Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BALL & COMPANY CRD: 133950 | — | 0 | 0 | A | Unknown |
| BALLAST WEALTH LLC CRD: 318991 | — | 0 | 0 | A | Unknown |
| BALLAST, INC. CRD: 152695 | — | 0 | 0 | A | Unknown |
| BALLENTINE PARTNERS CRD: 152802 | — | 0 | 0 | A | Unknown |
| BALLERS AND ASSOCIATES CRD: 174220 | — | 0 | 0 | A | Unknown |
| BALLEW INVESTMENTS, INC. CRD: 32028 | — | 0 | 0 | A | INACTIVE |
| BALMORAL TRADING L.L.C. CRD: 43137 | — | 0 | 0 | A | INACTIVE |
| BALUARTE CAPITAL US CRD: 328830 | — | 0 | 0 | A | Unknown |
| BALUCH CAPITAL CRD: 330191 | — | 0 | 0 | A | Unknown |
| BAM OPTIONS L.L.C. CRD: 132158 | — | 0 | 0 | A | INACTIVE |
| BAM TRADING CRD: 297697 | — | 0 | 0 | A | Unknown |
| BAM VENTURES GP, LLC CRD: 173053 | — | 0 | 0 | A | Unknown |
| BAMCO, INC. CRD: 110789 | — | 0 | 0 | A | Unknown |
| BANBURY LLC CRD: 294863 | — | 0 | 0 | A | Unknown |
| BANBURY PARTNERS LLC CRD: 172773 | — | 0 | 0 | A | Unknown |
| BANC IV INVESTMENTS, INC. CRD: 36169 | — | 0 | 0 | A | INACTIVE |
| BANC SECURITIES, INC. CRD: 28471 | — | 0 | 0 | A | INACTIVE |
| BANC STREET SECURITIES, INC. CRD: 19849 | — | 0 | 0 | A | INACTIVE |
| BANCBOSTON BROKERAGE INC. CRD: 17473 | — | 0 | 0 | A | INACTIVE |
| BANCBOSTON CONNECTICUT BROKERAGE CRD: 17488 | — | 0 | 0 | A | INACTIVE |
| BANCO DO BRASIL SECURITIES LLC CRD: 132701 | FL | 1 | 1 | F | Active |
| BANCROFT BOOTH CAPITAL ADVISORS CRD: 335113 | — | 0 | 0 | A | Unknown |
| BANCTRUST SECURITIES USA CRD: 313116 | NY | 0 | 1 | A | Active |
| BANDERA PARTNERS CRD: 161230 | — | 0 | 0 | A | Unknown |
| BANDGAP VENTURES CRD: 173925 | — | 0 | 0 | A | Unknown |
| BANE O'LEARY LLC CRD: 286450 | — | 0 | 0 | A | Unknown |
| BANER SECURITIES CORP. CRD: 10757 | — | 0 | 0 | A | INACTIVE |
| BANER SECURITIES CORP. CRD: 12960 | — | 0 | 0 | A | INACTIVE |
| BANEXI INC. CRD: 14504 | — | 1 | 0 | F | INACTIVE |
| BANGTAIL MANAGEMENT, LP CRD: 317395 | — | 0 | 0 | A | Unknown |
| BANIS SECURITIES CORP. CRD: 14353 | — | 0 | 0 | A | INACTIVE |
| BANK ' D CRD: 300487 | — | 0 | 0 | A | Unknown |
| BANK UNITED SECURITIES CORP. CRD: 30288 | — | 0 | 0 | A | INACTIVE |
| BANKCAP PARTNERS CRD: 162103 | — | 0 | 0 | A | Unknown |
| BANKS E. MOYER CRD: 2835 | — | 0 | 0 | A | INACTIVE |
| BANKSHOP, LLC CRD: 306387 | — | 0 | 0 | A | Unknown |
| BANNERMAN WEALTH CRD: 284677 | — | 0 | 0 | A | Unknown |
| BANNON & CO., INC. CRD: 29435 | — | 0 | 0 | A | INACTIVE |
| BANSK GROUP LLC CRD: 312320 | — | 0 | 0 | A | Unknown |
| BANTAM INC. CRD: 288075 | — | 0 | 0 | A | Unknown |
| BANTRY BAY CAPITAL LIMITED CRD: 333527 | — | 0 | 0 | A | Unknown |
| BANYAN POINT, LLC CRD: 171226 | — | 0 | 0 | A | Unknown |
| BAPCD, INC. CRD: 169148 | — | 0 | 0 | A | Unknown |
| BARAK FUND MANAGEMENT CRD: 282917 | — | 0 | 0 | A | Unknown |
| BARBARA J. BOUCHEY ASSET MANAGEMENT, INC. CRD: 120034 | — | 0 | 0 | A | Unknown |
| BARBARA S. GAULT CRD: 128433 | — | 0 | 0 | A | Unknown |
| BARBCO FINANCIAL CRD: 332386 | — | 0 | 0 | A | Unknown |
| BARBER & BRONSON INCORPORATED CRD: 26582 | — | 0 | 0 | A | INACTIVE |
| BARC PARTNERS LLC CRD: 282444 | — | 0 | 0 | A | Unknown |
| BARCELONA PARTNERS CRD: 270000 | — | 0 | 0 | A | Unknown |