Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Dragon Financial Group CRD: 282113 | - | 0 | 0 | - | Unknown |
| Dragon Legend Capital Limited CRD: 331582 | - | 0 | 0 | - | Unknown |
| Dragon Trading LLC CRD: 42952 | - | 0 | 0 | A | INACTIVE |
| Dragoneer Investment Group, LLC CRD: 161443 | - | 0 | 1 | - | Unknown |
| Dragonfly Capital Partners, LLC CRD: 125199 | SC | 0 | 3 | A | Active |
| Dragonfly Digital Management, LLC CRD: 300750 | - | 0 | 1 | - | Unknown |
| Dragonscale Ventures CRD: 312354 | - | 0 | 0 | - | Unknown |
| Dragonx Capital, LLC CRD: 318993 | - | 0 | 1 | - | Unknown |
| Dragus Capital, LLC CRD: 158122 | - | 0 | 1 | - | Unknown |
| Drake & Associates, LLC CRD: 154854 | - | 0 | 1 | - | Unknown |
| Drake & Company Investment Services, Inc. CRD: 10148 | - | 0 | 0 | A | INACTIVE |
| Drake & Company, Inc. CRD: 16227 | - | 16 | 0 | D | INACTIVE |
| Drake Asset Management, Inc. CRD: 118687 | - | 0 | 0 | - | Unknown |
| Drake Capital Advisors LLC CRD: 136716 | - | 0 | 1 | - | Unknown |
| Drake Investment Options, LLC CRD: 164785 | - | 0 | 0 | - | Unknown |
| Drake Partners Fund Management LLC CRD: 281552 | - | 0 | 0 | - | Unknown |
| Drake Securities Corp. CRD: 8244 | - | 1 | 0 | B | INACTIVE |
| Drake Star Securities LLC CRD: 131338 | FL | 0 | 6 | A | Active |
| Drake Wealth Management CRD: 160813 | - | 0 | 0 | - | Unknown |
| Drala Capital LLC CRD: 300136 | - | 0 | 0 | - | Unknown |
| Draper and Kramer Securities, Inc. CRD: 14943 | - | 0 | 0 | A | INACTIVE |
| Draper Asset Management, LLC CRD: 148136 | - | 0 | 1 | - | Unknown |
| Draper Atlantic CRD: 160769 | - | 0 | 0 | - | Unknown |
| Draper Fisher Jurvetson CRD: 162461 | - | 0 | 1 | - | Unknown |
| Draper Fisher Jurvetson Gotham Management LLC CRD: 162055 | - | 0 | 0 | - | Unknown |
| Draper Fisher Jurvetson Gotham Management, LLC CRD: 330745 | - | 0 | 1 | - | Unknown |
| Draper Frontier CRD: 175090 | - | 0 | 1 | - | Unknown |
| Draper Management Company, LLC CRD: 289448 | - | 0 | 1 | - | Unknown |
| Draperdragon Management Company II, LLC CRD: 320610 | - | 0 | 1 | - | Unknown |
| Draperdragon Management, LLC CRD: 329183 | - | 0 | 1 | - | Unknown |
| Draperu Ventures, LLC CRD: 335064 | - | 0 | 1 | - | Unknown |
| Drawbridge Capital CRD: 128636 | - | 0 | 1 | - | Unknown |
| Drawdown Fund CRD: 323956 | - | 0 | 1 | - | Unknown |
| Drawing Capital Group LLC CRD: 310326 | - | 0 | 1 | - | Unknown |
| Drawingboard Wealth Advisors CRD: 331459 | - | 0 | 1 | - | Unknown |
| Drax Asset Management, LLC CRD: 112304 | - | 0 | 0 | - | Unknown |
| Drax Management, LLC CRD: 164000 | - | 0 | 0 | - | Unknown |
| Draxis Asset Management, LLC CRD: 313401 | - | 0 | 1 | - | Unknown |
| Drayer Group, Inc. CRD: 31158 | - | 0 | 0 | A | INACTIVE |
| Drayer Kelly & Co. Inc. CRD: 7520 | - | 0 | 0 | A | INACTIVE |
| Drazga Wealth Advisors, LLC CRD: 151107 | - | 0 | 1 | - | Unknown |
| Drazin Securities, Inc. CRD: 16357 | - | 0 | 0 | A | INACTIVE |
| DRB Financial, Inc. CRD: 7591 | - | 0 | 0 | A | INACTIVE |
| DRBLWB, LLC CRD: 156619 | - | 0 | 0 | - | Unknown |
| DRC Investment Advisors, LLC CRD: 332680 | - | 0 | 1 | - | Unknown |
| DRC Savills Investment Management LLP CRD: 164242 | - | 0 | 0 | - | Unknown |
| DRD Securities, Inc. CRD: 142464 | - | 0 | 0 | A | INACTIVE |
| Dreadnought Capital Management Corporation CRD: 150352 | - | 0 | 0 | - | Unknown |
| Dream Bigger Financial, LLC CRD: 323117 | - | 0 | 1 | - | Unknown |
| Dream Capital Advisors, LLC CRD: 142788 | - | 0 | 1 | - | Unknown |