Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Albility Planning CRD: 328017 | - | 0 | 1 | - | Unknown |
| Albin J. Radawiec Co. CRD: 3119 | - | 0 | 0 | A | INACTIVE |
| Albion Capital Group LLP CRD: 338412 | - | 0 | 0 | - | Unknown |
| Albion Financial Group CRD: 105957 | - | 0 | 7 | - | Unknown |
| Albion Investors LLC CRD: 107436 | - | 0 | 0 | - | Unknown |
| Albion Management Group CRD: 14951 | - | 0 | 0 | A | INACTIVE |
| Albion River CRD: 322098 | - | 0 | 1 | - | Unknown |
| Albion Trinity Capital Management, LLC CRD: 342424 | - | 0 | 1 | - | Unknown |
| Albitz/Miloe and Associates, Inc. CRD: 104777 | - | 0 | 2 | - | Unknown |
| Albourne America LLC CRD: 126582 | - | 0 | 9 | - | Unknown |
| Albright Investment Management LLC CRD: 157853 | - | 0 | 0 | - | Unknown |
| Albright Securities LLC CRD: 136630 | - | 0 | 0 | A | INACTIVE |
| Albright Wealth CRD: 331440 | - | 0 | 0 | - | Unknown |
| Albritton Capital Management Co CRD: 112772 | - | 0 | 2 | - | Unknown |
| Album Ventures, LLC CRD: 304983 | - | 0 | 1 | - | Unknown |
| ALC Advisory CRD: 173739 | - | 0 | 0 | - | Unknown |
| ALC Investment Advisory Services, LLC CRD: 140418 | - | 0 | 3 | - | Unknown |
| Alcala Multi Family Office CRD: 325214 | - | 0 | 0 | - | Unknown |
| Alcazar Energy Management Services L.L.C-FZ CRD: 331535 | - | 0 | 0 | - | Unknown |
| Alceon Real Asset Management PTY Ltd CRD: 307417 | - | 0 | 0 | - | Unknown |
| Alces & Asociados Advisors CRD: 335172 | - | 0 | 1 | - | Unknown |
| Alchemi Wealth Management CRD: 297586 | - | 0 | 0 | - | Unknown |
| Alchemi Wealth, LLC CRD: 310451 | - | 0 | 1 | - | Unknown |
| Alchemist Wealth CRD: 311130 | - | 0 | 0 | - | Unknown |
| Alchemy Partners LLP CRD: 162311 | - | 0 | 0 | - | Unknown |
| Alchemy Special Opportunities LLP CRD: 162312 | - | 0 | 0 | - | Unknown |
| Alchemy Wealth Management CRD: 332657 | - | 0 | 0 | - | Unknown |
| Alchemy Wealth Management CRD: 311022 | - | 0 | 2 | - | Unknown |
| Alcibiades, L.L.C. CRD: 130360 | - | 0 | 0 | A | INACTIVE |
| Alcion Ventures, L.P. CRD: 160505 | - | 0 | 1 | - | Unknown |
| Alcioun Capital LLC CRD: 290627 | - | 0 | 0 | - | Unknown |
| Alco Advisors, Inc. CRD: 129513 | - | 0 | 2 | - | Unknown |
| Alcom Securities, Inc. CRD: 15224 | - | 0 | 0 | A | INACTIVE |
| Alconbury Trust L.L.C CRD: 168312 | - | 0 | 1 | - | Unknown |
| Alcosta Capital Management, Inc. CRD: 128679 | - | 0 | 1 | - | Unknown |
| Alcova Asset Management LLP CRD: 167810 | - | 0 | 0 | - | Unknown |
| Alcove Capital Partners, LLC CRD: 158640 | - | 0 | 0 | A | INACTIVE |
| Alcus Financial Group, LLC CRD: 130698 | - | 0 | 0 | - | Unknown |
| Alcyon Wealth Partners CRD: 334909 | - | 0 | 1 | - | Unknown |
| Alda Advisors, Inc. CRD: 107527 | - | 0 | 3 | - | Unknown |
| Alda Securities, Inc. CRD: 14240 | - | 0 | 0 | A | INACTIVE |
| Aldabaran Advisory LLC CRD: 335048 | - | 0 | 1 | - | Unknown |
| Aldaron Management LLC CRD: 341075 | - | 0 | 1 | - | Unknown |
| Aldea Capital Partners CRD: 285929 | - | 0 | 0 | - | Unknown |
| Aldebaran Capital, LLC CRD: 122360 | - | 0 | 3 | - | Unknown |
| Aldebaran Financial Inc CRD: 105741 | - | 0 | 1 | - | Unknown |
| Aldemar Research Corporation CRD: 178523 | - | 0 | 2 | - | Unknown |
| Alden Capital CRD: 293551 | - | 0 | 19 | - | Unknown |
| Alden Capital Markets, Inc. CRD: 25314 | - | 0 | 0 | A | INACTIVE |
| Alden Global Capital CRD: 161333 | - | 0 | 0 | - | Unknown |