Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Scoby Zook CRD: 111214 | - | 0 | 0 | A | Unknown |
| Scoggin Management LP CRD: 157587 | - | 0 | 1 | A | Unknown |
| Scop Ventures, LLC CRD: 331287 | - | 0 | 1 | A | Unknown |
| Score Securities, Inc. CRD: 41370 | - | 0 | 0 | A | INACTIVE |
| Scorpion Trading, L.L.C. CRD: 44332 | - | 0 | 0 | A | INACTIVE |
| Scotia Capital (USA) Inc. CRD: 2739 | NY | 9 | 11 | C | Active |
| Scotia International, Inc. CRD: 23491 | - | 1 | 0 | B | INACTIVE |
| Scotia Partners, LLC CRD: 140568 | - | 0 | 1 | A | Unknown |
| Scotland Yard Investments, Inc. CRD: 15075 | - | 0 | 0 | A | INACTIVE |
| Scott & Stringfellow, Inc. CRD: 3309 | - | 0 | 0 | A | INACTIVE |
| Scott & Stringfellow, LLC CRD: 6255 | - | 41 | 0 | F | INACTIVE |
| Scott James Group, Inc. CRD: 104374 | VA | 0 | 2 | A | Active |
| Scott Management CRD: 173422 | - | 0 | 0 | A | Unknown |
| Scott Network Securities, Inc. CRD: 104815 | - | 0 | 0 | A | INACTIVE |
| Scott Securities, Inc. CRD: 13862 | - | 0 | 0 | A | INACTIVE |
| Scott Shores Broker/Dealer CRD: 25845 | - | 0 | 0 | A | INACTIVE |
| Scott T. Taylor, Ltd. CRD: 136414 | TX | 0 | 2 | A | Active |
| Scott's Cove Management LLC CRD: 158402 | - | 0 | 0 | A | Unknown |
| Scott, Diana CRD: 33932 | - | 0 | 0 | A | INACTIVE |
| Scott, Ralph Upton CRD: 128237 | - | 0 | 1 | A | Unknown |
| Scottrade, Inc. CRD: 8206 | - | 84 | 0 | F | INACTIVE |
| Scout CRD: 318417 | - | 0 | 1 | A | Unknown |
| Scout Investments, Inc. CRD: 111787 | - | 0 | 4 | A | Unknown |
| Scout VC, LLC CRD: 308128 | - | 0 | 1 | A | Unknown |
| SCP Investment, LP CRD: 283397 | - | 0 | 1 | A | Unknown |
| SCP Management LLC CRD: 163854 | - | 0 | 1 | A | Unknown |
| SCP S. GP LP CRD: 281361 | - | 0 | 0 | A | Unknown |
| SCR Energy Syndicators, Inc. CRD: 15688 | - | 0 | 0 | A | INACTIVE |
| SCR Financial Inc. CRD: 15632 | - | 0 | 0 | A | INACTIVE |
| Scrappy NOT Sloppy, LLC CRD: 315655 | - | 0 | 1 | A | Unknown |
| Scred Securities US LLC CRD: 332432 | NJ | 0 | 2 | A | Active |
| SCS CRD: 310849 | - | 0 | 2 | A | Unknown |
| SCS Growth CRD: 283783 | - | 0 | 1 | A | Unknown |
| SCS Systems, Inc. CRD: 111839 | - | 0 | 0 | A | Unknown |
| Scuba Investments, LLC CRD: 181523 | - | 0 | 0 | A | Unknown |
| Sculptor Capital LP CRD: 107913 | - | 0 | 1 | A | Unknown |
| Scuti CRD: 316403 | - | 0 | 0 | A | Unknown |
| SCV Capital LLC CRD: 334655 | - | 0 | 4 | A | Unknown |
| SD Options LLC CRD: 129924 | - | 0 | 0 | A | INACTIVE |
| SDC Advisory, LLC CRD: 332030 | - | 0 | 2 | A | Unknown |
| SDC Financial, LLC CRD: 128551 | - | 0 | 0 | A | Unknown |
| SDCL EE Co (US), Management LLC CRD: 282700 | - | 0 | 0 | A | Unknown |
| SDCL EE Co US LLC CRD: 339471 | - | 0 | 1 | A | Unknown |
| SDM Investments, LLC CRD: 140325 | - | 0 | 1 | A | Unknown |
| SDS Securities Corp. CRD: 129413 | - | 1 | 0 | B | INACTIVE |
| SE Hunt Capital, LLC CRD: 336201 | - | 0 | 1 | A | Unknown |
| SEA Investors Corporation CRD: 11216 | - | 0 | 0 | A | INACTIVE |
| SEA Otter Advisors LLC CRD: 321079 | - | 0 | 0 | A | Unknown |
| SEA Pines Investments, Inc. CRD: 13638 | - | 0 | 0 | A | INACTIVE |
| SEA Securities, L.L.C. CRD: 130704 | - | 1 | 0 | B | INACTIVE |