Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Sartena Securities, Inc. CRD: 40816 | - | 3 | 0 | C | INACTIVE |
| Sather's Financial LLC CRD: 312167 | - | 0 | 0 | A | Unknown |
| Satochi Inc. CRD: 293340 | - | 0 | 0 | A | Unknown |
| Satori Capital, LLC CRD: 161829 | - | 0 | 1 | A | Unknown |
| Satori Traders CRD: 311042 | - | 0 | 0 | A | Unknown |
| Satter Equity Corporation CRD: 21489 | - | 0 | 0 | A | INACTIVE |
| Saturn Management LLC CRD: 163637 | - | 0 | 0 | A | Unknown |
| Sauerman Investments, Inc. CRD: 18017 | - | 0 | 0 | A | INACTIVE |
| Sauerman Securities, Inc. CRD: 8252 | - | 0 | 0 | A | INACTIVE |
| Saugatuck Capital Company CRD: 163289 | - | 0 | 1 | A | Unknown |
| Saugatuck Securities, Inc. CRD: 45205 | - | 0 | 0 | A | INACTIVE |
| Saunders Karp Securities, L.P. CRD: 25867 | - | 0 | 0 | A | INACTIVE |
| Sausalito Securities CRD: 18987 | - | 0 | 0 | A | INACTIVE |
| Sauser, James C. CRD: 103140 | - | 0 | 0 | A | INACTIVE |
| Sausley Securities, Inc. CRD: 17742 | - | 1 | 0 | B | INACTIVE |
| Savage, Terry L. CRD: 34227 | - | 0 | 2 | A | Unknown |
| Savant Partners, LLC CRD: 312567 | - | 0 | 1 | A | Unknown |
| Savers' Financial Services CRD: 21991 | - | 0 | 0 | A | INACTIVE |
| Savevest, LLC CRD: 175365 | - | 0 | 1 | A | Unknown |
| Savings Drive Inc. CRD: 299281 | - | 0 | 0 | A | Unknown |
| Savior Wealth CRD: 299178 | - | 0 | 5 | A | Unknown |
| Savoia, Inc. CRD: 23433 | - | 0 | 0 | A | INACTIVE |
| Savory Milln Securities, Inc. CRD: 16242 | - | 0 | 0 | A | INACTIVE |
| Savrin CRD: 291554 | - | 0 | 1 | A | Unknown |
| Savvy CRD: 318493 | - | 0 | 135 | A | Unknown |
| Savvy Financial CRD: 292220 | - | 0 | 0 | A | Unknown |
| Savvy Labs Inc CRD: 322453 | - | 0 | 1 | A | Unknown |
| Savvy Outcomes Inc. CRD: 141346 | - | 0 | 0 | A | Unknown |
| Savvyfi CRD: 304337 | - | 0 | 1 | A | Unknown |
| Savyon Advisory, LLC CRD: 298256 | - | 0 | 0 | A | Unknown |
| SAW Mill Capital L.L.C. CRD: 156472 | - | 0 | 1 | A | Unknown |
| Sawatch Investments CRD: 284094 | - | 0 | 0 | A | Unknown |
| Sawo Securities,Inc. CRD: 16074 | - | 0 | 0 | A | INACTIVE |
| Sawtooth Capital LLC CRD: 151394 | - | 0 | 1 | A | Unknown |
| Sawtooth Securities, LLC CRD: 105386 | - | 0 | 0 | A | INACTIVE |
| Sawyer & Co Inc CRD: 112849 | - | 0 | 1 | A | Unknown |
| SAX Capital LLC CRD: 288220 | - | 0 | 0 | A | Unknown |
| SAX Options, Inc. CRD: 34360 | - | 0 | 0 | A | INACTIVE |
| Saxecap Management, LLC CRD: 331158 | - | 0 | 1 | A | Unknown |
| Saxon Financial Group CRD: 311687 | - | 0 | 1 | A | Unknown |
| Saxon Securities Inc. CRD: 10134 | - | 0 | 0 | A | INACTIVE |
| Saxon Securities LLC CRD: 155168 | - | 0 | 1 | A | Unknown |
| Saxony Securities, Inc. CRD: 115547 | MO | 3 | 47 | B | Active |
| Saya Management LP CRD: 289135 | - | 0 | 0 | A | Unknown |
| Saybrook Capital Corp CRD: 107679 | - | 0 | 1 | A | Unknown |
| Saybrus Equity Services, LLC CRD: 153319 | CT | 0 | 19 | A | Active |
| Sazes Securities LLC CRD: 35957 | - | 1 | 0 | B | INACTIVE |
| Sazze Partners, Inc. CRD: 298152 | - | 0 | 1 | A | Unknown |
| SB Advisory, LLC CRD: 154680 | - | 0 | 35 | A | Unknown |
| SB Stratre Advisors LLC CRD: 288078 | - | 0 | 0 | A | Unknown |