 1 | - | Unknown |
| Ainn Holding, LLC CRD: 297419 | - | 0 | 0 | - | Unknown |
| Ainqt Co,.Ltd. CRD: 333718 | - | 0 | 1 | - | Unknown |
| Ainvest Wealth Management Corp. CRD: 310027 | - | 0 | 0 | - | Unknown |
| AIO Financial, LLC CRD: 114030 | - | 0 | 1 | - | Unknown |
| Aiolos Management, LLC CRD: 304686 | - | 0 | 0 | - | Unknown |
| AIP Capital Advisors LLC CRD: 328465 | - | 0 | 1 | - | Unknown |
| AIP Capital Markets LLC CRD: 288932 | CA | 0 | 2 | A | Active |
| AIP Management (Difc) Limited CRD: 340527 | - | 0 | 0 | - | Unknown |
| AIP Management US CRD: 322515 | - | 0 | 1 | - | Unknown |
| AIR Asset Management CRD: 288165 | - | 0 | 1 | - | Unknown |
| AIR Planning CRD: 300939 | - | 0 | 0 | - | Unknown |
| AIR Street Capital II LP CRD: 328500 | - | 0 | 0 | - | Unknown |
| AIR Venture Partners LLC CRD: 319255 | - | 0 | 1 | - | Unknown |
| Airangels Management, LLC CRD: 313675 | - | 0 | 1 | - | Unknown |
| Airbethel, Inc. CRD: 284611 | - | 0 | 0 | - | Unknown |
| Airborne VC, LLC CRD: 334499 | - | 0 | 0 | - | Unknown |
| Airdrie Partners, LLC CRD: 174132 | - | 0 | 1 | - | Unknown |
| Aire Advisors, LLC CRD: 307450 | - | 0 | 2 | - | Unknown |
| Airgead Clann LLC CRD: 133578 | - | 0 | 0 | - | Unknown |
| Airgead, Inc. CRD: 16567 | - | 0 | 0 | A | INACTIVE |
| Airis Capital Group, LLC CRD: 290017 | - | 0 | 0 | - | Unknown |
| Airlie Opportunity Capital Management LP CRD: 131971 | - | 0 | 0 | - | Unknown |
| Airlink Markets, LLC CRD: 322261 | - | 12 | 0 | D | INACTIVE |
| Airmark Investments Inc CRD: 43358 | - | 0 | 0 | A | INACTIVE |
| Airtree Ventures CRD: 338261 | - | 0 | 0 | - | Unknown |
| Airwallex Capital (US) LLC CRD: 332388 | CA | 0 | 2 | A | Active |
| AIS Asset Management CRD: 312562 | - | 0 | 3 | - | Unknown |
| AIS Asset Management, LLC CRD: 322402 | - | 0 | 0 | - | Unknown |
| AIS Capital Management L.P. CRD: 107971 | - | 0 | 3 | - | Unknown |
| AIS Financial CRD: 282713 | - | 0 | 1 | - | Unknown |
| AIS Financial, Inc. CRD: 41462 | - | 4 | 0 | C | INACTIVE |
| AIS Planning CRD: 148821 | - | 0 | 2 | - | Unknown |
| Aisa International CRD: 172777 | - | 0 | 0 | - | Unknown |
| Aisco Trading, Inc. CRD: 40901 | - | 1 | 0 | B | INACTIVE |
| Aisling Advisors CRD: 292423 | - | 0 | 0 | - | Unknown |
| Aisling Capital LLC CRD: 157698 | - | 0 | 1 | - | Unknown |
| Aisling Capital Management LP CRD: 269994 | - | 0 | 1 | - | Unknown |
| Aispace LLC CRD: 328936 | - | 0 | 1 | - | Unknown |
| Aistock Securities Service Inc CRD: 331373 | - | 0 | 1 | - | Unknown |
| Aita Financial Group, Inc. CRD: 111786 | - | 0 | 0 | - | Unknown |
| Aitfund, LLC CRD: 342520 | - | 0 | 1 | - | Unknown |