Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BARCLAY BRELAND FAMILY OFFICE CRD: 168626 | — | 0 | 0 | A | Unknown |
| BARCLAY FINANCIAL CORP. CRD: 8175 | — | 0 | 0 | A | INACTIVE |
| BARCLAYS CAPITAL INC. CRD: 19714 | NY | 161 | 1 | F | Active |
| BARCLAYS DE ZOETE WEDD INCORPORATED CRD: 16080 | — | 0 | 0 | A | INACTIVE |
| BARD PARTNERS LLC CRD: 310269 | — | 0 | 0 | A | Unknown |
| BARDI CO. LLC CRD: 166134 | CA | 0 | 1 | A | Active |
| BARE VENTURES CRD: 324976 | — | 0 | 0 | A | Unknown |
| BARGELD FINANCIAL CRD: 327633 | — | 0 | 0 | A | Unknown |
| BARGER & COMPANY CRD: 131687 | — | 0 | 0 | A | Unknown |
| BARING & BROWN, INC. CRD: 24929 | — | 0 | 0 | A | INACTIVE |
| BARING BROTHERS & CO., INC. CRD: 21162 | — | 0 | 0 | A | INACTIVE |
| BARINGS CRD: 299118 | — | 0 | 0 | A | Unknown |
| BARINGS (U.K.) LIMITED CRD: 158277 | — | 0 | 0 | A | Unknown |
| BARINGS LLC CRD: 106006 | — | 0 | 0 | A | Unknown |
| BARK SECURITIES, LLC CRD: 337787 | — | 0 | 0 | A | Unknown |
| BARKSTON, LLC CRD: 318894 | — | 0 | 0 | A | Unknown |
| BARLOW PARTNERS INC CRD: 108338 | — | 0 | 0 | A | Unknown |
| BARLOW, PAUL DAVID CRD: 284512 | — | 0 | 0 | A | Unknown |
| BARNEGAT BAY CAPITAL MANAGEMENT LLC CRD: 111798 | — | 0 | 0 | A | Unknown |
| BARNES CAPITAL CRD: 140572 | — | 0 | 0 | A | Unknown |
| BARNES FINANCIAL CRD: 293369 | — | 0 | 0 | A | Unknown |
| BARNES, QUINN, FLAKE & ANDERSON INVESTMENT, INC. CRD: 11557 | — | 0 | 0 | A | INACTIVE |
| BARNETT & CO INC CRD: 105867 | — | 0 | 0 | A | Unknown |
| BARNETT BOND SERVICE, INC. CRD: 20852 | — | 0 | 0 | A | INACTIVE |
| BARNETT INVESTMENTS INC CRD: 111102 | — | 0 | 0 | A | Unknown |
| BARNETT INVESTMENTS, INC. CRD: 14897 | — | 0 | 0 | A | INACTIVE |
| BARON INVESTMENTS, INC. CRD: 16857 | — | 0 | 0 | A | INACTIVE |
| BARR BROTHERS & CO., INC. CRD: 7148 | — | 1 | 0 | F | INACTIVE |
| BARR CPA LLC CRD: 170878 | — | 0 | 0 | A | Unknown |
| BARRACK YARD ADVISORS, LLC CRD: 173536 | — | 0 | 0 | A | Unknown |
| BARRETT FP LLC CRD: 336268 | — | 0 | 0 | A | Unknown |
| BARRIGER & BARRIGER INCORPORATED CRD: 39324 | — | 1 | 0 | F | INACTIVE |
| BARRISTER CRD: 153598 | — | 0 | 0 | A | Unknown |
| BARRY BERKMAN CRD: 11815 | — | 0 | 0 | A | INACTIVE |
| BARRY EARL KAUFMAN CRD: 10616 | — | 0 | 0 | A | INACTIVE |
| BARRY F.T. BOLKER CRD: 134853 | — | 0 | 0 | A | Unknown |
| BARSKY, ROBERT F CRD: 33278 | — | 1 | 0 | F | INACTIVE |
| BARTHEL, KATHLEEN CRD: 118095 | — | 0 | 0 | A | INACTIVE |
| BARTLETT & CO. CRD: 86 | — | 0 | 0 | A | INACTIVE |
| BARTLETT & CO. LLC CRD: 159973 | — | 0 | 0 | A | Unknown |
| BARTON CREEK CAPITAL CORPORATION CRD: 43975 | — | 0 | 0 | A | INACTIVE |
| BARU ASSET MANAGEMENT CRD: 281530 | — | 0 | 0 | A | Unknown |
| BARWICK & PARTNERS, INC. CRD: 174336 | — | 0 | 0 | A | Unknown |
| BAS CAPITAL CRD: 150430 | — | 0 | 0 | A | Unknown |
| BASA ADVISORS CRD: 290034 | — | 0 | 0 | A | Unknown |
| BASALT WEALTH INC. CRD: 333045 | — | 0 | 0 | A | Unknown |
| BASE MANAGEMENT CO CRD: 104600 | — | 0 | 0 | A | Unknown |
| BASE PARTNERS CRD: 293295 | — | 0 | 0 | A | Unknown |
| BASE SECURITIES, LLC CRD: 131922 | — | 0 | 0 | A | INACTIVE |
| BASE SPIN LLC CRD: 331468 | — | 0 | 0 | A | Unknown |