Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| AXON SECURITIES GROUP, P.A. CRD: 44828 | — | 0 | 0 | A | INACTIVE |
| AXOS INVEST, INC CRD: 150953 | — | 0 | 0 | A | Unknown |
| AXQ CAPITAL, LP CRD: 318863 | — | 0 | 0 | A | Unknown |
| AXS CAPITAL, LLC CRD: 310292 | — | 0 | 0 | A | Unknown |
| AXS INVESTMENTS LLC CRD: 305714 | — | 0 | 0 | A | Unknown |
| AXXCESS WEALTH MANAGEMENT, LLC CRD: 164081 | — | 0 | 0 | A | Unknown |
| AXXES ADVISORS I LLC CRD: 332460 | — | 0 | 0 | A | Unknown |
| AXXES ADVISORS LLC CRD: 318039 | — | 0 | 0 | A | Unknown |
| AXXES DIRECT ADVISORS LLC CRD: 327473 | — | 0 | 0 | A | Unknown |
| AXXON GROUP CRD: 161534 | — | 0 | 0 | A | Unknown |
| AXXUS WEALTH ADVISORS, LLC CRD: 158800 | — | 0 | 0 | A | Unknown |
| AYA CAPITAL, LLC CRD: 283044 | — | 0 | 0 | A | Unknown |
| AYERS & ASSOCIATES, P.C. CRD: 127417 | — | 0 | 0 | A | Unknown |
| AYLA CAPITAL CRD: 309102 | — | 0 | 0 | A | Unknown |
| AYM CAPITAL, LLC CRD: 163556 | — | 0 | 0 | A | Unknown |
| AZ LEGACY WEALTH LLC CRD: 308906 | — | 0 | 0 | A | Unknown |
| AZ-VC, LLC CRD: 317059 | — | 0 | 0 | A | Unknown |
| AZA CAPITAL MANAGEMENT CRD: 109784 | — | 0 | 0 | A | Unknown |
| AZALEA CAPITAL CRD: 164102 | — | 0 | 0 | A | Unknown |
| AZG CAPITAL CRD: 154117 | — | 0 | 0 | A | Unknown |
| AZIMUTH SECURITIES CRD: 22438 | — | 0 | 0 | A | INACTIVE |
| AZIMUTH WEALTH ADVISORS CRD: 290050 | — | 0 | 0 | A | Unknown |
| AZINI CAPITAL CRD: 159108 | — | 0 | 0 | A | Unknown |
| AZM FINANCIAL CRD: 288455 | — | 0 | 0 | A | Unknown |
| AZOFF, RICHARD CRD: 286602 | — | 0 | 0 | A | Unknown |
| AZTEC CAPITAL CORPORATION CRD: 34077 | — | 0 | 0 | A | INACTIVE |
| AZUL FINANCIAL LLC CRD: 291306 | — | 0 | 0 | A | Unknown |
| AZUL FINANCIAL LLC CRD: 284724 | — | 0 | 0 | A | Unknown |
| AZUL FINANCIAL LLC CRD: 304933 | — | 0 | 0 | A | Unknown |
| AZURA PARTNERS US LLC CRD: 312886 | — | 0 | 0 | A | Unknown |
| AZURA PARTNERS US LLC CRD: 327986 | — | 0 | 0 | A | Unknown |
| AZURE91 MANAGEMENT, LLC CRD: 314488 | — | 0 | 0 | A | Unknown |
| AZURITE MANAGEMENT LLC CRD: 310225 | — | 0 | 0 | A | Unknown |
| AZZENDO WEALTH ADVISORS CRD: 139610 | — | 0 | 0 | A | Unknown |
| AZZENDO WEALTH ADVISORS CRD: 145919 | — | 0 | 0 | A | Unknown |
| A|C MANAGEMENT TECH LLC CRD: 333712 | — | 0 | 0 | A | Unknown |
| B & A SECTOR WATCH CRD: 123023 | — | 0 | 0 | A | Unknown |
| B & A SECURITIES CORPORATION CRD: 14390 | — | 0 | 0 | A | INACTIVE |
| B & B FINANCIAL GROUP, INC. CRD: 13868 | — | 0 | 0 | A | INACTIVE |
| B & B FINANCIAL PLANNING CO., INC. CRD: 111628 | — | 0 | 0 | A | Unknown |
| B & B POWER GROUP ADVISORS, LLC CRD: 295098 | — | 0 | 0 | A | Unknown |
| B & D EQUITIES INC. CRD: 6719 | — | 0 | 0 | A | INACTIVE |
| B & E TRADING, LLC CRD: 131494 | — | 0 | 0 | A | INACTIVE |
| B & G OPTION BROKERS, INC. CRD: 34464 | — | 1 | 0 | F | INACTIVE |
| B & L ASSET MANAGEMENT, LLC CRD: 124811 | — | 0 | 0 | A | Unknown |
| B & V ADVISORS, LLC CRD: 148810 | — | 0 | 0 | A | Unknown |
| B C FINANCIAL CORPORATION CRD: 13460 | — | 0 | 0 | A | INACTIVE |
| B CAPITAL CRD: 287986 | — | 0 | 0 | A | Unknown |
| B ONE ADVISORS, LLC CRD: 164929 | — | 0 | 0 | A | Unknown |
| B SIDE PARTNERS, LLC CRD: 330652 | — | 0 | 0 | A | Unknown |