Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Dream Catcher Financial Services, LLC CRD: 149765 | - | 0 | 1 | - | Unknown |
| Dream Financial Planning CRD: 304086 | - | 0 | 1 | - | Unknown |
| Dream Lake Financial LLC CRD: 329789 | - | 0 | 1 | - | Unknown |
| Dream Life Wealth Management LLC CRD: 337311 | - | 0 | 1 | - | Unknown |
| Dream Machine GP, L.L.C. CRD: 336402 | - | 0 | 1 | - | Unknown |
| Dream Machine GP, LLC CRD: 292645 | - | 0 | 0 | - | Unknown |
| Dream Peak Capital Limited CRD: 331912 | - | 0 | 0 | - | Unknown |
| Dream Street Securities, LLC CRD: 324818 | CA | 0 | 1 | A | Active |
| Dream U.S. Manager LLC CRD: 314547 | - | 0 | 1 | - | Unknown |
| Dream Weaver Financial Planning LLC CRD: 332199 | - | 0 | 2 | - | Unknown |
| Dreamadviser Corp CRD: 330534 | - | 0 | 0 | - | Unknown |
| Dreamers Management LLC CRD: 299919 | - | 0 | 1 | - | Unknown |
| Dreamfield Planning Group, LLC CRD: 316550 | - | 0 | 1 | - | Unknown |
| Dreamit Ventures CRD: 295030 | - | 0 | 1 | - | Unknown |
| Dreams Investment Solutions CRD: 339186 | - | 0 | 2 | - | Unknown |
| Dreamvision Capital CRD: 332409 | - | 0 | 1 | - | Unknown |
| Dreamwork Financial Group CRD: 175336 | - | 0 | 1 | - | Unknown |
| Dreavent Inc. CRD: 317637 | - | 0 | 1 | - | Unknown |
| Dreher & Associates, Inc. CRD: 8665 | - | 2 | 0 | B | INACTIVE |
| Dreher Financial Partners CRD: 104537 | - | 0 | 2 | - | Unknown |
| Dreher Investment Services, Inc. CRD: 114196 | - | 0 | 0 | - | Unknown |
| Dreifuss, Steven Earl CRD: 34096 | - | 0 | 0 | A | INACTIVE |
| Dreizler, Leif Allen CRD: 313428 | - | 0 | 0 | - | Unknown |
| Drekar Capital Management LLC CRD: 157859 | - | 0 | 0 | - | Unknown |
| Dreman Financial Services, Inc. CRD: 25625 | - | 0 | 0 | A | INACTIVE |
| Dreman Liquidating Corporation CRD: 21534 | - | 0 | 0 | A | INACTIVE |
| Dreman Value Management LLC CRD: 111588 | - | 0 | 0 | - | Unknown |
| Dresbach & Associates CRD: 121383 | - | 0 | 0 | - | Unknown |
| Drescher Capital, L.P. CRD: 282841 | - | 0 | 0 | - | Unknown |
| Dresdner Kleinwort Wasserstein - Grantchester, Inc… CRD: 24074 | - | 2 | 0 | B | INACTIVE |
| Dresdner Kleinwort Wasserstein, LLC CRD: 22068 | - | 0 | 0 | A | INACTIVE |
| Dresdner Securities (USA) Inc. CRD: 1993 | - | 0 | 0 | A | INACTIVE |
| Dreskin, Gillman & Granet, Inc. CRD: 19805 | - | 0 | 0 | A | INACTIVE |
| Dresner Financial Planning CRD: 169285 | - | 0 | 1 | - | Unknown |
| Dresner Investment Services, Inc. CRD: 35145 | IL | 0 | 3 | A | Active |
| Drever Atelier Partners CRD: 314542 | - | 0 | 0 | - | Unknown |
| Drevets, Bruce David CRD: 46904 | - | 0 | 0 | A | INACTIVE |
| Drevets, Keith Paul CRD: 34684 | - | 0 | 0 | A | INACTIVE |
| Drew Investment Management, Inc. CRD: 317199 | - | 0 | 0 | - | Unknown |
| Drew Michael Kallstrom CRD: 311505 | - | 0 | 0 | - | Unknown |
| Drew Planners Inc. CRD: 119997 | - | 0 | 0 | - | Unknown |
| Drew Wealth Management CRD: 332366 | - | 0 | 1 | - | Unknown |
| Drexel Burnham Lambert Government Securities Inc. CRD: 19727 | - | 0 | 0 | A | INACTIVE |
| Drexel Burnham Lambert Incorporated CRD: 7323 | - | 0 | 0 | A | INACTIVE |
| Drexel Burnham Lambert Puerto Rico Inc. CRD: 7587 | - | 0 | 0 | A | INACTIVE |
| Drexel DAY Financial CRD: 318791 | - | 0 | 0 | - | Unknown |
| Drexel Hamilton, LLC CRD: 143570 | NY | 3 | 4 | B | Active |
| Drexel Morgan & Co. CRD: 151053 | - | 0 | 1 | - | Unknown |
| Drexel Morgan Capital Advisers, Inc. CRD: 110339 | - | 0 | 0 | - | Unknown |
| Drexel, Drew & Dicksen Securities, Inc. CRD: 18172 | - | 0 | 0 | A | INACTIVE |