Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Schapiro Securities Co. CRD: 6644 | - | 0 | 0 | A | INACTIVE |
| Scharff & Jones, Inc. CRD: 745 | - | 0 | 0 | A | INACTIVE |
| Scharl Advisory Services, Inc. CRD: 118171 | - | 0 | 2 | A | Unknown |
| Schatz Financial CRD: 116940 | - | 0 | 0 | A | Unknown |
| Schembra Securities, Inc. CRD: 18184 | - | 2 | 0 | B | INACTIVE |
| Schemco, LLC CRD: 157066 | - | 0 | 1 | A | Unknown |
| Schenker, Steven Neil CRD: 33931 | - | 0 | 0 | A | INACTIVE |
| Scherck, Stein & Franc, Inc. CRD: 747 | - | 0 | 0 | A | INACTIVE |
| Schield Securities LLC CRD: 36769 | - | 0 | 0 | A | INACTIVE |
| Schield Securities, Inc. CRD: 16439 | - | 0 | 0 | A | INACTIVE |
| Schienberg, Keith H. CRD: 142419 | - | 0 | 0 | A | Unknown |
| Schill Securities, Inc. CRD: 21170 | - | 0 | 0 | A | INACTIVE |
| Schlack & Co., Inc. CRD: 3170 | - | 0 | 0 | A | INACTIVE |
| Schlegel Dunn LLC CRD: 337990 | - | 0 | 1 | A | Unknown |
| Schlesinger Securities Corp. CRD: 31733 | - | 0 | 0 | A | INACTIVE |
| Schmidt Securities, Inc. CRD: 7099 | - | 0 | 0 | A | INACTIVE |
| Schmidt, Scotland CRD: 307269 | - | 0 | 1 | A | Unknown |
| Schmitz Securities Company CRD: 10718 | - | 0 | 0 | A | INACTIVE |
| Schneider Securities, Inc. CRD: 16434 | - | 36 | 0 | F | INACTIVE |
| Schock & Poores Cpa's Inc CRD: 121587 | - | 0 | 0 | A | Unknown |
| Schofield Securities, Inc. CRD: 14041 | - | 0 | 0 | A | INACTIVE |
| Scholar Financial CRD: 285968 | - | 0 | 0 | A | Unknown |
| Schon-EX LLC CRD: 32211 | - | 5 | 0 | C | INACTIVE |
| Schonfeld Securities, LLC CRD: 23304 | - | 20 | 0 | F | INACTIVE |
| Schorn Wealth CRD: 304104 | - | 0 | 3 | A | Unknown |
| Schott, Henry John CRD: 39604 | - | 0 | 0 | A | INACTIVE |
| Schottenfeld Group GP LLC CRD: 289379 | - | 0 | 0 | A | Unknown |
| Schram, Robert CRD: 144142 | - | 0 | 0 | A | Unknown |
| Schroder & Co. Inc. CRD: 6112 | - | 25 | 0 | F | INACTIVE |
| Schroeder, Dale Douglas CRD: 127839 | - | 0 | 0 | A | INACTIVE |
| Schulte & Johnson, Inc. CRD: 21716 | - | 0 | 0 | A | INACTIVE |
| Schulz Wealth, Ltd. CRD: 172194 | - | 0 | 1 | A | Unknown |
| Schwab Investments, Inc. CRD: 10568 | - | 0 | 0 | A | INACTIVE |
| Schwab Wealth Advisory, Inc. CRD: 159035 | - | 0 | 1,325 | A | Unknown |
| Schwanke, Walter Scott CRD: 33452 | - | 0 | 0 | A | INACTIVE |
| Schwartz School of Business CRD: 336738 | - | 0 | 1 | A | Unknown |
| Schwartz, Todd JAY CRD: 41302 | - | 0 | 0 | A | INACTIVE |
| SCI, Inc. CRD: 321197 | - | 0 | 1 | A | Unknown |
| Scia NY CRD: 337639 | - | 0 | 1 | A | Unknown |
| Science & Technology Partners, L.P. CRD: 331267 | - | 0 | 1 | A | Unknown |
| Scinto Group LLP CRD: 130565 | - | 0 | 2 | A | Unknown |
| Scionai CRD: 305833 | - | 0 | 2 | A | Unknown |
| Scipion Capital (UK) Ltd CRD: 173425 | - | 0 | 0 | A | Unknown |
| Scius Securities LLC CRD: 113223 | - | 0 | 0 | A | INACTIVE |
| SCM Investment Services CRD: 285240 | - | 0 | 2 | A | Unknown |
| SCM Securities, Inc. CRD: 14763 | - | 0 | 0 | A | INACTIVE |
| SCM Securities, Ltd. CRD: 23730 | - | 0 | 0 | A | INACTIVE |
| SCMS LLC CRD: 33321 | - | 0 | 0 | A | INACTIVE |
| SCO Advisory, LLC CRD: 154300 | - | 0 | 0 | A | Unknown |
| SCO Securities LLC CRD: 47748 | - | 2 | 0 | B | INACTIVE |