Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| SB Wealth CRD: 108126 | - | 0 | 0 | A | Unknown |
| SBA Trading, LLC CRD: 44717 | - | 1 | 0 | B | INACTIVE |
| SBC Capital CRD: 298658 | - | 0 | 0 | A | Unknown |
| SBC Partners CRD: 284750 | - | 9 | 0 | D | INACTIVE |
| SBC Warburg, Inc. CRD: 23745 | - | 0 | 0 | A | INACTIVE |
| SBC Wealth Management CRD: 122433 | - | 0 | 0 | A | Unknown |
| Sberbank CIB USA, Inc. CRD: 47972 | - | 2 | 0 | B | INACTIVE |
| SBF Securities Company, L.P. CRD: 24786 | - | 0 | 0 | A | INACTIVE |
| SBJ Capital CRD: 293841 | - | 0 | 1 | A | Unknown |
| SBK-Brooks Investment Corp. CRD: 35851 | - | 5 | 0 | C | INACTIVE |
| SBL Capital Sarl CRD: 335233 | - | 0 | 0 | A | Unknown |
| Sbla Advisers Corp. CRD: 305652 | - | 0 | 0 | A | Unknown |
| SBO Management, LLC. CRD: 315258 | - | 0 | 0 | A | Unknown |
| Sbva Corp. CRD: 313837 | - | 0 | 0 | A | Unknown |
| SBX Inc. CRD: 43912 | - | 0 | 0 | A | INACTIVE |
| SBX Securities, Inc. CRD: 33253 | - | 0 | 0 | A | INACTIVE |
| SC Capital Partners PTE. Ltd. CRD: 175230 | - | 0 | 0 | A | Unknown |
| SC Fund Management LLC CRD: 159720 | - | 0 | 1 | A | Unknown |
| SC Fund Management, LLC CRD: 316702 | - | 0 | 0 | A | Unknown |
| SC GP III(B), LLC CRD: 309732 | - | 0 | 0 | A | Unknown |
| SC GP III, LLC CRD: 298215 | - | 0 | 0 | A | Unknown |
| SC Lowy Financial (US) LLC CRD: 305918 | - | 0 | 0 | A | INACTIVE |
| SC Management Limited CRD: 162854 | - | 0 | 0 | A | Unknown |
| SC Management LLC CRD: 311359 | - | 0 | 1 | A | Unknown |
| SC Management, Inc. CRD: 131941 | - | 0 | 0 | A | Unknown |
| SC Nation Services LLC CRD: 318131 | - | 0 | 0 | A | Unknown |
| SC Securities Corp. CRD: 37922 | - | 0 | 0 | A | INACTIVE |
| SC Wealth Advisors CRD: 305201 | - | 0 | 1 | A | Unknown |
| SC&H Capital Corporation CRD: 148291 | MD | 0 | 2 | A | Active |
| SC&H Wealth CRD: 120666 | - | 0 | 3 | A | Unknown |
| SCA CRD: 153269 | - | 0 | 0 | A | Unknown |
| SCA Securities, Inc. CRD: 18306 | - | 0 | 0 | A | INACTIVE |
| Scale Advisory Group, LLC CRD: 309787 | - | 0 | 0 | A | Unknown |
| Scale Investment Group CRD: 154709 | - | 0 | 1 | A | Unknown |
| Scale-UP VC II GP, Inc. CRD: 294275 | - | 0 | 1 | A | Unknown |
| Scaleco Capital CRD: 324544 | - | 0 | 1 | A | Unknown |
| Scaleup Latam, LLC CRD: 322834 | - | 0 | 1 | A | Unknown |
| Scaleview Securities LLC CRD: 318523 | TX | 0 | 2 | A | Active |
| Scan Advisory Services CRD: 124986 | - | 0 | 0 | A | INACTIVE |
| Scap Management LLC CRD: 163901 | - | 0 | 0 | A | Unknown |
| SCC Capital Group, LLC CRD: 147148 | - | 0 | 0 | A | Unknown |
| SCD Capital, Inc. CRD: 149353 | - | 0 | 1 | A | Unknown |
| Scenic Management LLC CRD: 315808 | - | 0 | 1 | A | Unknown |
| Scepter Securities, Inc. CRD: 14867 | - | 0 | 0 | A | INACTIVE |
| SCF Securities, Inc. CRD: 47275 | - | 0 | 0 | A | INACTIVE |
| SCFX Management LLC CRD: 301704 | - | 0 | 1 | A | Unknown |
| Scge Management, L.P. CRD: 157402 | - | 0 | 1 | A | Unknown |
| Schaefer Securities, Inc. CRD: 18046 | - | 0 | 0 | A | INACTIVE |
| Schaer, J. Brian CRD: 40015 | - | 2 | 0 | B | INACTIVE |
| Schaffer, Necker & Co. CRD: 7142 | - | 0 | 0 | A | INACTIVE |