Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| B VENTURES GROUP LLC CRD: 330473 | — | 0 | 0 | A | Unknown |
| B&A CAPITAL, INC. CRD: 150303 | — | 0 | 0 | A | INACTIVE |
| B&B OPTIONS CRD: 33255 | — | 0 | 0 | A | INACTIVE |
| B&B TRADING PARTNERS L.L.C. CRD: 44711 | — | 0 | 0 | A | INACTIVE |
| B&C PARTNERS LLC CRD: 42840 | — | 0 | 0 | A | INACTIVE |
| B&I CAPITAL AG CRD: 323077 | — | 0 | 0 | A | Unknown |
| B&L WEALTH GROUP, LLC CRD: 332083 | — | 0 | 0 | A | Unknown |
| B&P ADVISORS LLC CRD: 175068 | — | 0 | 0 | A | Unknown |
| B&W CRD: 122954 | — | 0 | 0 | A | Unknown |
| B&W GLOBAL LLC CRD: 125277 | — | 2 | 0 | F | INACTIVE |
| B-29 ADVISORS, LLC CRD: 292096 | — | 0 | 0 | A | Unknown |
| B-F SECURITIES, INC. CRD: 14679 | — | 0 | 0 | A | INACTIVE |
| B-FLEXION INVESTMENTS (US) INC. CRD: 169457 | — | 0 | 0 | A | INACTIVE |
| B-R SECURITIES CORP. CRD: 1270 | — | 0 | 0 | A | INACTIVE |
| B. C. ZIEGLER AND COMPANY CRD: 61 | IL | 12 | 1 | F | Active |
| B. LATERMAN & CO., INC. CRD: 29500 | — | 0 | 0 | A | INACTIVE |
| B. R. STICKLE & CO. CRD: 13108 | — | 0 | 0 | A | INACTIVE |
| B. RILEY & CO., LLC CRD: 40355 | — | 6 | 0 | F | INACTIVE |
| B. TYLER HALL LLC CRD: 36702 | — | 0 | 0 | A | INACTIVE |
| B. WATER INVESTMENTS CRD: 315634 | — | 0 | 0 | A | Unknown |
| B.A. & COMPANY, LLC CRD: 32145 | — | 1 | 0 | F | INACTIVE |
| B.B. GRAHAM & COMPANY, INC. CRD: 41533 | CA | 7 | 1 | F | Active |
| B.C. CHRISTOPHER SECURITIES CO. CRD: 60 | — | 0 | 0 | A | INACTIVE |
| B.D. STERLING CRD: 338917 | — | 0 | 0 | A | Unknown |
| B.E.R.S. CRD: 122042 | — | 0 | 0 | A | Unknown |
| B.F. SAUL SECURITIES, INC. CRD: 10177 | — | 0 | 0 | A | INACTIVE |
| B.J. LAPINER CO. CRD: 13881 | — | 0 | 0 | A | INACTIVE |
| B.J. YOUNG & COMPANY CRD: 15561 | — | 0 | 0 | A | INACTIVE |
| B.L. & CO., L.P. CRD: 23339 | — | 0 | 0 | A | INACTIVE |
| B.O.C.L. SECURITIES CORP. CRD: 15332 | — | 0 | 0 | A | INACTIVE |
| B.O.G.H.-PANZECA LLC CRD: 122469 | — | 1 | 0 | F | INACTIVE |
| B.R. DOYLE & CO., INC. CRD: 32702 | — | 0 | 0 | A | INACTIVE |
| B.SIDE INVESTMENTS LLC CRD: 333952 | — | 0 | 0 | A | Unknown |
| B.T. FOY FINANCIAL, LLC CRD: 146833 | — | 0 | 0 | A | Unknown |
| B.U. ITALY S.R.L. CRD: 336361 | — | 0 | 0 | A | Unknown |
| B.W. BELISLE PLANNING & STRATEGY COMPANY LLC CRD: 168180 | — | 0 | 0 | A | Unknown |
| B1 FINANCIAL CRD: 323539 | — | 0 | 0 | A | Unknown |
| B3 ADVISORS LLC CRD: 307380 | — | 0 | 0 | A | Unknown |
| B365INVEST CRD: 337742 | — | 0 | 0 | A | Unknown |
| B37 PARTNERS, LLC CRD: 283526 | — | 0 | 0 | A | Unknown |
| B37 VENTURES CRD: 318814 | — | 0 | 0 | A | Unknown |
| B6 CAPITAL CRD: 331004 | — | 0 | 0 | A | Unknown |
| BA FINANCIAL CORP CRD: 290287 | — | 0 | 0 | A | Unknown |
| BA SECURITIES, LLC CRD: 153489 | PA | 0 | 1 | A | Active |
| BAADER HELVEA INC. CRD: 132007 | NY | 0 | 1 | A | Active |
| BABCOCK & BROWN FINANCIAL CO. LLC CRD: 14058 | — | 0 | 0 | A | INACTIVE |
| BABCOCK & BROWN SECURITIES LLC CRD: 169440 | CT | 0 | 1 | A | Active |
| BABYLON CAPITAL ADVISORY CRD: 315345 | — | 0 | 0 | A | Unknown |
| BACH OPTION LIMITED CRD: 281358 | — | 0 | 0 | A | Unknown |
| BACHER & CO INC CRD: 1140 | — | 0 | 0 | A | INACTIVE |