Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Alan M. Roseman CPA LLC CRD: 124941 | - | 0 | 1 | - | Unknown |
| Alan Mitchell Deboom CRD: 32065 | - | 0 | 0 | A | INACTIVE |
| Alan R. Morris CRD: 14308 | - | 0 | 0 | A | INACTIVE |
| Alanar Incorporated CRD: 23225 | - | 7 | 0 | D | INACTIVE |
| Alanda Capital Management (Malta) Ltd. CRD: 300392 | - | 0 | 0 | - | Unknown |
| Alanmar Asset Management Inc. CRD: 13467 | - | 0 | 0 | A | INACTIVE |
| Alanna Advisors, LLC CRD: 318638 | - | 0 | 1 | - | Unknown |
| Alantra Eqmc Asset Management S.G.I.I.C., S.A. CRD: 304548 | - | 0 | 0 | - | Unknown |
| Alantra, LLC CRD: 22095 | MA | 0 | 3 | A | Active |
| Alapocas Investment Partners, Inc. CRD: 300841 | - | 0 | 0 | - | Unknown |
| Alara Capital CRD: 162872 | - | 0 | 0 | - | Unknown |
| Alaric Distributors, LLC CRD: 304165 | - | 0 | 0 | A | INACTIVE |
| Alaris Trading Partners, LLC CRD: 126996 | - | 0 | 0 | A | INACTIVE |
| Alaron Financial Services CRD: 45416 | - | 1 | 0 | B | INACTIVE |
| Alaska Retirement CRD: 291314 | - | 0 | 1 | - | Unknown |
| Alaska Wealth Advisors CRD: 172151 | - | 0 | 2 | - | Unknown |
| Alaska Wealth Management CRD: 323296 | - | 0 | 1 | - | Unknown |
| Alatus Capital LLC CRD: 281625 | - | 0 | 0 | - | Unknown |
| ALB Securities Co. CRD: 18164 | - | 0 | 0 | A | INACTIVE |
| Alba Capital Management CRD: 143438 | - | 0 | 0 | - | Unknown |
| Alba Financial LLC CRD: 327309 | - | 0 | 1 | - | Unknown |
| Albacore Capital LLP CRD: 290704 | - | 0 | 0 | - | Unknown |
| Albanese Hemsley & Tussing Ltd CRD: 107045 | - | 0 | 0 | - | Unknown |
| Albano Investment Management CRD: 132693 | - | 0 | 0 | - | Unknown |
| Albany Road Real Estate Partners, LLC CRD: 290302 | - | 0 | 1 | - | Unknown |
| Albany Securities, LLC. CRD: 47249 | - | 1 | 0 | B | INACTIVE |
| Albanyadvisor Group LLC CRD: 316226 | - | 0 | 2 | - | Unknown |
| Albar Capital (USA) LLC CRD: 332051 | - | 0 | 0 | - | Unknown |
| Albar Capital Limited CRD: 291539 | - | 0 | 0 | - | Unknown |
| Albar Capital Partners LLP CRD: 331738 | - | 0 | 0 | - | Unknown |
| Albaron Fund Management LP CRD: 342262 | - | 0 | 1 | - | Unknown |
| Albaron Ventures LLC CRD: 298468 | - | 0 | 0 | - | Unknown |
| Albatrox Capital CRD: 321148 | - | 0 | 2 | - | Unknown |
| Albatroz Capital CRD: 318090 | - | 0 | 1 | - | Unknown |
| Albedo Capital CRD: 173960 | - | 0 | 0 | - | Unknown |
| Albemarle Management LLC CRD: 308339 | - | 0 | 0 | - | Unknown |
| Albemarle Properties CRD: 14596 | - | 0 | 0 | A | INACTIVE |
| Albert a. Caporaso & Associates, Inc. CRD: 104837 | - | 0 | 2 | - | Unknown |
| Albert B. Cohen Partners, L.P. CRD: 31354 | - | 0 | 0 | A | INACTIVE |
| Albert Bridge Capital CRD: 326763 | - | 0 | 1 | - | Unknown |
| Albert Bridge Capital LLP CRD: 282334 | - | 0 | 0 | - | Unknown |
| Albert Investment Services CRD: 14681 | - | 0 | 0 | A | INACTIVE |
| Albert Investments, LLC CRD: 298006 | - | 0 | 1 | - | Unknown |
| Albert M. Freiberg & Company CRD: 1909 | - | 0 | 0 | A | INACTIVE |
| Albert R. Gedrimas Financial Services,Inc. CRD: 14533 | - | 0 | 0 | A | INACTIVE |
| Albert Securities, LLC CRD: 305928 | CA | 0 | 2 | A | Active |
| Albert Vinas, an Accountancy Corporation CRD: 139544 | - | 0 | 0 | - | Unknown |
| Albert, Bennett & Co., Inc. CRD: 14699 | - | 0 | 0 | A | INACTIVE |
| Alberts Investment Management Inc. CRD: 136406 | - | 0 | 0 | - | Unknown |
| Alberty Asset Management LLC CRD: 151685 | - | 0 | 0 | - | Unknown |